Effective as of September 28, 2004 AMENDED AND RESTATED AGREEMENT AND DECLARATION OF TRUSTUbs Funds • October 13th, 2004 • Delaware
Exhibit to Form N-1A Exhibit (9)(b)(i) Administration Agreement ADMINISTRATION AGREEMENT ------------------------ THIS AGREEMENT, dated as of the ___________ day of ______________________, 1995, made by and between The Brinson Funds, a Delaware...Administration Agreement • February 15th, 1996 • Brinson Funds Inc • Pennsylvania
Contract Type FiledFebruary 15th, 1996 Company Jurisdiction
Exhibit No. EX-99.d.16 INVESTMENT ADVISORY AGREEMENT AGREEMENT made this __ day of ________, 2004, by and between The UBS Funds, a Delaware business trust (the "Trust") and UBS Global Asset Management (Americas) Inc., a Delaware corporation (the...Investment Advisory Agreement • July 30th, 2004 • Ubs Funds
Contract Type FiledJuly 30th, 2004 Company
Exhibit to Form N-1A Exhibit (6)(a) Underwriting Agreement UNDERWRITING AGREEMENT ---------------------- THIS AGREEMENT, dated as of the __________ day of _________________, 1995 by and between The Brinson Funds (the "Trust"), including any future...Underwriting Agreement • February 15th, 1996 • Brinson Funds Inc • Pennsylvania
Contract Type FiledFebruary 15th, 1996 Company Jurisdiction
Effective as of September 28, 2004 AMENDED AND RESTATED AGREEMENT AND DECLARATION OF TRUSTUbs Funds • April 10th, 2007 • Delaware
WITNESSETH:Advisory Agreement • December 7th, 2000 • Brinson Funds Inc
Contract Type FiledDecember 7th, 2000 Company
WITNESSETH:Brinson Funds Inc • October 30th, 2000
Company FiledOctober 30th, 2000
WITNESSETH:Brinson Funds Inc • December 7th, 2000
Company FiledDecember 7th, 2000
EX-99.m3 [UBS Selected Selling Agreement] Dear Sirs: As the principal underwriter of the UBS Investment Funds class of shares ("the UBS Investment Funds") of certain registered investment companies presently or hereafter managed, advised or...Brinson Funds Inc • September 15th, 1998 • Massachusetts
Company FiledSeptember 15th, 1998 Jurisdiction
Exhibit to Form N-1A Exhibit (9)(a)(i) Shareholder Services Agreement SHAREHOLDER SERVICES AGREEMENT ------------------------------ THIS AGREEMENT, dated as of the ________ day of ______________, 1995, made by and between The Brinson Funds, a Delaware...Shareholder Services Agreement • February 15th, 1996 • Brinson Funds Inc • Pennsylvania
Contract Type FiledFebruary 15th, 1996 Company Jurisdiction
Exhibit to Form N-1A Exhibit (9)(c)(i) Accounting Services Agreement ACCOUNTING SERVICES AGREEMENT ----------------------------- THIS AGREEMENT, dated as of the ____ day of , 1995 (the "Effective Date") by and between The Brinson Funds, a Delaware...Accounting Services Agreement • February 15th, 1996 • Brinson Funds Inc • Pennsylvania
Contract Type FiledFebruary 15th, 1996 Company Jurisdiction
Exhibit g.1a August 23, 1999 The Brinson Funds 209 South LaSalle Street Chicago, IL 60604 Re: Amendment to the Multiple Services Agreement effective May 9, 1997 To Add/Remove Authorized Persons...Brinson Funds Inc • October 14th, 1999
Company FiledOctober 14th, 1999We refer to the Multiple Services Agreement effective May 9, 1997 (the "Multiple Services Agreement") between The Chase Manhattan Bank (formerly Morgan Stanley Trust Company) (the "Bank") and The Brinson Funds (the "Customer") on behalf of its separate series (the "Series") which are listed on Schedule B1 of the Multiple Services Agreement.
Exhibit No. EX-99.d.20 INVESTMENT ADVISORY AGREEMENT AGREEMENT made this ___ day of _________, 2008, by and between The UBS Funds, a Delaware statutory trust (the "Trust") and UBS Global Asset Management (Americas) Inc., a Delaware corporation (the...Investment Advisory Agreement • July 2nd, 2008 • Ubs Funds
Contract Type FiledJuly 2nd, 2008 Company
WITNESSETH:Brinson Funds Inc • December 7th, 2000
Company FiledDecember 7th, 2000
UBS INVESTMENT FUNDS CLASS GENERAL DEALER AGREEMENT] Dear Sirs:Brinson Funds Inc • March 1st, 1999 • Massachusetts
Company FiledMarch 1st, 1999 Jurisdiction
Effective as of September 28, 2004 AMENDED AND RESTATED AGREEMENT AND DECLARATION OF TRUSTUbs Funds • March 27th, 2006 • Delaware
Exhibit No. EX-99.d.16 INVESTMENT ADVISORY AGREEMENT AGREEMENT made this __ day of ________, 2004, by and between The UBS Funds, a Delaware business trust (the "Trust") and UBS Global Asset Management (Americas) Inc., a Delaware corporation (the...Investment Advisory Agreement • October 13th, 2004 • Ubs Funds
Contract Type FiledOctober 13th, 2004 Company
EXHIBIT 99(D9) INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • March 1st, 1999 • Brinson Funds Inc
Contract Type FiledMarch 1st, 1999 Company
WITNESSETH:Sub-Advisory Agreement • July 31st, 2001 • Brinson Funds Inc • Textile mill products
Contract Type FiledJuly 31st, 2001 Company Industry
Exhibit to Form N-1AAdministrative Services Agreement • February 15th, 1996 • Brinson Funds Inc
Contract Type FiledFebruary 15th, 1996 Company
INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • March 1st, 1999 • Brinson Funds Inc
Contract Type FiledMarch 1st, 1999 Company
EX-99.m4 [Brinson Funds - Dealer Agreement] Dear Sirs: As the principal underwriter of shares of certain registered investment companies presently or hereafter managed, advised or administered by Brinson Partners, Inc., shares of which companies are...Brinson Funds Inc • September 15th, 1998 • Massachusetts
Company FiledSeptember 15th, 1998 Jurisdiction
EX 99.h.2 TRANSFER AGENCY AND RELATED SERVICES AGREEMENT THIS AGREEMENT is made as of August 20, 2001 by and between PFPC INC., a Massachusetts corporation ("PFPC"), and THE BRINSON FUNDS, a Delaware business trust (the "Fund"). W I T N E S S E T H:...Transfer Agency and Related Services Agreement • July 19th, 2002 • Ubs Funds
Contract Type FiledJuly 19th, 2002 Company
INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • September 15th, 1998 • Brinson Funds Inc
Contract Type FiledSeptember 15th, 1998 Company
DISTRIBUTION AGREEMENT THE BRINSON FUNDS 209 South LaSalle Street Chicago, Il 60604-1295Distribution Agreement • September 15th, 1998 • Brinson Funds Inc • Massachusetts
Contract Type FiledSeptember 15th, 1998 Company Jurisdiction
December 21, 1998 Board of Directors UBS Private Investor Funds, Inc. - UBS Value Equity Fund 200 Clarendon Street Boston, MA 02116 Board of Trustees The Brinson Funds - U.S. Equity Fund 209 South LaSalle Street Chicago, IL 60604-1295 Re: Agreement...Brinson Funds Inc • April 19th, 1999
Company FiledApril 19th, 1999
INVESTMENT ADVISORY AGREEMENT (UBS US Dividend Ruler Fund, a series of The UBS Funds)Investment Advisory Agreement • April 24th, 2020 • Ubs Funds
Contract Type FiledApril 24th, 2020 CompanyAGREEMENT made this day of , by and between The UBS Funds, a Delaware statutory trust (the “Trust”) and UBS Asset Management (Americas) Inc., a Delaware corporation (the “Advisor”).
DISTRIBUTION AGREEMENT THE BRINSON FUNDS 209 South LaSalle Street Chicago, Il 60604-1295Distribution Agreement • April 30th, 1997 • Brinson Funds Inc • Massachusetts
Contract Type FiledApril 30th, 1997 Company Jurisdiction
WITNESSETH:Sub-Advisory Agreement • July 31st, 2001 • Brinson Funds Inc • Textile mill products
Contract Type FiledJuly 31st, 2001 Company Industry
Exhibit No. EX-99.h.2 ADMINISTRATION CONTRACT Contract made as of ____________ ___, 2006, between THE UBS FUNDS, a Delaware statutory trust ("Trust"), and UBS GLOBAL ASSET MANAGEMENT (AMERICAS) INC. ("UBS Global AM"), a Delaware corporation registered...Administration Contract • March 27th, 2006 • Ubs Funds • Delaware
Contract Type FiledMarch 27th, 2006 Company Jurisdiction
WITNESSETH THAT:Underwriting Agreement • February 15th, 1996 • Brinson Funds Inc
Contract Type FiledFebruary 15th, 1996 Company
INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • March 1st, 1999 • Brinson Funds Inc
Contract Type FiledMarch 1st, 1999 Company
FORM OF OPINIONBrinson Funds Inc • September 21st, 1998
Company FiledSeptember 21st, 1998
EXHIBIT 99.g.1a AMENDMENT RELATING TO FEE OBLIGATION AND CONTINUATION OF MULTIPLE SERVICES AGREEMENT This AMENDMENT, dated May 9, 2000, is between The Brinson Funds, a Delaware business trust (the "Customer"), on behalf of its separate Series, and The...Multiple Services Agreement • August 29th, 2000 • Brinson Funds Inc
Contract Type FiledAugust 29th, 2000 Company
Board of Trustees The UBS Funds One North Wacker Drive Chicago, Illinois 60606 Board of Trustees UBS Mutual Funds Securities Trust 51 West 52nd Street New York, New York 10019 Re: Agreement and Plan of Reorganization (the "Agreement") made as of the...Ubs Funds • September 4th, 2003
Company FiledSeptember 4th, 2003Re: Agreement and Plan of Reorganization (the "Agreement") made as of the ____ day of ______, 2003, by and between The UBS Funds, a statutory trust created under the laws of the State of Delaware (the "Trust"), on behalf of its series, the UBS U.S. Small Cap Growth Fund (the "Acquiring Fund"), and the UBS Mutual Funds Securities Trust, a statutory created under the laws of the State of Delaware (the "Securities Trust"), on behalf of its series, the UBS Enhanced Nasdaq-100 Fund (the "Acquired Fund")