Common Contracts
2 similar Underwriting Agreement contracts by KKR Financial Holdings LLC
KKR FINANCIAL HOLDINGS LLC 18,000,000 Common Shares, no par value Underwriting AgreementUnderwriting Agreement • December 10th, 2010 • KKR Financial Holdings LLC • Finance services • New York
KKR Financial Holdings LLC, a Delaware limited liability company (the “Company”), proposes to issue and sell to the several Underwriters listed in Schedule 1 hereto (the “Underwriters”), for whom you are acting as representative (the “Representative”), an aggregate of 18,000,000 common shares, no par value, representing limited liability company interests in the Company (the “Underwritten Securities”) and, at the option of the Underwriters, up to an additional 2,700,000 common shares, no par value, representing limited liability company interests in the Company (the “Option Securities”) to cover over-allotments, if any, pursuant to Section 2 hereof. The Underwritten Securities and the Option Securities are herein referred to as the “Securities”. The common shares, no par value, representing limited liability company interests in the Company to be outstanding after giving effect to the sale of the Securities are referred to herein as the “Common Shares” and all the common shares issued
Underwriting AgreementUnderwriting Agreement • January 15th, 2010 • KKR Financial Holdings LLC • Finance services • New York
KKR Financial Holdings LLC, a Delaware limited liability company (the “Company”), proposes to issue and sell to the several Underwriters listed in Schedule 1 hereto (the “Underwriters”), for whom you are acting as representatives (the “Representatives”), $150 million aggregate principal amount of its 7.50% Convertible Senior Notes due 2017 (the “Underwritten Securities”) and, at the option of the Underwriters, up to an additional $22.5 million principal amount of its 7.50% Convertible Senior Notes due 2017 (the “Option Securities”) to cover over-allotments, if any, pursuant to Section 2 hereof. The Underwritten Securities and the Option Securities are herein referred to as the “Securities”. The Securities will be convertible into common shares (the “Underlying Securities”) of the Company, no par value (the “Common Shares”). The Securities will be issued pursuant to an indenture to be dated as of January 15, 2010, as supplemented by a supplemental indenture to be dated as of January 15,
