FORM OFForm Of • December 30th, 2004 • Gartmore Mutual Funds • Delaware
FORM OF PRINCIPAL FUNDS, INC. SUB‑ADVISORY AGREEMENTForm Of • June 25th, 2015 • Principal Funds Inc • Iowa
AGREEMENT executed as of ____________, 2015, by and between PRINCIPAL MANAGEMENT CORPORATION, an Iowa corporation (hereinafter called "the Manager"), and Fischer Francis Trees & Watts, Inc., a corporation organized under the laws of New York (hereinafter called “the Sub-Advisor”).
FORM OF PRINCIPAL FUNDS, INC. CONTRACTUAL FEE WAIVER AGREEMENTForm Of • February 26th, 2015 • Principal Funds Inc
AGREEMENT made this ____ day of _____________, 2015 by and between Principal Funds, Inc. (the “Fund”) and Principal Management Corporation (the “Advisor”) (together, the “Parties”).
FORM OF INVESTMENT SUB-ADVISORY AGREEMENTForm Of • October 28th, 2016 • AdvisorShares Trust • Delaware
AGREEMENT (the “Agreement”) made as of this __ day of ________ 2016 by and between AdvisorShares Investments, LLC, a Delaware limited liability company with its principal place of business at 4800 Montgomery Lane, Suite 150, Bethesda, Maryland 20814 (the “Adviser”), and Dorsey, Wright & Associates, LLC, a Virginia limited liability company with its principal place of business at 1011 Boulder Springs Drive, Suite 150, Richmond, VA 23225 (the “Sub-Adviser”).
FORM OF ADMINISTRATION AGREEMENTForm Of • May 13th, 2011 • Special Value Continuation Fund, LLC • New York
AGREEMENT (this "Agreement") made as of [ ], 2011 by and between TCP Capital Corp., a Delaware corporation (hereinafter referred to as the "Corporation"), and SVOF/MM, LLC, a Delaware limited liability company (hereinafter referred to as the "Administrator").
SUB-ADVISORY AGREEMENTForm Of • September 16th, 2016 • Trust for Advisor Solutions • Delaware
THIS AGREEMENT is made and entered into as of [ ], 2016, by and among Hatteras Funds, LP, a Delaware limited partnership (formerly a Delaware limited liability company known as Hatteras Funds, LLC) (the “Advisor”), Coe Capital Management, LLC, an Illinois limited liability company (the “Sub-Advisor”), and the Trust for Advisor Solutions, a Delaware statutory trust (the “Trust”) on behalf of such series as designated by the Advisor (the “Fund”).
FORM OF SUB-ADVISORY AGREEMENT between FMR CO., INC. and GEODE CAPITAL MANAGEMENT, LLC and FIDELITY COVINGTON TRUST ON BEHALF OF FIDELITY TARGETED EMERGING MARKETS FACTOR ETFForm Of • February 20th, 2019 • Fidelity Covington Trust • Massachusetts
AGREEMENT made this [_______], among Fidelity Covington Trust, a Massachusetts business trust (the “Trust”), on behalf of Fidelity Targeted Emerging Markets Factor ETF, a series portfolio of the Trust (the “Fund”), FMR Co., Inc., a Massachusetts corporation (“Manager”), and Geode Capital Management, LLC, a Delaware limited liability company (“Subadviser”).
FORM OF PRINCIPAL VARIABLE CONTRACTS FUNDS INC. AMENDED AND RESTATED SUB‑ADVISORY AGREEMENT PRINCIPAL GLOBAL INVESTORS SUB-ADVISED ACCOUNTSForm Of • May 14th, 2015 • Principal Variable Contracts Funds Inc • Iowa
AGREEMENT executed as of ___________, by and between PRINCIPAL MANAGEMENT CORPORATION (hereinafter called "the Manager"), and PRINCIPAL GLOBAL INVESTORS, LLC (hereinafter called "the Sub‑Advisor").
FORM OF INVESTMENT ADVISORY AGREEMENTForm Of • May 20th, 2013 • WisdomTree Trust • Delaware
AGREEMENT (“Agreement”) made as of this day of , 2013, between WisdomTree Asset Management, Inc. (the “Adviser”) and WisdomTree Trust, a statutory trust organized under the laws of the State of Delaware (the “Trust”).
Form of SUB-ADVISORY AGREEMENTForm Of • September 27th, 2013 • Pace Select Advisors Trust • New York
Agreement dated as of September 11, 2013 between UBS Global Asset Management (Americas) Inc. (“UBS Global AM”), a Delaware corporation, and Los Angeles Capital Management and Equity Research, Inc. (“Sub-Adviser” or “Los Angeles Capital”), a California Corporation (the “Agreement”).
FORM OFForm Of • April 27th, 2011 • Lord Abbett Global Fund Inc
FORM OF PRINCIPAL FUNDS, INC. CONTRACTUAL FEE WAIVER AGREEMENTForm Of • June 27th, 2014 • Principal Funds Inc
AGREEMENT made this ______ day of ____________, 2014 by and between Principal Funds, Inc. (the “Fund”) and Principal Management Corporation (the “Advisor”) (together, the “Parties”).
FORM OF PRINCIPAL FUNDS, INC. CONTRACTUAL FEE WAIVER AGREEMENTForm Of • July 13th, 2018 • Principal Funds Inc
AGREEMENT made this June 15, 2018 by and between Principal Funds, Inc. (the “Fund”) and Principal Global Investors, LLC (the “Advisor”) (together, the “Parties”).
FORM OF PRINCIPAL FUNDS, INC. CONTRACTUAL FEE WAIVER AGREEMENTForm Of • March 29th, 2016 • Principal Funds Inc
AGREEMENT made this 31st day of March, 2016 by and between Principal Funds, Inc. (the “Fund”) and Principal Management Corporation (the “Advisor”) (together, the “Parties”).
FORM OF SECURITIES PURCHASE AGREEMENTForm Of • November 22nd, 2017 • POSITIVEID Corp • Laboratory analytical instruments • Nevada
THIS PURCHASE AGREEMENT (“Agreement”) is made as of the 21st day of November, 2017 by and between PositiveID Corp.,(the “Company”), and GHS Investments, LLC (the “Investor”).
FORM OF AMENDED AND RESTATED SUB-SUBADVISORY AGREEMENTForm Of • August 25th, 2017 • Oppenheimer Global Real Estate Fund • New York
THIS AGREEMENT is made and entered into on this 1st day of January 2017 among OppenheimerFunds, Inc., a Colorado corporation (the “SubAdviser”), and Barings LLC, a Delaware limited liability company (the “Sub-SubAdviser”)
PRINCIPAL FUNDS, INC. CONTRACTUAL FEE WAIVER AGREEMENTForm Of • February 28th, 2013 • Principal Funds Inc
AGREEMENT made this ____ day of __________, 20__ by and between Principal Funds, Inc. (the “Fund”) and Principal Management Corporation (the “Advisor”) (together, the “Parties”).
FORM OF INVESTMENT SUB-SUB-ADVISORY AGREEMENTForm Of • June 2nd, 2008 • Old Mutual Funds III • Delaware
THIS AGREEMENT, (“Agreement”) made as of ___________________ by and between HEITMAN REAL ESTATE SECURITIES LLC, a Delaware limited liability company, having its principal place of business at 191 North Wacker Drive, Chicago, Illinois 60606, the United States of America (hereinafter referred to as “Heitman”) and HEITMAN INTERNATIONAL REAL ESTATE SECURITIES GmbH, registered with the Commercial Register of the Local Court of Frankfurt Am Main HRB 77896, having its principal place of business at Rossmarkt 14, 60311 Frankfurt am Main, Germany (hereinafter referred to as “Heitman-Europe”).
FORM OF April 20, 2011 DST Systems, Inc.Form Of • April 27th, 2011 • Lord Abbett Mid Cap Value Fund Inc
FORM OF PRINCIPAL FUNDS, INC. AMENDED AND RESTATED SUB‑ADVISORY AGREEMENT PRINCIPAL REAL ESTATE INVESTORS SUB-ADVISED SERIESForm Of • October 15th, 2014 • Principal Funds Inc • Iowa
AGREEMENT effective as of ________, 2014, by and between PRINCIPAL MANAGEMENT CORPORATION (hereinafter called "the Manager"), and PRINCIPAL REAL ESTATE INVESTORS, LLC (hereinafter called "the Sub‑Advisor").
FORM OF PRINCIPAL FUNDS, INC. CONTRACTUAL FEE WAIVER AGREEMENTForm Of • June 25th, 2015 • Principal Funds Inc
AGREEMENT made this ___ day of _________, 2015 by and between Principal Funds, Inc. (the “Fund”) and Principal Management Corporation (the “Advisor”) (together, the “Parties”).
FORM OF PRINCIPAL FUNDS, INC. CONTRACTUAL FEE WAIVER AGREEMENTForm Of • April 13th, 2017 • Principal Funds Inc
AGREEMENT made this 12th Day of June, 2017 by and between Principal Funds, Inc. (the “Fund”) and Principal Management Corporation (the “Advisor”) (together, the “Parties”).
FORM OF ADMINISTRATION AGREEMENTForm Of • November 13th, 2012 • Priority Senior Secured Income Fund, Inc. • New York
AGREEMENT (this “Agreement”) made as of [ ], 2012 by and between Priority Senior Secured Income Fund, Inc., a Maryland corporation (hereinafter referred to as the “Corporation”), and Prospect Administration LLC, a Delaware limited liability company (hereinafter referred to as the “Administrator”).
FORM OF AGREEMENT REGARDING CHANGE IN CONTROLForm Of • November 30th, 2012 • Abbott Laboratories • Pharmaceutical preparations • Illinois
THIS AGREEMENT (“Agreement”), is made and entered into as of , [2012] (the “Effective Date”) by and between Abbott Laboratories (the “Company”) and (the “Executive”);
FORM OF PRINCIPAL FUNDS, INC. CONTRACTUAL FEE WAIVER AGREEMENTForm Of • February 27th, 2018 • Principal Funds Inc
AGREEMENT made this March 1, 2018 by and between Principal Funds, Inc. (the “Fund”) and Principal Global Investors, LLC (the “Advisor”) (together, the “Parties”).
FORM OF Logistics AgreementForm Of • April 1st, 2010 • Clear-Lite Holdings, Inc. • Electric lighting & wiring equipment • Florida
THIS AGREEMENT (this “Agreement”) is made and entered into this ______ day of ____________________ 20__ by and between TAG Industries, Inc., A Wholly Owned Subsidiary of Clear-Lite Holdings, Inc. (“TAG” or the “Company”) having its principal place of business at 102 NE 2nd Street, PMB 400, Boca Raton, FL 33432-3908 U.S.A., and _________________________ (”Logistics Provider” or “LP”) having its principal place of business at ______________________________________________ (collectively, the “Parties”).
FORM OF SUB-ADVISORY AGREEMENTForm Of • June 21st, 2012 • Equinox Funds Trust • Delaware
AGREEMENT made as of __________________, among EQUINOX FUND MANAGEMENT, LLC (herein called the “Investment Adviser”), TAPESTRY ASSET MANAGEMENT, LP (herein called the “Sub-Adviser”), and EQUINOX FUNDS TRUST, a Delaware Statutory Trust (herein called the “Trust”) on behalf of the EQUINOX EQUITY LONG-SHORT LEGENDS FUND, a series of the Trust (herein called the “Fund”).
FORM OF PRINCIPAL FUNDS, INC. CONTRACTUAL FEE WAIVER AGREEMENTForm Of • February 26th, 2019 • Principal Funds Inc
AGREEMENT made this _______________________ by and between Principal Funds, Inc. (the “Fund”) and Principal Global Investors, LLC (the “Advisor”) (together, the “Parties”).
FORM OF INVESTMENT SUB-SUB-ADVISORY AGREEMENTForm Of • June 2nd, 2008 • Old Mutual Funds III • Delaware
THIS AGREEMENT, (“Agreement”) made as of ___________________ by and between HEITMAN REAL ESTATE SECURITIES LLC, a Delaware limited liability company, having its principal place of business at 191 North Wacker Drive, Chicago, Illinois 60606, the United States of America (hereinafter referred to as “Heitman”) and CHALLENGER MANAGED INVESTMENTS (INTERNATIONAL) PTY LTD, a New South Wales company, having its principal place of business at Level 15, 255 Pitt Street, Sydney, New South Wales, 2000, Australia (hereinafter referred to as “Challenger-USA”).
BANK Selling Agreement May 1, 2010Form Of • March 21st, 2011 • Franklin Strategic Mortgage Portfolio • California
FORM OF SUBADVISORY AGREEMENTForm Of • November 17th, 2006 • JPMorgan Trust I • New York
Agreement made as of this __ day of _______ 2006, by and between J.P. Morgan Investment Management Inc., a Delaware corporation with its principal office at 245 Park Avenue, New York, New York 10167 ("JPMIM" or the "Manager") and JF International Management Inc., with its principal place of business in Hong Kong located at 21st Floor, Chater House, 8 Connaught Road Central, Hong Kong (the "Sub-adviser").
FORM OF AMENDMENT TO THE AGENCY AGREEMENT DATED JANUARY 1, 1998 BETWEEN DST SYSTEMS, INC. AND OLD MUTUAL INSURANCE SERIES FUND (FORMERLY PBHG INSURANCE SERIES FUND)Form Of • April 10th, 2007 • Old Mutual Insurance Series Fund
THIS AMENDMENT dated September 1, 2006 to the Agency Agreement dated January 1, 1998, as amended (the “Agency Agreement”), by and between DST Systems, Inc. (“DST”) and Old Mutual Insurance Series Fund (formerly PBHG Insurance Series Fund, Inc. or PBHG Insurance Series Fund) (the “Fund”), shall be as follows:
FORM OF LEAK OUT AGREEMENTForm Of • July 1st, 2021 • Marijuana Co of America, Inc. • Medicinal chemicals & botanical products • Nevada
This LEAK-OUT AGREEMENT (the “Agreement”) is made as of June 29, 2021 (the “Effective Date”) by and between Marijuana Company of America, Inc. a Utah corporation, (the “Company”), and the undersigned holder of common stock (the “Stockholder”) of the Company.
AGREEMENT BY AND BETWEEN Patriot Bank, National Association Stamford, CT and The Comptroller of the CurrencyForm Of • November 14th, 2018 • Patriot National Bancorp Inc • National commercial banks
Patriot Bank, National Association (“Bank”) and the Comptroller of the Currency of the United States of America (“Comptroller”) wish to assure the safety and soundness of the Bank and its compliance with laws and regulations.
FORM OF FRANKLIN TEMPLETON INVESTOR SERVICES, LLC AMENDED AND RESTATEDForm Of • July 28th, 2014 • Templeton Global Investment Trust • California
The parties to this Agreement are the Investment Company named above ("Investment Company"), an open-end investment company registered as such under the Investment Company Act of 1940 ("1940 Act"), on behalf of each class of shares of each series of the Investment Company which now exists or may hereafter be created (individually, a "Fund" and collectively, the "Funds") and FRANKLIN TEMPLETON INVESTOR SERVICES, LLC ("FTIS"), a registered transfer agent formerly known as Franklin Administrative Services, Inc. This Agreement supersedes prior Shareholder Services Agreements between the parties, as stated below in section 16(d).
