0000898745-15-000441 Sample Contracts

FORM OF PRINCIPAL FUNDS, INC. SUB‑ADVISORY AGREEMENT
Form Of • June 25th, 2015 • Principal Funds Inc • Iowa

AGREEMENT executed as of ____________, 2015, by and between PRINCIPAL MANAGEMENT CORPORATION, an Iowa corporation (hereinafter called "the Manager"), and Fischer Francis Trees & Watts, Inc., a corporation organized under the laws of New York (hereinafter called “the Sub-Advisor”).

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PRINCIPAL FUNDS, INC. CONTRACTUAL FEE WAIVER AGREEMENT
Contractual Fee Waiver Agreement • June 25th, 2015 • Principal Funds Inc

AGREEMENT made this 15th day of June, 2015 by and between Principal Funds, Inc. (the “Fund”) and Principal Management Corporation (the “Advisor”) (together, the “Parties”).

FORM OF PRINCIPAL FUNDS, INC. CONTRACTUAL FEE WAIVER AGREEMENT
Form Of • June 25th, 2015 • Principal Funds Inc

AGREEMENT made this ___ day of _________, 2015 by and between Principal Funds, Inc. (the “Fund”) and Principal Management Corporation (the “Advisor”) (together, the “Parties”).

FORM OF PRINCIPAL FUNDS, INC. AMENDED AND RESTATED SUB-ADVISORY AGREEMENT SMALLCAP VALUE FUND II, MIDCAP VALUE FUND I AND GLOBAL MULTI-STRATEGY FUND
Form Of • June 25th, 2015 • Principal Funds Inc • Iowa

AGREEMENT executed as of _________, 2015, by and between PRINCIPAL MANAGEMENT CORPORATION (hereinafter called "the Manager"), and LOS ANGELES CAPITAL MANAGEMENT AND EQUITY RESEARCH, INC. (“LA Capital”) (hereinafter called "the Sub-Advisor").

FORM OF PRINCIPAL FUNDS, INC. SUB‑ADVISORY AGREEMENT
Form Of • June 25th, 2015 • Principal Funds Inc • Iowa

AGREEMENT executed as of ____________, 2015, by and between PRINCIPAL MANAGEMENT CORPORATION, an Iowa corporation (hereinafter called "the Manager"), and KLS DIVERSIFIED ASSET MANAGEMENT LP, a Delaware limited partnership (hereinafter called “the Sub-Advisor”).

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