Common Contracts
6 similar 382 Rights Agreement contracts by GlassBridge Enterprises, Inc., Horizon Lines, Inc., Imation Corp, others
GLASSBRIDGE ENTERPRISES, INC. and EQUINITI TRUST COMPANY as Rights Agent 382 RIGHTS AGREEMENT Dated as of December 1, 2021382 Rights Agreement • December 1st, 2021 • GlassBridge Enterprises, Inc. • Investment advice • Delaware
WHEREAS, the Company and certain of its Subsidiaries (as hereinafter defined) have generated certain Tax Benefits (as hereinafter defined) for United States federal income tax purposes; the Company desires to avoid an “ownership change” within the meaning of Section 382 of the Code (as hereinafter defined), and thereby preserve the Company’s current ability to utilize such Tax Benefits; and in furtherance of such objective, the Company desires to enter into this Agreement; and
WESTMORELAND COAL COMPANY and BROADRIDGE CORPORATE ISSUER SOLUTIONS, INC. as Rights Agent382 Rights Agreement • September 5th, 2017 • WESTMORELAND COAL Co • Bituminous coal & lignite surface mining • New York
382 RIGHTS AGREEMENT382 Rights Agreement • September 18th, 2015 • Windstream Holdings, Inc. • Telephone communications (no radiotelephone) • New York
An Acquiring Person is any person or group of affiliated or associated persons who is or becomes the beneficially owner of 4.90% or more of the shares of Common Stock outstanding other than as a result of repurchases of stock by the Company, dividends or distributions by the Company or certain inadvertent actions by stockholders. Beneficial ownership is determined as provided in the Rights Agreement and generally includes, without limitation, any ownership of securities a Person would be deemed to actually or constructively own for purposes of Section 382 of the Code or the Treasury Regulations promulgated thereunder, including all of the shares of Common Stock that a Person would have had the right or the obligation to acquire (whether such right is exercisable, or such obligation is required to be performed, immediately or only after the passage of time or upon the satisfaction of conditions). The Rights Agreement provides that the following shall not be deemed an Acquiring Person fo
IMATION CORP. and WELLS FARGO BANK, N.A. as Rights Agent 382 RIGHTS AGREEMENT Dated as of August 7, 2015382 Rights Agreement • August 11th, 2015 • Imation Corp • Magnetic & optical recording media • Delaware
WHEREAS, the Company and certain of its Subsidiaries (as hereinafter defined) have generated certain Tax Benefits (as hereinafter defined) for United States federal income tax purposes; the Company desires to avoid an “ownership change” within the meaning of Section 382 of the Code (as hereinafter defined), and thereby preserve the Company’s current ability to utilize such Tax Benefits; and in furtherance of such objective, the Company desires to enter into this Agreement;
HORIZON LINES, INC. and AMERICAN STOCK TRANSFER & TRUST COMPANY, LLC as Rights Agent 382 RIGHTS AGREEMENT Dated as of August 27, 2012382 Rights Agreement • August 28th, 2012 • Horizon Lines, Inc. • Water transportation • Delaware
WHEREAS, (a) the Company and certain of its Subsidiaries (as hereinafter defined) have generated certain Tax Benefits (as hereinafter defined) for United States federal income tax purposes; (b) the Company desires to avoid an “ownership change” within the meaning of Section 382 of the Code (as hereinafter defined), and thereby preserve the Company’s current ability to utilize such Tax Benefits, and (c) in furtherance of such objective, the Company desires to enter into this Agreement; and
SOLUTIA INC. and AMERICAN STOCK TRANSFER & TRUST COMPANY, LLC as Rights Agent 382 RIGHTS AGREEMENT Dated as of July 27, 2009382 Rights Agreement • July 27th, 2009 • Solutia Inc • Chemicals & allied products • Delaware
WHEREAS, (a) the Company and certain of its Subsidiaries (as hereinafter defined) have generated certain Tax Benefits (as hereinafter defined) for United States federal income tax purposes; (b) the Company desires to avoid an “ownership change” within the meaning of Section 382 of the Code (as hereinafter defined), and thereby preserve the Company’s current ability to utilize such Tax Benefits, and (c) in furtherance of such objective, the Company desires to enter into this Agreement; and
