0000898745-13-000071 Sample Contracts

PRINCIPAL FUNDS, INC. AMENDED AND RESTATED SUB‑ADVISORY AGREEMENT TORTOISE CAPITAL ADVISORS, LLC SUB-ADVISED FUNDS
Sub‑advisory Agreement • February 28th, 2013 • Principal Funds Inc • Iowa

AGREEMENT executed as of January 1, 2013 by and between PRINCIPAL MANAGEMENT CORPORATION, an Iowa corporation (hereinafter called "the Manager"), and TORTOISE CAPITAL ADVISORS, L.L.C., a Delaware limited liability company (hereinafter called “the Sub-Advisor).

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FORM OF PRINCIPAL FUNDS, INC. AMENDED AND RESTATED MANAGEMENT AGREEMENT
Management Agreement • February 28th, 2013 • Principal Funds Inc

AGREEMENT to be effective March 1, 2013, by and between PRINCIPAL FUNDS, INC., a Maryland corporation (hereinafter called the “Fund”) and PRINCIPAL MANAGEMENT CORPORATION, an Iowa corporation (hereinafter called the “Manager”).

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PRINCIPAL FUNDS, INC. CONTRACTUAL FEE WAIVER AGREEMENT
Form Of • February 28th, 2013 • Principal Funds Inc

AGREEMENT made this ____ day of __________, 20__ by and between Principal Funds, Inc. (the “Fund”) and Principal Management Corporation (the “Advisor”) (together, the “Parties”).

Sample 1
PRINCIPAL FUNDS, INC. CONTRACTUAL FEE WAIVER AGREEMENT
Contractual Fee Waiver Agreement • February 28th, 2013 • Principal Funds Inc

AGREEMENT made this 28th day of December 2012 by and between Principal Funds, Inc. (the “Fund”) and Principal Management Corporation (the “Advisor”) (together, the “Parties”).

Sample 1
PRINCIPAL FUNDS, INC. AMENDED AND RESTATED MANAGEMENT AGREEMENT
Management Agreement • February 28th, 2013 • Principal Funds Inc

AGREEMENT to be effective December 28, 2012, by and between PRINCIPAL FUNDS, INC., a Maryland corporation (hereinafter called the “Fund”) and PRINCIPAL MANAGEMENT CORPORATION, an Iowa corporation (hereinafter called the “Manager”).

Sample 1
CONTRACTUAL FEE WAIVER AGREEMENT
Contractual Fee Waiver Agreement • February 28th, 2013 • Principal Funds Inc

AGREEMENT made this ____day of _________, 20_____ by and between Principal Funds, Inc. (the “Fund”) and Principal Funds Distributor, Inc. (the “Distributor”) (together, the “Parties”).

Sample 1
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