INVESTMENT ADVISORY AGREEMENT Between NORTHERN LIGHTS FUND TRUST III and TAYLOR INVESTMENT ADVISORS, LPInvestment Advisory Agreement • August 23rd, 2012 • Northern Lights Fund Trust Iii • New York
AGREEMENT, made as of May 30 , 2012 between Northern Lights Fund Trust III, a Delaware statutory trust (the "Trust"), and TAYLOR INVESTMENT ADVISORS, LP , a Texas limited partnership (the "Adviser") located at 100 Crescent Court, Suite 525, Dallas, Texas 75201.
NORTHERN LIGHTS FUND TRUST III OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT TAYLOR INVESTMENT ADVISORS, LPAnd Security Agreement • August 23rd, 2012 • Northern Lights Fund Trust Iii • New York
THIS OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT (the “Agreement”) is effective as of the 30th day of May, 2012, by and between NORTHERN LIGHTS FUND TRUST III, a Delaware statutory trust (the “Trust”), on behalf of Taylor Xplor Managed Futures Strategy Fund (the “Fund”) a series of the Trust, and the Advisor of the Fund, Taylor Investment Advisors, LP (the “Advisor”).
SUBADVISORY AGREEMENTSubadvisory Agreement • August 23rd, 2012 • Northern Lights Fund Trust Iii • New York
THIS AGREEMENT (“Agreement”) is made and entered into as of the 16th day of August, 2012, by and between TAYLOR INVESTMENT ADVISORS, LP , (the “Adviser”), a Texas limited partnership registered under the Investment Advisers Act of 1940, as amended (the “Advisers Act”) located at 100 Crescent Court, Suite 525, Dallas, Texas 75201 , and BLACKROCK INVESTMENT MANAGEMENT, LLC, a limited liability company organized under the laws of Delaware (the “Subadviser”) and also registered under the Advisers Act, with respect to Taylor Xplor Managed Futures Strategy Fund (the “Fund”), a series of the NORTHERN LIGHTS FUND TRUST III, a Delaware statutory trust (the “Trust”).
DISTRIBUTION PLAN PURSUANT TO RULE 12B-1 UNDER THE INVESTMENT COMPANY ACT OF 1940 NORTHERN LIGHTS FUND TRUST III On behalf of its series TAYLOR XPLOR MANAGED FUTURES STRATEGY FUNDDistribution Plan • August 23rd, 2012 • Northern Lights Fund Trust Iii
DISTRIBUTION PLAN made as of May 30, 2012, by and between Northern Lights Fund Trust III (the "Trust") on behalf of its separate series, Taylor Xplor Managed Future Strategy Fund (the “Fund”) and the distributor for the Fund, Northern Lights Distributors, LLC (the “DISTRIBUTOR”).
