0000897069-06-001974 Sample Contracts

BONUS AGREEMENT
Bonus Agreement • August 30th, 2006 • Hennessy Advisors Inc • Investment advice • California

THIS BONUS AGREEMENT is made as of the 28th day of August, 2006 by and between HENNESSY ADVISORS, INC., a California corporation (the “Company”), and TERESA M. NILSEN, Executive Vice President and Chief Financial Officer of the Company (“Executive”).

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AMENDMENT NO. 1 TO EMPLOYMENT AGREEMENT
Employment Agreement • August 30th, 2006 • Hennessy Advisors Inc • Investment advice

THIS AMENDMENT NO. 1 is made as of the 28th day of August, 2006 and amends the Employment Agreement dated as of May 2, 2001 (the “Original Agreement”) by and between HENNESSY ADVISORS, INC., a California corporation (the “Company”), and NEIL J. HENNESSY (“Employee”).

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