Common Contracts

2 similar Non-Qualified Stock Option Award contracts by Institutional Financial Markets, Inc.

SECOND AMENDED AND RESTATED INSTITUTIONAL FINANCIAL MARKETS, INC. Non-Qualified STOCK OPTION AWARD
Non-Qualified Stock Option Award • March 7th, 2014 • Institutional Financial Markets, Inc. • Security brokers, dealers & flotation companies • Maryland

This Non-Qualified Stock Option Award (this “Award Agreement”), dated as of November 30, 2013 (the “Grant Date”), is by and between Institutional Financial Markets, Inc., a Maryland corporation (the “Company”), and Lester R. Brafman (the “Optionee”).

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SECOND AMENDED AND RESTATED INSTITUTIONAL FINANCIAL MARKETS, INC. Non-Qualified STOCK OPTION AWARD
Non-Qualified Stock Option Award • March 7th, 2014 • Institutional Financial Markets, Inc. • Security brokers, dealers & flotation companies • Maryland

This Non-Qualified Stock Option Award (this “Award Agreement”), dated as of November 30, 2013, is by and between Institutional Financial Markets, Inc., a Maryland corporation (the “Company”), and Lester R. Brafman (the “Optionee”).

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