Common Contracts

ALPS ETF TRUST SUB-ADVISORY AGREEMENT

Sub-Advisory Agreement • March 30th, 2022 • ALPS ETF Trust • New York

• Contract Type
  Sub-Advisory Agreement
• Filed
  March 30th, 2022
• Company
  ALPS ETF Trust
• Jurisdiction
  New York

AGREEMENT, dated as of February 16, 2022 by and among ALPS Advisors, Inc. (the “Investment Adviser”), a Colorado corporation having its principal place of business at 1290 Broadway, Suite 1000, Denver, Colorado 80203, Brown Brothers Harriman & Co., through a separately identifiable department known as the Brown Brothers Harriman Mutual Fund Advisory Department, a New York limited partnership (the “Sub-Adviser”), having its principal place of business at 140 Broadway, New York, New York, 10005, and ALPS ETF Trust (the “Trust”) on behalf of the portfolios listed in Appendix A hereto, as amended from time to time, each a series of the Trust (each a “Fund” and collectively, the “Funds”).

FINANCIAL INVESTORS TRUST SUB-ADVISORY AGREEMENT

Sub-Advisory Agreement • June 28th, 2016 • Financial Investors Trust • Colorado

• Contract Type
  Sub-Advisory Agreement
• Filed
  June 28th, 2016
• Company
  Financial Investors Trust
• Jurisdiction
  Colorado

AGREEMENT, effective as of February 25, 2016, by and among Westport Resources Management, Inc. (the "Investment Adviser"), a Connecticut corporation having its principal place of business at 55 Greens Farms Road, Westport, Connecticut 06880, Financial Investors Trust, a Delaware statutory trust (the "Trust"), on behalf of the funds listed in Appendix A hereto, as amended from time to time, each a series of the Trust (each, a "Fund" and collectively, the "Funds"), and Amundi Smith Breeden LLC, a limited liability company (the "Sub­Adviser"), having its principal place of business at 280 South Mangum Street, Suite 301, Durham, North Carolina, 27701.