Common Contracts

NORTHERN LIGHTS FUND TRUST OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT LADENBURG THALMANN ASSET MANAGEMENT, LLC

And Security Agreement • October 23rd, 2020 • Northern Lights Fund Trust • New York

• Contract Type
  And Security Agreement
• Filed
  October 23rd, 2020
• Company
  Northern Lights Fund Trust
• Jurisdiction
  New York

THIS OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT (the “Agreement”) is effective as of the 19th day of May 2015, March 21, 2016, September 25, 2019 and February 14, 2020 by and between NORTHERN LIGHTS FUND TRUST, a Delaware statutory trust (the “Trust”), on behalf of Ladenburg Aggressive Growth Fund, Ladenburg Growth Fund, Ladenburg Growth & Income Fund, Ladenburg Income & Growth Fund, Ladenburg Income Fund (each a “Fund”) and collectively, referred to as the “Funds”) a series of the Trust, and the Advisor of the Funds, Ladenburg Thalmann Asset Management, LLC (the “Advisor”).

NORTHERN LIGHTS FUND TRUST OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT LADENBURG THALMANN ASSET MANAGEMENT, LLC

And Security Agreement • December 14th, 2016 • Northern Lights Fund Trust • New York

• Contract Type
  And Security Agreement
• Filed
  December 14th, 2016
• Company
  Northern Lights Fund Trust
• Jurisdiction
  New York

THIS OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT (the “Agreement”) is effective as of the 19th day of May 2015 and March 21, 2016 by and between NORTHERN LIGHTS FUND TRUST, a Delaware statutory trust (the “Trust”), on behalf of Ladenburg Aggressive Growth Fund, Ladenburg Growth Fund, Ladenburg Growth & Income Fund, Ladenburg Income & Growth Fund, Ladenburg Income Fund (each a “Fund”) and collectively, referred to as the “Funds”) a series of the Trust, and the Advisor of the Funds, Ladenburg Thalmann Asset Management, LLC (the “Advisor”).

NORTHERN LIGHTS FUND TRUST OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT LADENBURG THALMANN ASSET MANAGEMENT, LLC

And Security Agreement • August 27th, 2015 • Northern Lights Fund Trust • New York

• Contract Type
  And Security Agreement
• Filed
  August 27th, 2015
• Company
  Northern Lights Fund Trust
• Jurisdiction
  New York

THIS OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT (the “Agreement”) is effective as of the 19th day of May 2015 by and between NORTHERN LIGHTS FUND TRUST, a Delaware statutory trust (the “Trust”), on behalf of Ladenburg Aggressive Growth Fund, Ladenburg Growth Fund, Ladenburg Growth & Income Fund, Ladenburg Income & Growth Fund, Ladenburg Income Fund (each a “Fund”) and collectively, referred to as the “Funds”) a series of the Trust, and the Advisor of the Funds, Ladenburg Thalmann Asset Management, LLC (the “Advisor”).

NORTHERN LIGHTS FUND TRUST OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT LADENBURG THALMANN ASSET MANAGEMENT, LLC

And Security Agreement • May 26th, 2015 • Northern Lights Fund Trust • New York

• Contract Type
  And Security Agreement
• Filed
  May 26th, 2015
• Company
  Northern Lights Fund Trust
• Jurisdiction
  New York

THIS OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT (the “Agreement”) is effective as of the 19th day of May 2015 by and between NORTHERN LIGHTS FUND TRUST, a Delaware statutory trust (the “Trust”), on behalf of Ladenburg Aggressive Growth Fund, Ladenburg Growth Fund, Ladenburg Growth & Income Fund, Ladenburg Income & Growth Fund, Ladenburg Income Fund (each a “Fund”) and collectively, referred to as the “Funds”) a series of the Trust, and the Advisor of the Funds, Ladenburg Thalmann Asset Management, LLC (the “Advisor”).