SECOND AMENDMENT TO THE TRUST FOR PROFESSIONAL MANAGERS AMENDED AND RESTATED INVESTMENT ADVISORY AGREEMENT with PT ASSET MANAGEMENT, LLC
SECOND AMENDMENT TO THE
AMENDED AND RESTATED INVESTMENT ADVISORY AGREEMENT
with
PT ASSET MANAGEMENT, LLC
THIS SECOND AMENDMENT dated effective as of the 17th day of November, 2020, to the Amended and Restated Investment Advisory Agreement, dated as of December 11, 2013, and amended as of December 29, 2017 (the “Agreement”), entered into by and between TRUST FOR PROFESSIONAL MANAGERS (the “Trust”), on behalf of the series of the Trust as indicated on Schedule A to the Agreement, as may be amended from time to time (each, a “Fund” and collectively, the “Funds”), and PT ASSET MANAGEMENT, LLC (hereinafter called the “Adviser”).
RECITALS
WHEREAS, the parties have entered into the Agreement; and
WHEREAS, the Trust and the Adviser desire to amend the Agreement to add the Performance Trust Credit Fund, as set forth on Schedule A to the Agreement; and
WHEREAS, the Agreement allows for the amendment of Schedule A to the Agreement by a written instrument executed by both parties;
NOW, THEREFORE, the parties agree as follows:
Schedule A of the Agreement is hereby superseded and replaced with Amended Schedule A attached hereto, for the sole purpose of adding the Performance Trust Credit Fund, to be effective at the time the Performance Trust Credit Fund commences operation pursuant to an effective amendment to the Trust’s Registration Statement under the Securities Act of 1933, as amended.
Except to the extent amended hereby, the Agreement shall remain in full force and effect.
IN WITNESS WHEREOF, the parties hereto have caused this Second Amendment to be executed by a duly authorized officer on one or more counterparts as of the date and year first written above.
on behalf of its series listed on Schedule A | PT ASSET MANAGEMENT, LLC | |||||||
By: /s/Xxxx X. Xxxxxx | By: /s/Xxxxx X. Xxxxxxx | |||||||
| Name: Xxxx X. Xxxxxx | Name: Xxxxx X. Xxxxxxx | |||||||
| Title: President | Title: General Counsel | |||||||
Amended Schedule A
to the
AMENDED AND RESTATED INVESTMENT ADVISORY AGREEMENT
with
PT ASSET MANAGEMENT, LLC
| Series of Trust for Professional Managers | Annual Fee Rate as a Percentage of Average Daily Net Assets | ||||
| Performance Trust Strategic Bond Fund | 0.60% | ||||
| Performance Trust Municipal Bond Fund | 0.40% | ||||
| Performance Trust Credit Fund | 0.80% | ||||
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