AGREEMENT AND PLAN OF REORGANIZATIONAgreement and Plan of Reorganization • September 29th, 2017 • Janus Investment Fund • Massachusetts
THIS AGREEMENT AND PLAN OF REORGANIZATION (the “Agreement”) is made as of this 12th day of May, 2017, by and between Janus Investment Fund, a Massachusetts business trust (the “Janus Trust”), on behalf of Janus Henderson International Small Cap Fund, a series of the Janus Trust (the “Acquiring Fund”), and Henderson Global Funds, a Delaware statutory trust (the “Henderson Trust”), on behalf of Henderson International Small Cap Fund, a series of the Henderson Trust (the “Target Fund”). Each of Janus Capital Management LLC (“JCM”) and Henderson Global Investors (North America) Inc. (“HGINA”) joins this Agreement solely for the purpose of agreeing to be bound by Article 5. HGI Group Limited joins this Agreement solely for the purpose of agreeing to be bound by paragraph 8.4 and Article 13 and making the representations and warranties in paragraph 3.3.
