LIMITED WAIVER TO STOCKHOLDERS AGREEMENTStockholders Agreement • October 23rd, 2009 • Ricketts J Joe • Security brokers, dealers & flotation companies • Delaware
This LIMITED WAIVER TO STOCKHOLDERS AGREEMENT (this “Limited Waiver”) is made and entered into this 29th day of September 2009 by and among TD AMERITRADE Holding Corporation (the “Company”), the stockholders of the Company listed on the signature pages hereto under the heading “R Parties” (collectively, the “R Parties”), The Toronto-Dominion Bank, a Canadian chartered bank (“TD Bank”), and TD Discount Brokerage Holdings LLC, a Delaware limited liability company and a direct, wholly-owned subsidiary of TD Bank (collectively with TD Bank, “TD”). Capitalized terms used but not otherwise defined herein shall have the meanings ascribed to them in the Stockholders Agreement (defined below).
