0000950123-09-005461 Sample Contracts

BROADPOINT SECURITIES GROUP, INC.
Incentive Compensation Plan Restricted Stock Units Agreement • March 26th, 2009 • Broadpoint Securities Group, Inc. • Security brokers, dealers & flotation companies • New York

THIS RESTRICTED STOCK UNITS AGREEMENT (the “Agreement”) confirms the grant on January 1, 2009 (the “Grant Date”) by Broadpoint Securities Group, Inc., a New York corporation (the “Company”), to Lee Fensterstock (“Employee”) of Restricted Stock Units (the “Units”), including rights to Dividend Equivalents as specified herein, as follows:

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BROADPOINT SECURITIES GROUP, INC.
Incentive Compensation Plan Restricted Stock Units Agreement • March 26th, 2009 • Broadpoint Securities Group, Inc. • Security brokers, dealers & flotation companies • New York

THIS RESTRICTED STOCK UNITS AGREEMENT (the “Agreement”) confirms the grant on February 13, 2009 (the “Grant Date”) by Broadpoint Securities Group, Inc., a New York corporation (the “Company”), to Patricia Arciero-Craig (“Employee”) of Restricted Stock Units (the “Units”), including rights to Dividend Equivalents as specified herein, as follows:

BROADPOINT SECURITIES GROUP, INC.
Incentive Compensation Plan Stock Option Agreement • March 26th, 2009 • Broadpoint Securities Group, Inc. • Security brokers, dealers & flotation companies • New York

THIS STOCK OPTION AGREEMENT (the “Agreement”) confirms the grant on December 18, 2008 (the “Grant Date”) by Broadpoint Securities Group, Inc., a New York corporation (the “Company”), to Peter McNierney (“Employee”) of non-qualified options (“Options”) to acquire shares of the Company’s common stock (“Shares”), as follows:

BROADPOINT SECURITIES GROUP, INC.
Incentive Compensation Plan Stock Option Agreement • March 26th, 2009 • Broadpoint Securities Group, Inc. • Security brokers, dealers & flotation companies • New York

THIS STOCK OPTION AGREEMENT (the “Agreement”) confirms the grant on December 18, 2008 (the “Grant Date”) by Broadpoint Securities Group, Inc., a New York corporation (the “Company”), to Lee Fensterstock (“Employee”) of non-qualified options (“Options”) to acquire shares of the Company’s common stock (“Shares”), as follows:

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