FIRST TRUST SPECIALTY FINANCE AND FINANCIAL OPPORTUNITIES FUND UP TO 1,400,000 COMMON SHARES OF BENEFICIAL INTEREST CAPITAL ON DEMAND(TM) SALES AGREEMENTFirst Trust Specialty Finance & Financial Opportunities Fund • February 23rd, 2015 • New York
Company FiledFebruary 23rd, 2015 Jurisdiction
EXHIBIT 10.2 September 9, 2004 David Richardson 12621 Centurion Lane Fairfax, VA 22033 Dear David, We are very pleased to welcome you, as an employee of Wirthlin Worldwide, Inc. ("Wirthlin"), to Harris Interactive Inc. ("Harris"). This letter confirms...Harris Interactive Inc • November 9th, 2004 • Services-management consulting services
Company FiledNovember 9th, 2004 Industry
and GMAC MORTGAGE CORPORATION (Company)Structured Asset Securities Corp 2004-18h • October 15th, 2004 • Asset-backed securities • Pennsylvania
Company FiledOctober 15th, 2004 Industry Jurisdiction
COMMON STOCKInhibitex Inc • May 6th, 2004 • Biological products, (no disgnostic substances) • New York
Company FiledMay 6th, 2004 Industry Jurisdiction
200,000,000 Series V 5.60% Senior Notes due March 15, 2033Alabama Power Co • March 14th, 2003 • Electric services • New York
Company FiledMarch 14th, 2003 Industry Jurisdiction
EXHIBIT 10.16 FORM OF SUBSCRIPTION AGENT AGREEMENTFirst Leesport Bancorp Inc • November 9th, 2001 • State commercial banks
Company FiledNovember 9th, 2001 Industry
Exhibit 4.2 NORTEL NETWORKS CORPORATION 4.25% Convertible Senior Notes due 2008 fully and unconditionally guaranteed by NORTEL NETWORKS LIMITED REGISTRATION AGREEMENTNortel Networks Corp • November 7th, 2001 • Telephone & telegraph apparatus • New York
Company FiledNovember 7th, 2001 Industry Jurisdiction
C AND E HOLDINGS Inc 2816 East Windrose Drive Phoenix, Arizona 85032 March 15, 2000 Carl P. Ranno Esq. 2816 East Windrose Drive Phoenix, Arizona 85032 Re: Lock-Up Agreement with C and E Holdings, Inc. Gentlemen, In consideration of the sale to the...C&e Holdings Inc • July 26th, 2000
Company FiledJuly 26th, 2000
Draft Dated 6/5/00 SUNRISE TELECOM INCORPORATED 4,000,000 Shares/1/ Common Stock UNDERWRITING AGREEMENTSunrise Telecom Inc • June 6th, 2000 • Telephone communications (no radiotelephone) • California
Company FiledJune 6th, 2000 Industry Jurisdiction
Commercial Mortgage Pass-Through Certificates Series _____Greenwich Capital Commercial Funding Corp • May 11th, 2000 • New York
Company FiledMay 11th, 2000 Jurisdiction
AGREEMENTInfospace Com Inc • October 28th, 1999 • Services-computer processing & data preparation
Company FiledOctober 28th, 1999 Industry
EXHIBIT CNTN Communications Inc • May 13th, 1999 • Television broadcasting stations • California
Company FiledMay 13th, 1999 Industry Jurisdiction
OFOld Kent Financial Corp /Mi/ • July 20th, 1998 • State commercial banks
Company FiledJuly 20th, 1998 Industry
FORM UNDERWRITING AGREEMENTIomed Inc • December 17th, 1997 • Pharmaceutical preparations • Illinois
Company FiledDecember 17th, 1997 Industry Jurisdiction
Dealer #______ COUNTRYWIDE INVESTMENTS, INC. 312 WALNUT STREET CINCINNATI, OHIO 45202 800-543-8721 513-629-2000 SALES AGREEMENT MONEY MARKET FUNDS Countrywide Investments is a group of investment companies, organized as Trusts, registered under the...Countrywide Tax Free Trust • June 20th, 1997 • Ohio
Company FiledJune 20th, 1997 Jurisdiction
2 3 information contained in any Subscription Agreement or the authenticity, sufficiency, or validity of any check delivered by any prospective investor in payment for Units.Accumed International Inc • April 4th, 1997 • In vitro & in vivo diagnostic substances • New York
Company FiledApril 4th, 1997 Industry Jurisdiction
EXHIBIT 4.2 IRREVOCABLE SECURITY AGREEMENT OF MGM GRAND HOTEL FINANCE CORP. REGARDING DEFEASANCE AND REDEMPTION $220,000,000 PRINCIPAL AMOUNT MGM GRAND HOTEL FINANCE CORP. 11-3/4% FIRST MORTGAGE NOTES DUE 1999 AND $253,000,000 PRINCIPAL AMOUNT MGM...MGM Grand Hotel Finance Corp • March 31st, 1997 • Services-miscellaneous amusement & recreation • Nevada
Company FiledMarch 31st, 1997 Industry Jurisdiction
DRAFT OF MARCH 27, 1997 NOBLE AFFILIATES, INC. UNDERWRITING AGREEMENT STANDARD PROVISIONS (DEBT SECURITIES)Noble Affiliates Inc • March 27th, 1997 • Crude petroleum & natural gas • New York
Company FiledMarch 27th, 1997 Industry Jurisdiction
EXHIBIT 1.1 AMERICAN MEDSERVE CORPORATION 5,357,000 Shares Common Stock* UNDERWRITING AGREEMENTAmerican Medserve Corp • November 8th, 1996 • Wholesale-drugs, proprietaries & druggists' sundries • Illinois
Company FiledNovember 8th, 1996 Industry Jurisdiction
January 2, 1996 Newsun Limited c/o ABN Amro Trust 80 Rue du Rhone CH 1704 Geneva Switzerland and THC, Inc. 1183 Finch Avenue W. Suite 604 N. York, Ontario M332G2 Re: SERIES B CONVERTIBLE PREFERRED STOCK Gentlemen: This will confirm our agreement with...Alpharel Inc /Ca/ • January 10th, 1996 • Computer peripheral equipment, nec
Company FiledJanuary 10th, 1996 Industry