Common Contracts

SECOND AMENDED AND RESTATED REVOLVING NOTE AND CASH SUBORDINATION AGREEMENT

Revolving Note and Cash Subordination Agreement • December 23rd, 2022 • Cohen & Co Inc. • Security brokers, dealers & flotation companies • Illinois

• Contract Type
  Revolving Note and Cash Subordination Agreement
• Filed
  December 23rd, 2022
• Company
  Cohen & Co Inc.
• Industry
  Security brokers, dealers & flotation companies
• Jurisdiction
  Illinois

THIS SECOND AMENDED AND RESTATED REVOLVING NOTE AND CASH SUBORDINATION AGREEMENT (this “Agreement”) is entered into this December 21, 2022, between Byline Bank (the “Lender”) and J.V.B. Financial Group, LLC (the “Broker/Dealer”). This Agreement shall not be effective or deemed to constitute a satisfactory subordination agreement under Appendix D to Rule 15c3-1 under the Securities Exchange Act of 1934, as amended (the “Act” or “SEA”), unless and until the Financial Industry Regulatory Authority (“FINRA”) has found the Agreement acceptable as to form and content.

AMENDED AND RESTATED REVOLVING NOTE AND CASH SUBORDINATION AGREEMENT

Revolving Note and Cash Subordination Agreement • December 22nd, 2021 • Cohen & Co Inc. • Security brokers, dealers & flotation companies • Illinois

• Contract Type
  Revolving Note and Cash Subordination Agreement
• Filed
  December 22nd, 2021
• Company
  Cohen & Co Inc.
• Industry
  Security brokers, dealers & flotation companies
• Jurisdiction
  Illinois

THIS AMENDED AND RESTATED REVOLVING NOTE AND CASH SUBORDINATION AGREEMENT is entered into this December 21, 2021, between Byline Bank (the “Lender”) and J.V.B. Financial Group, LLC (the “Broker/Dealer”). This Agreement shall not be effective or deemed to constitute a satisfactory subordination agreement under Appendix D to Rule 15c3-1 under the Securities Exchange Act of 1934, as amended (the “Act” or “SEA”), unless and until the Financial Industry Regulatory Authority (“FINRA”) has found the Agreement acceptable as to form and content.

REVOLVING NOTE AND CASH SUBORDINATION AGREEMENT

Revolving Note and Cash Subordination Agreement • January 30th, 2019 • Cohen & Co Inc. • Security brokers, dealers & flotation companies • Illinois

• Contract Type
  Revolving Note and Cash Subordination Agreement
• Filed
  January 30th, 2019
• Company
  Cohen & Co Inc.
• Industry
  Security brokers, dealers & flotation companies
• Jurisdiction
  Illinois

THIS AGREEMENT is entered into this 29th day of January, 2019, between MB Financial Bank, N.A. (the “Lender”) and J.V.B. Financial Group, LLC (the “Broker/Dealer”). This Agreement shall not be effective or deemed to constitute a satisfactory subordination agreement under Appendix D to Rule 15c3-1 under the Securities Exchange Act of 1934, as amended (the “Act” or “SEA”), unless and until the Financial Industry Regulatory Authority (“FINRA”) has found the Agreement acceptable as to form and content.