0000720672-09-000086 Sample Contracts

Contract
Asset Purchase Agreement • November 9th, 2009 • Stifel Financial Corp • Security brokers, dealers & flotation companies • New York

Amendment No. 2 to Asset Purchase Agreement (this "Amendment"), dated as of June 1, 2009, between UBS Financial Services Inc., a Delaware corporation ("Seller"), and Stifel, Nicolaus & Company, Incorporated, a Missouri corporation ("Buyer").

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AGREEMENT OF SUBLEASE By and Between THE BEAR STEARNS COMPANIES LLC Landlord and STIFEL, NICOLAUS & COMPANY, INCORPORATED Tenant Dated as of January 30, 2009 The entire 8th Floor 237 Park Avenue New York, New York
Agreement • November 9th, 2009 • Stifel Financial Corp • Security brokers, dealers & flotation companies • New York

THIS AGREEMENT OF SUBLEASE (this "Sublease") dated as of January , 2009 ("Effective Date") between THE BEAR STEARNS COMPANIES LLC, a Delaware limited liability company (formerly known as The Bear Stearns Companies Inc. and formerly a Delaware corporation) having an office at 383 Madison Avenue, New York, New York 10179 ("Landlord") and STIFEL, NICOLAUS & COMPANY, INCORPORATED, a Missouri Corporation having an office at 501 N. Broadway, St. Louis, Missouri 63102 ("Tenant").

Contract
Asset Purchase Agreement • November 9th, 2009 • Stifel Financial Corp • Security brokers, dealers & flotation companies • New York

Amendment No. 4 to Asset Purchase Agreement (this "Amendment"), dated as of September 11, 2009, between UBS Financial Services Inc., a Delaware corporation ("Seller"), and Stifel, Nicolaus & Company, Incorporated, a Missouri corporation ("Buyer").

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