0000704051-19-000069 Sample Contracts

To: [ ] From: [ ] Date: May 21, 2019 Subject: Letter Agreement
Letter Agreement • May 24th, 2019 • Legg Mason, Inc. • Investment advice • Maryland

In connection with the restructuring of certain functions (the “Restructuring”) of Legg Mason, Inc. (together with its subsidiaries and affiliates, “Legg Mason” or the “Company”), we offer you the following protections.

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Re: Transition Letter Agreement (the “Letter Agreement”)
Letter Agreement • May 24th, 2019 • Legg Mason, Inc. • Investment advice • Maryland

In connection with the restructuring of certain business operations of Legg Mason, Inc. (together with Legg Mason & Co., LLC (“Legg Mason” ) and its other subsidiaries and affiliates (the “Company”), your services will be an important part of the transition through your separation from Legg Mason, which is currently scheduled for January 1, 2020 (the “Separation Date”).

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