AMENDMENT NO. 1 TO THE RIGHTS AGREEMENTRights Agreement • April 11th, 2016 • GAIN Capital Holdings, Inc. • Commodity contracts brokers & dealers • Delaware
AMENDMENT NO. 1, dated as of April 8, 2016 (the “Amendment”) to the Rights Agreement dated as of April 9, 2013 (the “Rights Agreement”), between Gain Capital Holdings, Inc., a Delaware corporation (the “Company”), and Broadridge Corporate Issuer Solutions, Inc., a Delaware corporation, as Rights Agent (the “Rights Agent”). Capitalized terms used, but not otherwise defined herein, shall have the respective meanings ascribed to such terms in the Rights Agreement.
