ETF DISTRIBUTION AGREEMENTEtf Distribution Agreement • March 3rd, 2021 • Trust for Professional Managers • Delaware
This Distribution Agreement (the “Agreement”) is made this 30th day of September 2020, by and between Trust for Professional Managers, a Delaware statutory trust (the “Trust”) having its principal place of business at 615 East Michigan Street, 2nd Floor, Milwaukee, Wisconsin 53202, and Foreside Fund Services, LLC, a Delaware limited liability company (the “Distributor”) having its principal place of business at Three Canal Plaza, Suite 100, Portland, Maine 04101.
FUND SERVICING AGREEMENTFund Servicing Agreement • March 3rd, 2021 • Trust for Professional Managers • Wisconsin
THIS FUND SERVICING AGREEMENT (the “Agreement”) is made and entered into as of the 9th day of September 2020, by and between TRUST FOR PROFESSIONAL MANAGERS, a Delaware statutory trust (the “Trust”) and U.S. BANCORP FUND SERVICES, LLC d/b/a U.S. BANK GLOBAL FUND SERVICES, a Wisconsin limited liability company (“Fund Services”).
AUTHORIZED PARTICIPANT AGREEMENT TRUST FOR PROFESSIONAL MANAGERSAuthorized Participant Agreement • March 3rd, 2021 • Trust for Professional Managers • New York
This Authorized Participant Agreement (the “Agreement”) is entered into by and between Foreside Fund Services, LLC (the “Distributor”) and __________ (the “Participant”) and is subject to acceptance by U.S. Bancorp Fund Services, LLC d/b/a U.S. Bank Global Fund Services (the “Transfer Agent/Index Receipt Agent”), and is further subject to acknowledgement and agreement by Trust for Professional Managers (the “Trust”), a series trust offering a number of portfolios of securities (each a “Fund” and collectively the “Funds”), solely with respect to Sections 4(c) and 12(c) herein. Capitalized terms used but not defined herein are defined in the current prospectus for each Fund as it may be supplemented or amended from time to time, and included in the Trust’s Registration Statement on Form N-1A, as it may be amended from time to time, or otherwise filed with the U.S. Securities and Exchange Commission (“SEC”) (together with such Fund’s Statement of Additional Information incorporated therei
TRUST FOR PROFESSIONAL MANAGERS CUSTODY AGREEMENTTrust for Professional Managers • March 3rd, 2021 • Trust for Professional Managers • Minnesota
THIS AGREEMENT, is made and entered into as of September 9, 2020, as amended, by and between TRUST FOR PROFESSIONAL MANAGERS, a Delaware statutory trust (the “Trust”), and U.S. BANK NATIONAL ASSOCIATION, a national banking association organized and existing under the laws of the United States of America with its principal place of business in Minneapolis, Minnesota (the “Custodian”).
TRUST FOR PROFESSIONAL MANAGERS INVESTMENT ADVISORY AGREEMENT with MAIRS & POWER, INC.Investment Advisory Agreement • March 3rd, 2021 • Trust for Professional Managers • Delaware
THIS INVESTMENT ADVISORY AGREEMENT (the “Agreement”) is made as of the 18th day of August, 2020, by and between Trust for Professional Managers, a Delaware statutory trust (the “Trust”), on behalf of the series of the Trust as indicated on Schedule A attached hereto, as may be amended from time to time, and Mairs & Power, Inc. (the “Adviser”), a Minnesota corporation.
