0000898745-14-000513 Sample Contracts

PRINCIPAL FUNDS, INC. AMENDED AND RESTATED MANAGEMENT AGREEMENT
Management Agreement • March 28th, 2014 • Principal Funds Inc

AGREEMENT to be effective March 14, 2014, by and between PRINCIPAL FUNDS, INC., a Maryland corporation (hereinafter called the “Fund”) and PRINCIPAL MANAGEMENT CORPORATION, an Iowa corporation (hereinafter called the “Manager”).

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FORM OF PRINCIPAL FUNDS, INC. DISTRIBUTION PLAN AND AGREEMENT CLASS A SHARES
Distribution Plan and Agreement • March 28th, 2014 • Principal Funds Inc

DISTRIBUTION PLAN AND AGREEMENT made as of _________, 2014, by and between PRINCIPAL FUNDS, INC., a Maryland corporation (the "Fund"), and PRINCIPAL FUNDS DISTRIBUTOR, INC., a Washington corporation (the " Distributor ").

FORM OF PRINCIPAL FUNDS, INC. SUB‑ADVISORY AGREEMENT
Form Of • March 28th, 2014 • Principal Funds Inc • Iowa

AGREEMENT executed as of the ___________, 2014, by and between PRINCIPAL MANAGEMENT CORPORATION, an Iowa corporation (hereinafter called "the Manager"), and GRAHAM CAPITAL MANAGEMENT, L.P., a Delaware Limited Corporation (hereinafter called “the Sub-Advisor).

FORM OF PRINCIPAL FUNDS, INC. AMENDED AND RESTATED SUB‑ADVISORY AGREEMENT PRINCIPAL GLOBAL INVESTORS SUB-ADVISED SERIES
Sub‑advisory Agreement • March 28th, 2014 • Principal Funds Inc • Iowa

AGREEMENT effective as of_______, 2014, by and between PRINCIPAL MANAGEMENT CORPORATION (hereinafter called "the Manager"), and PRINCIPAL GLOBAL INVESTORS, LLC (hereinafter called "the Sub‑Advisor").

PRINCIPAL FUNDS, INC. CONTRACTUAL FEE WAIVER AGREEMENT
Contractual Fee Waiver Agreement • March 28th, 2014 • Principal Funds Inc

AGREEMENT made this 1st day of January, 2014 by and between Principal Funds, Inc. (the “Fund”) and Principal Management Corporation (the “Advisor”) (together, the “Parties”).

PRINCIPAL FUNDS, INC. AMENDED AND RESTATED DISTRIBUTION AGREEMENT FOR CLASS A, CLASS B, CLASS C, CLASS J, CLASS P, CLASS S, CLASS R-1, CLASS R-2, CLASS R-3, CLASS R-4, CLASS R-5, AND INSTITUTIONAL CLASS SHARES
Distribution Agreement • March 28th, 2014 • Principal Funds Inc

Agreement effective as of March 14, 2014, by and between PRINCIPAL FUNDS, INC., a Maryland corporation (referred to herein as the "Fund") and PRINCIPAL FUNDS DISTRIBUTOR, INC., a Washington corporation (referred to herein as the "Distributor").

PRINCIPAL FUNDS, INC. AMENDED AND RESTATED SUB‑ADVISORY AGREEMENT SPECTRUM SUB- ADVISED SERIES
Sub‑advisory Agreement • March 28th, 2014 • Principal Funds Inc • Iowa

AGREEMENT executed as of March 14, 2014, by and between PRINCIPAL MANAGEMENT CORPORATION (hereinafter called "the Manager"), and SPECTRUM ASSET MANAGEMENT, INC. (hereinafter called "the Sub‑Advisor").

AMENDED AND RESTATED TRANSFER AGENCY AGREEMENT FOR CLASS A, CLASS B, CLASS C, CLASS J, CLASS P, CLASS S, INSTITUTIONAL CLASS, AND PLAN CLASS SHARES
Transfer Agency Agreement • March 28th, 2014 • Principal Funds Inc

AGREEMENT to be effective March 14, 2014, by and between PRINCIPAL FUNDS, INC., a Maryland corporation (hereinafter called the “Fund”) and PRINCIPAL SHAREHOLDER SERVICES, INC., a Washington corporation (hereinafter called “the Administrator”).

PRINCIPAL FUNDS, INC. CONTRACTUAL FEE WAIVER AGREEMENT
Contractual Fee Waiver Agreement • March 28th, 2014 • Principal Funds Inc

AGREEMENT made this 1st day of March, 2014 by and between Principal Funds, Inc. (the “Fund”) and Principal Management Corporation (the “Advisor”) (together, the “Parties”).

PRINCIPAL FUNDS, INC CONTRACTUAL FEE WAIVER AGREEMENT
Contractual Fee Waiver Agreement • March 28th, 2014 • Principal Funds Inc

AGREEMENT made this December 30, 2013 by and between Principal Funds, Inc. (the “Fund”) and Principal Funds Distributor, Inc. (the “Distributor”) (together, the “Parties”).

FORM OF PRINCIPAL FUNDS, INC. CONTRACTUAL FEE WAIVER AGREEMENT
Form Of • March 28th, 2014 • Principal Funds Inc

AGREEMENT made this ____ day of __________, 2014 by and between Principal Funds, Inc. (the “Fund”) and Principal Management Corporation (the “Advisor”) (together, the “Parties”).

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