Common Contracts

EXECUTIVE AGREEMENT

Executive Agreement • August 11th, 2011 • Institutional Financial Markets, Inc. • Security brokers, dealers & flotation companies • New York

• Contract Type
  Executive Agreement
• Filed
  August 11th, 2011
• Company
  Institutional Financial Markets, Inc.
• Industry
  Security brokers, dealers & flotation companies
• Jurisdiction
  New York

THIS EXECUTIVE AGREEMENT (this “Agreement”) is dated as of May 31, 2011, by and among PrinceRidge Holdings LP (the “Company”), an indirect subsidiary of Institutional Financial Markets, Inc. (the “Parent”), Parent, John Costas (the “Executive”) and, solely with respect to Section 3.5(a), IFMI, LLC, a majority-owned subsidiary of Parent (“IFMI”) (each a “Party” and, collectively, the “Parties”).

EXECUTIVE AGREEMENT

Executive Agreement • June 6th, 2011 • Institutional Financial Markets, Inc. • Security brokers, dealers & flotation companies • New York

• Contract Type
  Executive Agreement
• Filed
  June 6th, 2011
• Company
  Institutional Financial Markets, Inc.
• Industry
  Security brokers, dealers & flotation companies
• Jurisdiction
  New York

THIS EXECUTIVE AGREEMENT (this “Agreement”) is dated as of May 31, 2011, by and among PrinceRidge Holdings LP (the “Company”), an indirect subsidiary of Institutional Financial Markets, Inc. (the “Parent”), Parent, Daniel G. Cohen (the “Executive”) and IFMI, LLC, a majority-owned subsidiary of Parent (“IFMI”).