DISTRIBUTION AGREEMENTDistribution Agreement • September 28th, 2009 • Trust for Professional Managers • Wisconsin
THIS AGREEMENT is made and entered into as of the 26th day of August, 2009, by and between the TRUST FOR PROFESSIONAL MANAGERS, a Delaware statutory trust (the “Trust”) on behalf of its series, the Harness Absolute Return Fund, and QUASAR DISTRIBUTORS, LLC, a Delaware limited liability company (the “Distributor”). Harness Investment Management Group, LLC, a Massachusetts limited liability company and the investment advisor to the Trust (the “Advisor”), is a party hereto with respect to Section 5 only.
TRUST FOR PROFESSIONAL MANAGERS INVESTMENT ADVISORY AGREEMENT HARNESS ABSOLUTE RETURN FUNDInvestment Advisory Agreement • September 28th, 2009 • Trust for Professional Managers • Wisconsin
THIS INVESTMENT ADVISORY AGREEMENT is made as of the 26th day of August, 2009, by and between Trust for Professional Managers, (hereinafter called the “Trust”), on behalf of the series of the Trust as listed in Schedule A attached hereto (the “Fund”), and Harness Investment Management Group, LLC (hereinafter called the “Adviser”).
FUND ACCOUNTING SERVICING AGREEMENTFund Accounting Servicing Agreement • September 28th, 2009 • Trust for Professional Managers • Wisconsin
THIS AGREEMENT is made and entered into as of the 26th day of August, 2009, by and between the TRUST FOR PROFESSIONAL MANAGERS, a Delaware statutory trust, (the “Trust”), on behalf of its series named in Exhibit A hereto, (each a “Fund”, and collectively the “Funds”) and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).
TRANSFER AGENT SERVICING AGREEMENTTransfer Agent Servicing Agreement • September 28th, 2009 • Trust for Professional Managers • Wisconsin
FAN WEB Shareholder internet access to account information and transaction capabilities through a transparent link at the fund group web site. Shareholders access account information, portfolio listing fund family, transaction history, purchase additional shares through ACH, etc. § FAN Web Premium (Fund Groups over 50,000 open accounts) − Implementation - $_____ /fund group – includes up to 25 hours of technical/BSA support − Annual Base Fee - $_____ /year § FAN Web Select (Fund Groups under 50,000 open accounts) – See Functionality Worksheet − Implementation - $_____ /fund group – includes up to 10 hours of technical/BSA support − Annual Base Fee - $_____ /year § FAN Web Direct (API) – Quoted Separately § Customization - $___ /hour § Activity (Session) Fees: − Inquiry - $___ /event − Account Maintenance - $___ /event − Transaction – financial transactions, reorder statements, etc. - $___ /event − New Account Setup - $___ /event (Not available with FAN Web Select) VISION MUTUAL FUND GA
CUSTODY AGREEMENTCustody Agreement • September 28th, 2009 • Trust for Professional Managers • Ohio
THIS AGREEMENT is made and entered into as of this 26th day of August, 2009, by and between TRUST FOR PROFESSIONAL MANAGERS, a Delaware statutory trust (the “Trust” (the “Trust”) on behalf of its series named in Exhibit C hereto, (each a “Fund”, and collectively the “Funds”), and U.S. BANK NATIONAL ASSOCIATION, a national banking association organized and existing under the laws of the United States of America (the “Custodian”).
FUND ADMINISTRATION SERVICING AGREEMENTFund Administration Servicing Agreement • September 28th, 2009 • Trust for Professional Managers • Wisconsin
THIS AGREEMENT is made and entered into as of the 26th day of August, 2009, by and between the TRUST FOR PROFESSIONAL MANAGERS, a Delaware statutory trust, (the “Trust”) on behalf of its series named in Exhibit A hereto, (each a “Fund”, and collectively the “Funds”) and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).
TRUST FOR PROFESSIONAL MANAGERS OPERATING EXPENSE LIMITATION AGREEMENT HARNESS ABSOLUTE RETURN FUNDOperating Expense Limitation Agreement • September 28th, 2009 • Trust for Professional Managers • Wisconsin
THIS OPERATING EXPENSE LIMITATION AGREEMENT (the “Agreement”) is effective as of the 26th day of August, 2009, by and between Trust for Professional Managers, (the “Trust”), on behalf of the series of the Trust as listed in Appendix A attached hereto (the “Fund”), and Harness Investment Management Group, LLC, the investment adviser to the Fund (the “Adviser”).
