Shareholder Information Rule 22c-2 Agreement2 Agreement • April 30th, 2007 • Stewart W P & Co Growth Fund Inc
AGREEMENT entered into as of _____________ ___, 2007, by and between the W.P. Stewart & Co. Growth Fund, Inc. (the “Fund”) and [insert name of financial intermediary] (“Intermediary”) with an effective date of April 16, 2007. Prior to the effective date of this Agreement, the Fund and the Intermediary agree that any request made to the Intermediary by the Fund for Client-Shareholder transaction information, and the Intermediary’s response to such request, shall be governed by whatever practices the Fund and the Intermediary had utilized in the absence of a formal agreement, if any, to govern such requests.
BROKER DEALER SELLING AGREEMENTBroker Dealer • April 30th, 2007 • Stewart W P & Co Growth Fund Inc • Colorado
THIS BROKER DEALER SELLING AGREEMENT (“Agreement”) made and entered into between ALPS Distributors, Inc. (“ADI”), a Colorado corporation having its principal place of business at 1625 Broadway, Suite 2200, Denver, Colorado 80202, and, __________________________________ a _________________________ company having its principal place of business at ____________________________________________________________ (hereinafter “Broker/Dealer”).
RULE 22c-2 ADDENDUMStewart W P & Co Growth Fund Inc • April 30th, 2007
This Addendum is made as of ________, 2006, between the ALPS Distributors, Inc. (“ADI”), and [Org Name] (“Intermediary”) as a supplement to the distribution and/or shareholder servicing agreement dated [effective date] (“Agreement”) between the aforementioned parties concerning the offering of each mutual fund portfolio contemplated in the Agreement (each a “Fund” or collectively the “Funds”). This Addendum has an effective date of [insert]. Prior to the effective date of this Addendum, the Intermediary agrees that any request made to the Intermediary by the Fund for shareholder transaction information, and the Intermediary’s response to such request, shall be governed by whatever practices the Fund and the Intermediary had utilized in the absence of a formal agreement, if any, to govern such requests.
c/o W.P. Stewart & Co., Inc. New York, New York 10022 Attention: Treasurer RE: Fourth Amendment to Loan Agreement Ladies and Gentlemen:Stewart W P & Co Growth Fund Inc • April 30th, 2007
Pursuant to a loan agreement dated April 29, 2003 (as amended, the “Loan Agreement”), State Street Bank and Trust Company (the “Bank”) has made available a $5,000,000 committed unsecured revolving line of credit (the “Committed Line”) to W.P. Stewart & Co. Growth Fund, Inc. (the “Borrower”), a Maryland corporation. Obligations of the Borrower with respect to Loans made pursuant to the Committed Line are evidenced by a promissory note dated April 29, 2003 in the original principal amount of $5,000,000 (the “Note”), executed by the Borrower to the order of the Bank. Capitalized terms not hereinafter defined shall have the same meanings as set forth in the Loan Agreement.
