0000898745-13-000459 Sample Contracts

PRINCIPAL FUNDS, INC. AMENDED AND RESTATED MANAGEMENT AGREEMENT
Management Agreement • May 7th, 2013 • Principal Funds Inc

AGREEMENT to be effective March 1, 2013, by and between PRINCIPAL FUNDS, INC., a Maryland corporation (hereinafter called the “Fund”) and PRINCIPAL MANAGEMENT CORPORATION, an Iowa corporation (hereinafter called the “Manager”).

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PRINCIPAL FUNDS, INC. AMENDED AND RESTATED SUB‑ADVISORY AGREEMENT PRINCIPAL GLOBAL INVESTORS SUB-ADVISED SERIES
Sub‑advisory Agreement • May 7th, 2013 • Principal Funds Inc • Iowa

AGREEMENT effective as of March 1, 2013, by and between PRINCIPAL MANAGEMENT CORPORATION (hereinafter called "the Manager"), and PRINCIPAL GLOBAL INVESTORS, LLC (hereinafter called "the Sub‑Advisor").

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FORM OF PRINCIPAL FUNDS, INC. AMENDED AND RESTATED DISTRIBUTION AGREEMENT FOR CLASS A, CLASS B, CLASS C, CLASS J, Class P, Class S, CLASS R-1, CLASS R-2, CLASS R-3, CLASS R-4, CLASS R-5, AND INSTITUTIONAL CLASS SHARES
Distribution Agreement • May 7th, 2013 • Principal Funds Inc

Agreement effective as of ___________ , 2013, by and between PRINCIPAL FUNDS, INC., a Maryland corporation (referred to herein as the "Fund") and PRINCIPAL FUNDS DISTRIBUTOR, INC., a Washington corporation (referred to herein as the "Distributor").

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FORM OF PRINCIPAL INVESTORS FUND, INC. AMENDED AND RESTATED SUB‑ADVISORY AGREEMENT SPECTRUM SUB-ADVISED SERIES
Sub‑advisory Agreement • May 7th, 2013 • Principal Funds Inc • Iowa

AGREEMENT executed as of __________, 2013, by and between PRINCIPAL MANAGEMENT CORPORATION (hereinafter called "the Manager"), and SPECTRUM ASSET MANAGEMENT, INC. (hereinafter called "the Sub‑Advisor").

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FORM OF AMENDED AND RESTATED TRANSFER AGENCY AGREEMENT FOR CLASS A, CLASS B, CLASS C, CLASS J, CLASS P, CLASS S, INSTITUTIONAL CLASS, AND PLAN CLASS SHARES
Transfer Agency Agreement • May 7th, 2013 • Principal Funds Inc

AGREEMENT to be effective ____________ , 2013, by and between PRINCIPAL FUNDS, INC., a Maryland corporation (hereinafter called the “Fund”) and PRINCIPAL SHAREHOLDER SERVICES, INC., a Washington corporation (hereinafter called “the Administrator”).

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PRINCIPAL FUNDS, INC. CONTRACTUAL FEE WAIVER AGREEMENT
Contractual Fee Waiver Agreement • May 7th, 2013 • Principal Funds Inc

AGREEMENT made this 1st day of March, 2013 by and between Principal Funds, Inc. (the “Fund”) and Principal Management Corporation (the “Advisor”) (together, the “Parties”).

Sample 1
PRINCIPAL FUNDS, INC. CONTRACTUAL FEE WAIVER AGREEMENT
Form Of • May 7th, 2013 • Principal Funds Inc

AGREEMENT made this ____ day of __________, 20__ by and between Principal Funds, Inc. (the “Fund”) and Principal Management Corporation (the “Advisor”) (together, the “Parties”).

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CONTRACTUAL FEE WAIVER AGREEMENT
Contractual Fee Waiver Agreement • May 7th, 2013 • Principal Funds Inc

AGREEMENT made this 1st day of March, 2013 by and between Principal Funds, Inc. (the “Fund”) and Principal Funds Distributor, Inc. (the “Distributor”) (together, the “Parties”).

Sample 1
FORM OF PRINCIPAL FUNDS, INC. MANAGEMENT AGREEMENT CAPITAL SECURITIES FUND
Management Agreement • May 7th, 2013 • Principal Funds Inc

AGREEMENT to be effective __________, 2013, by and between PRINCIPAL FUNDS, INC., a Maryland corporation (hereinafter called the “Fund”) and PRINCIPAL MANAGEMENT CORPORATION, an Iowa corporation (hereinafter called the “Manager”).

Sample 1
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