NORTHERN LIGHTS FUND TRUST OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT TRANSWESTERN ADVISORSAnd Security Agreement • April 28th, 2014 • Northern Lights Fund Trust • New York
THIS OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT (the “Agreement”) is effective as of the 3rd day of November, 2010, as revised as of the 1st day of May, 2013, and as revised on March 26, 2014, by and between NORTHERN LIGHTS FUND TRUST, a Delaware statutory trust (the “Trust”), on behalf of TransWestern Institutional Short Duration Government Bond Fund (the “Fund”) a series of the Trust, and the advisor of the Fund, TRANSWESTERN ADVISORS (the “Advisor”).
FIRST AMENDMENT TO INVESTMENT ADVISORY AGREEMENT Between NORTHERN LIGHTS FUND TRUST and TRANSWESTERN ADVISORS (FORMERLY BBW CAPITAL ADVISORS)Investment Advisory Agreement • April 28th, 2014 • Northern Lights Fund Trust
THIS FIRST AMENDMENT TO THE INVESTMENT ADVISORY AGREEMENT is made and entered into as of December 2, 2013, between Northern Lights Fund Trust, a Delaware statutory trust (the "Trust"), and TransWestern Advisors (formerly BBW Capital Advisors., a Colorado Limited Liability Company (the "Adviser") located at 1743 Wazee Street, Suite 250, Denver, Colorado 80202. ..
