SOLICITING DEALER AGREEMENT WITH EMERSON EQUITY, LLC GWG HOLDINGS, INC. CONTINOUS OFFERING UP TO 2,000,000 UNITS OF L BONDSSoliciting Dealer Agreement • May 15th, 2020 • GWG Holdings, Inc. • Life insurance
Contract Type FiledMay 15th, 2020 Company IndustryEmerson Equity, LLC (the “Dealer Manager”) entered into a dealer manager agreement, dated as of ____________, 2020 (the “Dealer Manager Agreement”), with GWG Holdings, Inc., a Delaware corporation (the “Company”), under which the Dealer Manager agreed to use its best efforts to solicit subscriptions in connection with the public offering (the “Offering”) for up to 2,000,000 units of L Bonds (the “L Bonds” or “Units”) at a public offering price of $1,000 per Unit, representing $2,000,000,000 in aggregate principal amount of L Bonds. The Offering will commence on the initial Effective Date (as defined below). Unless otherwise defined herein, capitalized terms used herein shall have the respective meanings therefor as in the Dealer Manager Agreement.
FORM OF SOLICITING DEALER AGREEMENT WITH EMERSON EQUITY, LLCSoliciting Dealer Agreement • October 10th, 2017 • GWG Life, LLC • Life insurance
Contract Type FiledOctober 10th, 2017 Company IndustryEmerson Equity, LLC (the “Dealer Manager”) entered into a dealer manager agreement, dated as of ____________, 2017 (the “Dealer Manager Agreement”), with GWG Holdings, Inc., a Delaware corporation (the “Company”), under which the Dealer Manager agreed to use its best efforts to solicit subscriptions in connection with the public offering (the “Offering”) of up to $1,000,000,000 in aggregate principal amount of the Company’s L Bonds (“L Bonds”). The L Bonds will be sold in “Units” at a public offering price of $1,000 per Unit. The Offering will commence on the initial Effective Date (as defined below). Unless otherwise defined herein, capitalized terms used herein shall have the respective meanings therefor as in the Dealer Manager Agreement.