AMENDMENT
AMENDMENT
AMENDMENT made as of December 11, 2020 to that certain Amended and Restated Transfer Agency and Service Agreement made as of May 29, 2007 (the "TA Agreement"), between each of the investment companies listed in Exhibit A hereto including any series thereof (the "Fund") and Prudential Mutual Fund Services LLC ("PMFS"). Capitalized terms not otherwise defined herein shall have the meaning assigned to them pursuant to the TA Agreement.
WHEREAS, the parties wish to amend the TA Agreement to add certain Funds, as parties to the TA Agreement.
NOW, THEREFORE, for and in consideration of the mutual promises hereinafter set forth, the parties hereto agree as follows:
1.Exhibit A of the TA Agreement shall be amended as set forth in this Amendment, attached hereto and made a part hereof.
2.Each party represents to the other that this Amendment has been duly executed.
3.This Amendment may be executed in any number of counterparts, each of which shall be deemed to be an original, but such counterparts, shall, together, constitute only one amendment.
4.This Amendment shall become effective for each Fund as of the date of first service as listed in Exhibit A hereto upon execution by the parties hereto. From and after the execution hereof, any reference to the TA Agreement shall be a reference to the TA Agreement as amended hereby. Except as amended hereby, the TA Agreement shall remain in full force and effect.
IN WITNESS WHEREOF, the Fund and PMFS have caused this Amendment to be executed by their duly authorized representatives, as of the day and year first above written.
EACH FUND LISTED ON EXHIBIT A HERETO
By: |
/s/ ▇▇▇▇▇ ▇. ▇▇▇▇▇▇▇▇ |
|
▇▇▇▇▇ ▇. ▇▇▇▇▇▇▇▇ |
Title: |
Executive Vice President |
PRUDENTIAL MUTUAL FUND SERVICES LLC
By: |
/s/ Hansjerg ▇. ▇▇▇▇▇▇▇▇▇ |
|
Hansjerg ▇. ▇▇▇▇▇▇▇▇▇ |
Title: |
Senior Vice President |
1
EXHIBIT A | |
FUNDS AND PORTFOLIOS | |
RETAIL FUNDS |
|
|
|
RIC/Fund Name |
Former Name |
|
|
Prudential Global Total Return Fund, Inc. |
|
PGIM Global Total Return Fund |
Prudential Global Total Return Fund, Prudential |
Global Total Return Fund, Inc. | |
PGIM Global Total Return (USD Hedged) Fund |
Prudential Global Total Return (USD Hedged) Fund |
Prudential Government Money Market Fund, Inc. |
Prudential MoneyMart Assets, Inc. |
PGIM Government Money Market Fund |
Prudential Government Money Market Fund, Inc. |
Prudential Investment Portfolios, Inc. |
|
PGIM Balanced Fund |
Prudential Balanced Fund and Prudential Asset |
Allocation Fund | |
PGIM ▇▇▇▇▇▇▇▇ Focused Value Fund |
PGIM ▇▇▇▇▇▇▇▇ Equity Opportunity Fund, Prudential |
▇▇▇▇▇▇▇▇ Equity Opportunity Fund | |
PGIM ▇▇▇▇▇▇▇▇ Growth Fund |
Prudential ▇▇▇▇▇▇▇▇ Growth Fund |
Prudential Investment Portfolios 2 |
|
PGIM QMA Commodity Strategies Fund |
Prudential Commodity Strategies Fund |
PGIM Core Conservative Bond Fund |
Prudential Core Conservative Bond Fund |
PGIM Core Short Term Bond Fund |
Prudential Core Short Term Bond Fund |
PGIM Core Ultra Short Bond Fund |
Prudential Core Ultra Short Bond Fund and |
Prudential Core Taxable Money Market Fund | |
PGIM Institutional Money Market Fund |
Prudential Institutional Money Market Fund |
PGIM ▇▇▇▇▇▇▇▇ Small-Cap Core Equity Fund |
Prudential ▇▇▇▇▇▇▇▇ Small-Cap Core Equity Fund |
PGIM QMA Emerging Markets Equity Fund |
Prudential QMA Emerging Markets Equity Fund |
PGIM QMA International Developed Markets Index Fund |
Prudential QMA International Developed Markets |
|
Index Fund |
PGIM QMA Mid-Cap Core Equity Fund |
Prudential QMA Mid-Cap Core Equity Fund |
PGIM QMA US Broad Market Index Fund |
Prudential QMA US Broad Market Index Fund |
PGIM TIPS Fund |
Prudential TIPS Fund, Prudential TIPS Enhanced |
|
Index Fund |
Prudential Investment Portfolios 3 |
|
PGIM Global Dynamic Bond Fund |
Prudential Global Absolute Return Bond Fund, PGIM |
Global Absolute Return Bond Fund | |
PGIM Focused Growth Fund |
Prudential ▇▇▇▇▇▇▇▇ Select Growth Fund |
PGIM QMA Global Tactical Allocation Fund |
Prudential QMA Global Tactical Allocation Fund |
PGIM QMA Large-Cap Value Fund |
Prudential QMA Strategic Value Fund and |
Prudential Strategic Value Fund | |
PGIM Real Assets Fund |
Prudential Real Assets Fund |
PGIM Strategic Bond Fund |
Prudential Unconstrained Bond Fund, PGIM |
Unconstrained Bond Fund | |
Prudential Investment Portfolios 4 |
|
|
2 |
RIC/Fund Name |
Former Name | |
|
| |
PGIM Muni High Income Fund |
Prudential Muni High Income Fund | |
Prudential Investment Portfolios 5 |
| |
PGIM 60/40 Allocation Fund |
Prudential 60/40 Allocation Fund | |
Prudential Day One Income Fund |
| |
Prudential Day One 2015 Fund |
| |
Prudential Day One 2020 Fund |
| |
Prudential Day One 2025 Fund |
| |
Prudential Day One 2030 Fund |
| |
Prudential Day One 2035 Fund |
| |
Prudential Day One 2040 Fund |
| |
Prudential Day One 2045 Fund |
| |
Prudential Day One 2050 Fund |
| |
Prudential Day One 2055 Fund |
| |
Prudential Day One 2060 Fund |
| |
Prudential Day One 2065 Fund |
| |
PGIM ▇▇▇▇▇▇▇▇ Diversified Growth Fund |
Prudential ▇▇▇▇▇▇▇▇ Diversified Growth Fund and | |
Prudential ▇▇▇▇▇▇▇▇ Conservative Growth Fund | ||
| ||
PGIM ▇▇▇▇▇▇▇▇ Rising Dividend Fund |
Prudential ▇▇▇▇▇▇▇▇ Rising Dividend Fund | |
Prudential Investment Portfolios 6 |
| |
PGIM California Muni Income Fund |
Prudential California Muni Income Fund | |
Prudential Investment Portfolios 7 |
| |
PGIM ▇▇▇▇▇▇▇▇ Value Fund |
Prudential ▇▇▇▇▇▇▇▇ Value Fund | |
Prudential Investment Portfolios 8 |
| |
PGIM QMA Stock Index Fund |
Prudential QMA Stock Index Fund and Prudential | |
Stock Index Fund | ||
PGIM Securitized Credit Fund |
| |
Prudential Investment Portfolios 9 |
| |
PGIM Absolute Return Bond Fund |
Prudential Absolute Return Bond Fund | |
PGIM International Bond Fund |
Prudential International Bond Fund | |
PGIM QMA Large-Cap Core Equity Fund |
Prudential QMA Large-Cap Core Equity Fund and | |
Prudential Large-Cap Core Equity Fund | ||
PGIM Real Estate Income Fund |
Prudential Real Estate Income Fund | |
PGIM Select Real Estate Fund |
Prudential Select Real Estate Fund | |
Prudential Investment Portfolios, Inc. 10 |
| |
PGIM ▇▇▇▇▇▇▇▇ Global Equity Income Fund |
PGIM ▇▇▇▇▇▇▇▇ Equity Income Fund, Prudential | |
▇▇▇▇▇▇▇▇ Equity Income Fund | ||
PGIM QMA Mid-Cap Value Fund |
Prudential QMA Mid-Cap Value Fund and | |
Prudential Mid-Cap Value Fund | ||
Prudential Investment Portfolios 12 |
| |
PGIM Global Real Estate Fund |
Prudential Global Real Estate Fund | |
|
3 |
RIC/Fund Name |
Former Name |
|
|
PGIM QMA Large-Cap Core Equity PLUS Fund |
Prudential QMA Large-Cap Core Equity PLUS Fund |
PGIM QMA Long-Short Equity Fund |
Prudential QMA Long-Short Equity Fund and |
Prudential Long-Short Equity Fund | |
PGIM Short Duration Muni Fund |
PGIM Short Duration Muni High Income Fund, |
Prudential Short Duration Muni High Income Fund | |
PGIM US Real Estate Fund |
Prudential US Real Estate Fund |
PGIM ▇▇▇▇▇▇▇▇ Technology Fund |
|
Prudential Investment Portfolios, Inc. 14 |
|
PGIM Government Income Fund |
Prudential Government Income Fund |
PGIM Floating Rate Income Fund |
Prudential Floating Rate Income Fund |
Prudential Investment Portfolios, Inc. 15 |
|
PGIM High Yield Fund |
Prudential High Yield Fund |
PGIM Short Duration High Yield Income Fund |
Prudential Short Duration High Yield Income Fund |
Prudential Investment Portfolios 16 |
|
PGIM Income Builder Fund |
Prudential Income Builder Fund and Target |
Conservative Allocation Fund | |
Prudential Investment Portfolios, Inc. 17 |
|
PGIM Short Duration Multi-Sector Bond Fund |
Prudential Short Duration Multi-Sector Bond Fund |
PGIM Total Return Bond Fund |
Prudential Total Return Bond Fund |
Prudential Investment Portfolios 18 |
|
PGIM ▇▇▇▇▇▇▇▇ 20/20 Focus Fund |
Prudential ▇▇▇▇▇▇▇▇ 20/20 Focus Fund |
PGIM ▇▇▇▇▇▇▇▇ MLP Fund |
Prudential ▇▇▇▇▇▇▇▇ MLP Fund |
Prudential ▇▇▇▇▇▇▇▇ Blend Fund, Inc |
|
PGIM ▇▇▇▇▇▇▇▇ Blend Fund |
Prudential ▇▇▇▇▇▇▇▇ Blend Fund, Inc |
Prudential ▇▇▇▇▇▇▇▇ Mid-Cap Growth Fund, Inc. |
|
PGIM ▇▇▇▇▇▇▇▇ Mid-Cap Growth Fund |
Prudential ▇▇▇▇▇▇▇▇ Mid-Cap Growth Fund, Inc. |
Prudential ▇▇▇▇▇▇▇▇ Natural Resources Fund, Inc. |
|
PGIM ▇▇▇▇▇▇▇▇ Natural Resources Fund |
Prudential ▇▇▇▇▇▇▇▇ Natural Resources Fund, Inc. |
Prudential ▇▇▇▇▇▇▇▇ Small Company Fund, Inc. |
|
PGIM ▇▇▇▇▇▇▇▇ Small Company Fund |
Prudential ▇▇▇▇▇▇▇▇ Small Company Fund, Inc. |
|
|
Prudential National Muni Fund, Inc. |
|
PGIM National Muni Fund |
Prudential National Muni Fund, Inc. |
|
|
Prudential Sector Funds |
|
PGIM ▇▇▇▇▇▇▇▇ Financial Services Fund |
Prudential ▇▇▇▇▇▇▇▇ Financial Services Fund and |
Prudential Financial Services Fund | |
PGIM ▇▇▇▇▇▇▇▇ Health Sciences Fund |
Prudential Health Sciences Fund d/b/a Prudential |
▇▇▇▇▇▇▇▇ Health Sciences Fund | |
|
4 |
RIC/Fund Name |
Former Name |
|
|
PGIM ▇▇▇▇▇▇▇▇ Utility Fund |
Prudential Utility Fund d/b/a Prudential ▇▇▇▇▇▇▇▇ |
Utility Fund | |
Prudential Short-Term Corporate Bond Fund, Inc. |
|
PGIM Short-Term Corporate Bond Fund |
Prudential Short-Term Corporate Bond Fund, Inc. |
Prudential World Fund, Inc. |
|
PGIM Emerging Markets Debt Hard Currency Fund |
Prudential Emerging Markets Debt Hard Currency |
|
Fund |
PGIM Emerging Markets Debt Local Currency Fund |
Prudential Emerging Markets Debt Local Currency |
Fund | |
PGIM QMA International Equity Fund |
Prudential QMA International Equity Fund and |
Prudential International Equity Fund | |
PGIM ▇▇▇▇▇▇▇▇ Emerging Markets Equity Opportunities |
|
Fund |
Prudential ▇▇▇▇▇▇▇▇ Emerging Markets Equity Fund |
PGIM ▇▇▇▇▇▇▇▇ Global Infrastructure Fund |
Prudential ▇▇▇▇▇▇▇▇ Global Infrastructure Fund |
PGIM ▇▇▇▇▇▇▇▇ Global Opportunities Fund |
Prudential ▇▇▇▇▇▇▇▇ Global Opportunities Fund |
PGIM ▇▇▇▇▇▇▇▇ International Opportunities Fund |
Prudential ▇▇▇▇▇▇▇▇ International Opportunities |
Fund | |
The Target Portfolio Trust |
|
PGIM Core Bond Fund |
Prudential Core Bond Fund and Intermediate-Term |
Bond Portfolio | |
PGIM Corporate Bond Fund |
Prudential Corporate Bond Fund and Mortgage |
Backed Securities Portfolio | |
|
Prudential QMA Small-Cap Value Fund, Prudential |
PGIM QMA Small-Cap Value Fund |
Small-Cap Value Fund and Small Capitalization |
Value Portfolio | |
INSURANCE FUNDS |
|
RIC/Fund Name |
Former Name |
| |
AST Academic Strategies Asset Allocation Portfolio |
|
AST Advanced Strategies Portfolio |
|
AST AllianzGI World Trends Portfolio |
AST RCM World Trends Portfolio |
AST American Funds Growth Allocation Portfolio |
|
AST Balanced Asset Allocation Portfolio |
|
AST BlackRock 60/40 Target Allocation ETF Portfolio |
|
AST BlackRock 80/20 Target Allocation ETF Portfolio |
|
AST BlackRock Corporate Bond Portfolio |
|
AST BlackRock Global Strategies Portfolio |
|
AST BlackRock Low Duration Bond Portfolio |
AST PIMCO Limited Maturity Bond Portfolio |
AST BlackRock/▇▇▇▇▇▇ ▇▇▇▇▇▇ Bond Portfolio |
AST PIMCO Total Return Bond Portfolio |
AST Bond Portfolio 2020 |
|
AST Bond Portfolio 2021 |
|
AST Bond Portfolio 2022 |
|
AST Bond Portfolio 2023 |
|
|
5 |
RIC/Fund Name |
Former Name |
AST Bond Portfolio 2024 |
|
AST Bond Portfolio 2025 |
|
AST Bond Portfolio 2026 |
|
AST Bond Portfolio 2027 |
|
AST Bond Portfolio 2028 |
|
AST Bond Portfolio 2029 |
|
AST Bond Portfolio 2030 |
|
AST Bond Portfolio 2031 |
|
AST Bond Portfolio 2032 |
|
AST Capital Growth Asset Allocation Portfolio |
|
AST ClearBridge Dividend Growth Portfolio |
|
AST ▇▇▇▇▇ & Steers Global Realty Portfolio |
AST Global Real Estate Portfolio |
AST ▇▇▇▇▇ & Steers Realty Portfolio |
|
AST Dimensional Global Core Allocation Portfolio |
|
AST Emerging Markets Equity Portfolio |
AST Parametric Emerging Markets Equity Portfolio |
AST Fidelity Institutional AM® Quantitative Portfolio |
AST Fidelity Institutional AMSM Quantitative |
Portfolio, AST FI Pyramis® Quantitative Portfolio | |
AST Global Bond Portfolio |
AST Wellington Management Global Bond Portfolio |
AST ▇▇▇▇▇▇▇ ▇▇▇▇▇ Multi-Asset Portfolio |
|
AST ▇▇▇▇▇▇▇ Sachs Small-Cap Value Portfolio |
|
AST Government Money Market Portfolio |
AST Money Market Portfolio |
AST High Yield Portfolio |
|
AST Hotchkis & Wiley Large-Cap Value Portfolio |
AST Large-Cap Value Portfolio |
AST International Growth Portfolio |
|
AST International Value Portfolio |
|
AST Investment Grade Bond Portfolio |
|
AST ▇.▇. ▇▇▇▇▇▇ Global Thematic Portfolio |
|
AST ▇.▇. ▇▇▇▇▇▇ International Equity Portfolio |
|
AST ▇.▇. ▇▇▇▇▇▇ Strategic Opportunities Portfolio |
|
AST ▇▇▇▇▇▇▇▇ Large-Cap Growth Portfolio |
|
AST Large-Cap Core Portfolio |
AST QMA Large-Cap Portfolio |
AST ▇▇▇▇ ▇▇▇▇▇ Diversified Growth Portfolio |
|
AST ▇▇▇▇▇▇ ▇▇▇▇▇▇ Large-Cap Growth Portfolio |
|
AST MFS Global Equity Portfolio |
|
AST MFS Growth Allocation Portfolio |
AST New Discovery Asset Allocation Portfolio |
AST MFS Growth Portfolio |
|
AST MFS Large-Cap Value Portfolio |
|
AST Mid-Cap Growth Portfolio |
AST ▇▇▇▇▇▇▇ Sachs Mid-Cap Growth Portfolio |
AST Multi-Sector Fixed-Income Portfolio |
|
AST ▇▇▇▇▇▇▇▇▇ ▇▇▇▇▇▇/LSV Mid-Cap Value Portfolio |
|
AST PIMCO Corporate Bond Portfolio |
|
AST Preservation Asset Allocation Portfolio |
|
|
6 |
RIC/Fund Name |
Former Name |
AST Prudential Core Bond Portfolio |
|
AST Prudential Corporate Bond Portfolio |
|
AST Prudential Growth Allocation Portfolio |
|
AST Prudential Flexible Multi-Strategy Portfolio |
|
AST QMA International Core Equity Portfolio |
|
AST QMA US Equity Alpha Portfolio |
|
AST Quantitative Modeling Portfolio |
|
AST Small-Cap Growth Opportunities Portfolio |
AST Federated Aggressive Growth Portfolio |
AST Small-Cap Growth Portfolio |
|
AST Small-Cap Value Portfolio |
|
AST ▇. ▇▇▇▇ Price Asset Allocation Portfolio |
|
AST ▇. ▇▇▇▇ Price Corporate Bond Portfolio |
|
AST ▇. ▇▇▇▇ Price Diversified Real Growth Portfolio |
|
AST ▇. ▇▇▇▇ Price Growth Opportunities Portfolio |
|
AST ▇. ▇▇▇▇ Price Large-Cap Growth Portfolio |
|
AST ▇. ▇▇▇▇ Price Large-Cap Value Portfolio |
AST Value Equity Portfolio |
AST ▇. ▇▇▇▇ Price Natural Resources Portfolio |
|
AST WEDGE Capital Mid-Cap Value Portfolio |
AST Mid-Cap Value Portfolio |
AST Wellington Management Hedged Equity Portfolio |
|
AST Western Asset Core Plus Bond Portfolio |
|
AST Western Asset Corporate Bond Portfolio |
|
AST Western Asset Emerging Markets Debt Portfolio |
|
The Prudential Series Fund |
|
Conservative Balanced Portfolio |
|
Diversified Bond Portfolio |
|
Equity Portfolio |
|
Flexible Managed Portfolio |
|
Global Portfolio |
|
Government Income Portfolio |
|
Government Money Market Portfolio |
Money Market Portfolio |
High Yield Bond Portfolio |
|
▇▇▇▇▇▇▇▇ Portfolio |
|
▇▇▇▇▇▇▇▇ 20/20 Focus Portfolio |
|
Natural Resources Portfolio |
|
Small Capitalization Stock Portfolio |
|
Stock Index Portfolio |
|
Value Portfolio |
|
SP International Growth Portfolio |
|
SP Prudential U.S. Emerging Growth Portfolio |
|
SP Small-Cap Value Portfolio |
|
End of Exhibit A |
|
|
7 |
