THE UBS FUNDS PRINCIPAL UNDERWRITING CONTRACT AMENDMENT NUMBER ONE
Exhibit 99.(e)(1)(i)
THE UBS FUNDS
PRINCIPAL UNDERWRITING CONTRACT
AMENDMENT NUMBER ONE
THIS AMENDMENT is made this 30th day of December, 2015, by and between The UBS Funds, a Delaware statutory trust (the “Trust”), and UBS Asset Management (US) Inc. (formerly, UBS Global Asset Management (US) Inc.), a Delaware corporation (the “Underwriter”).
WHEREAS, the Trust and the Underwriter have previously entered into a Principal Underwriting Contract, dated November 5, 2001 (the “Underwriting Contract”), pursuant to which the Underwriter agreed to act as principal underwriter in connection with the offering and sale of Class A, Class B, Class C and/or Class Y shares of beneficial interest of the series of the Trust, and of such other series as may hereafter be designated by the board of trustees of the Trust from time to time; and
WHEREAS, the Underwriter has changed its name to “UBS Asset Management (US) Inc.” and the Trust and Underwriter desire to amend the underwriting contract to reflect the new name of the Underwriter;
NOW, THEREFORE, in consideration of the terms and conditions hereinafter set forth, it is agreed as follows:
1. The name of UBS Global Asset Management (US) Inc., and all references in the Underwriting Contract to UBS Global Asset Management (US) Inc., shall be changed to UBS Asset Management (US) Inc.
2. The effective date of the Amendment shall be December 30, 2015.
3. The parties hereby further agree that no other provisions of the Underwriting Contract are in any way modified by this Amendment, and that all other provisions of the Underwriting Contract remain in full force and effect.
IN WITNESS WHEREOF, the parties hereby have caused this Amendment to be executed this 30th day of December, 2015.
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THE UBS FUNDS |
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THE UBS FUNDS | ||
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Vice President and Assistant Secretary |
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Vice President, Treasurer and Principal Accounting Officer |
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UBS ASSET MANAGEMENT (US) INC. |
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UBS ASSET MANAGEMENT (US) INC. | ||
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Name: |
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Title: |
Chief Compliance Officer |
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Managing Director and General Counsel |