UNDERWRITING AGREEMENT Between THE SARATOGA ADVANTAGE TRUST and NORTHERN LIGHTS DISTRIBUTORS, LLCUnderwriting Agreement • September 9th, 2014 • Saratoga Advantage Trust • Arizona
THIS UNDERWRITING AGREEMENT effective as of the 1st day of May 2014 by and between THE SARATOGA ADVANTAGE TRUST, a Delaware business trust, having its principal office and place of business at 1616 N. Litchfield Road, Suite 165 Goodyear, Arizona 85395 (the “Trust”), and NORTHERN LIGHTS DISTRIBUTORS, LLC, a Nebraska limited liability company having its principal office and place of business at 17605 Wright Street, Omaha, Nebraska 68130 (“NLD”).
SARATOGA ADVANTAGE TRUST INVESTMENT MANAGEMENT AGREEMENT JAMES ALPHA MULTI STRATEGY ALTERNATIVE INCOME PORTFOLIOInvestment Management Agreement • September 9th, 2014 • Saratoga Advantage Trust • Delaware
THIS INVESTMENT MANAGEMENT AGREEMENT is made as of the 2nd day of September, 2014, by and between Saratoga Advantage Trust (the “Trust”), on behalf of the James Alpha Multi Strategy Alternative Income Portfolio, a series of the Trust (the “Fund”), and James Alpha Management, LLC (the “Manager”).
SARATOGA ADVANTAGE TRUST OPERATING EXPENSE LIMITATION AGREEMENT JAMES ALPHA MULTI STRATEGY ALTERNATIVE INCOME PORTFOLIOExpense Limitation Agreement • September 9th, 2014 • Saratoga Advantage Trust • New York
THIS OPERATING EXPENSE LIMITATION AGREEMENT (the “Agreement”) is effective as of the 2nd day of September, 2014, by and between Saratoga Advantage Trust, (the “Trust”), on behalf of the James Alpha Multi Strategy Alternative Income Portfolio, a series of the Trust (the “Fund”), and James Alpha Management, LLC, the investment adviser to the Fund (the “Manager”).
FUND SERVICES AGREEMENTFund Services Agreement • September 9th, 2014 • Saratoga Advantage Trust • New York
THIS FUND SERVICES AGREEMENT (this “Agreement”) effective as of the 1st day of May, 2014, by and between THE SARATOGA ADVANTAGE TRUST, a Delaware statutory trust having its principal office and place of business at 1616 N. Litchfield Road, Suite 165, Goodyear, Arizona 85395 (the “Trust”) and GEMINI FUND SERVICES, LLC, a Nebraska limited liability company having its principal office and place of business at 17605 Wright Street, Omaha, Nebraska 68130 (“GFS”). This Agreement replaces and supersedes all prior understandings and agreements between the parties hereto for the services described below.
