WITNESSETH: ----------Employment Agreement • October 5th, 1999 • D E Frey Group Inc • Colorado
Exhibit 1.1 2,000,000 Shares D.E. FREY GROUP, INC. Common Stock UNDERWRITING AGREEMENT NEIDIGER, TUCKER, BRUNER, INC. with FREY & COMPANY, INC., as co- manager as Representative of the several Underwriters named in Schedule I attached hereto c/o...Underwriting Agreement • October 5th, 1999 • D E Frey Group Inc • Colorado
AGREEMENTAgreement • October 5th, 1999 • D E Frey Group Inc • Colorado
Exhibit 10.10 CLEARING AGREEMENT This agreement, made this _____17_____ day of ______June________, 1994 (the "Agreement") between Correspondent Services Corporation (hereinafter referred to as "CSC"), and D.E. Frey & Company, Inc. (hereinafter...Clearing Agreement • October 5th, 1999 • D E Frey Group Inc
Exhibit 1.3 2,000,000 Shares of Common Stock D.E. FREY GROUP, INC. ---------------------------------- AGREEMENT AMONG UNDERWRITERS ----------------------------------D E Frey Group Inc • October 5th, 1999 • Colorado
EXHIBIT 10.9 DEF SPECIAL FUND, LLC LIMITED LIABILITY COMPANY OPERATING AGREEMENT THIS OPERATING AGREEMENT ("Agreement" or "Operating Agreement") of DEF Special Fund, LLC (the "Fund") is made the 16th day of October, 1997, by D.E. Frey & Group, Inc....Operating Agreement • October 5th, 1999 • D E Frey Group Inc • California
WITNESSETH:Noncompetition and Nonsolicitation Agreement • October 5th, 1999 • D E Frey Group Inc
EXHIBIT 10.6 TO: McAst Inc. FROM: Dale E. Frey RE: Recruiting Agreement DATE: May 1, 1995 D.E. Frey & Company, Inc. would like to enter into an agreement with McAst, Inc. to recruit registered representatives into the firm. For the service we offer...D E Frey Group Inc • October 5th, 1999
EXHIBIT 10.7 D.E. FREY & COMPANY, INC. 1700 Lincoln Street, Suite 2200 Reg. Rep. ____Office Denver, CO 80203 INDEPENDENT CONTRACTOR AGREEMENT ___________________________________________ Date of Agreement__________________ Name of Independent...D E Frey Group Inc • October 5th, 1999
EXHIBIT 4.2 THIS NOTE HAS NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933 ("THE ACT") AND IS A "RESTRICTED SECURITY" AS THAT TERM IS DEFINED IN RULE 144 UNDER THE ACT. THE NOTE MAY NOT BE OFFERED FOR SALE, SOLD OR OTHERWISE TRANSFERRED EXCEPT...D E Frey Group Inc • October 5th, 1999 • Colorado
Exhibit 10-8 D.E. FREY & COMPANY, INC. 1700 Lincoln Street, Suite 2200 Denver, CO 80203 BRANCH OFFICE AGREEMENT __________________________________________ Date of Agreement:________________ Name of Branch Manager...Branch Office Agreement • October 5th, 1999 • D E Frey Group Inc • Colorado
