Common Contracts

SUBCUSTODIAL AND SERVICE AGREEMENT

Subcustodial and Service Agreement • June 24th, 2019 • AssetMark Financial Holdings, Inc. • Investment advice • Massachusetts

• Contract Type
  Subcustodial and Service Agreement
• Filed
  June 24th, 2019
• Company
  AssetMark Financial Holdings, Inc.
• Industry
  Investment advice
• Jurisdiction
  Massachusetts

This Agreement (“Agreement”) is entered into by and among GE Financial Trust Company (“GEFTC”) and Fidelity Brokerage Services LLC (“FBS”) and National Financial Services LLC (“NFS”), (FBS and NFS together, “Fidelity”) acting through its business unit Fidelity Registered Investment Advisor Group (“FRIAG”) (Fidelity, FRIAG and GEFTC may individually be referred to as a “Party” or collectively as “Parties”), effective as of November 1, 2005;

The redacted information has been excluded because it is both (i) not material and (ii) would be competitively harmful if publicly disclosed. SUBCUSTODIAL AND SERVICE AGREEMENT

Subcustodial and Service Agreement • May 31st, 2019 • AssetMark Financial Holdings, Inc. • Investment advice • Massachusetts

• Contract Type
  Subcustodial and Service Agreement
• Filed
  May 31st, 2019
• Company
  AssetMark Financial Holdings, Inc.
• Industry
  Investment advice
• Jurisdiction
  Massachusetts

This Agreement (“Agreement”) is entered into by and among GE Financial Trust Company (“GEFTC”) and Fidelity Brokerage Services LLC (“FBS”) and National Financial Services LLC (“NFS”), (FBS and NFS together, “Fidelity”) acting through its business unit Fidelity Registered Investment Advisor Group (“FRIAG”) (Fidelity, FRIAG and GEFTC may individually be referred to as a “Party” or collectively as “Parties”), effective as of November 1, 2005;