0000898745-18-000609 Sample Contracts

PRINCIPAL FUNDS, INC. SUB‑ADVISORY AGREEMENT

Sub‑advisory Agreement • July 13th, 2018 • Principal Funds Inc • Iowa

• Contract Type
  Sub‑advisory Agreement
• Filed
  July 13th, 2018
• Company
  Principal Funds Inc
• Jurisdiction
  Iowa

SUB-ADVISORY AGREEMENT (the “Agreement”) executed as of June 28, 2018 by and between PRINCIPAL GLOBAL INVESTORS, LLC, a Delaware limited liability company (hereinafter called the “Manager”), and HOTCHKIS & WILEY CAPITAL MANAGEMENT, LLC, a Delaware limited liability company (hereinafter called the “Sub‑Advisor”).

FORM OF PRINCIPAL FUNDS, INC. CONTRACTUAL FEE WAIVER AGREEMENT

Form Of • July 13th, 2018 • Principal Funds Inc

• Contract Type
  Form Of
• Filed
  July 13th, 2018
• Company
  Principal Funds Inc

AGREEMENT made this June 15, 2018 by and between Principal Funds, Inc. (the “Fund”) and Principal Global Investors, LLC (the “Advisor”) (together, the “Parties”).