Common Contracts
2 similar Controlled Equity Offeringsm contracts by Fiduciary/Claymore MLP Opportunity Fund, Guggenheim Strategic Opportunities Fund
CONTROLLED EQUITY OFFERINGSM SALES AGREEMENTControlled Equity Offeringsm • January 16th, 2018 • Guggenheim Strategic Opportunities Fund • New York
Guggenheim Strategic Opportunities Fund, a statutory trust organized under the laws of the State of Delaware (the "Fund"), and Guggenheim Funds Investment Advisors, LLC, a Delaware limited liability company (the "Adviser"), confirm their agreement (this "Agreement") with Cantor Fitzgerald & Co. ("CF&Co"), as follows:
CONTROLLED EQUITY OFFERINGSM SALES AGREEMENTControlled Equity Offeringsm • July 3rd, 2013 • Fiduciary/Claymore MLP Opportunity Fund • New York
Fiduciary/Claymore MLP Opportunity Fund, a statutory trust organized under the laws of the State of Delaware (the “Fund”), and Guggenheim Funds Investment Advisors, LLC, a Delaware limited liability company (the “Adviser”), confirm their agreement (this “Agreement”) with Cantor Fitzgerald & Co. (“CF&Co”), as follows:
