AMENDED AND RESTATED PLEDGE AND SECURITY AGREEMENT made by THE BABCOCK & WILCOX COMPANY and certain Subsidiaries of the Borrower in favor of BANK OF AMERICA, N.A., as Administrative Agent, for the ratable benefit of the Secured Parties Dated as of...

AMENDED AND RESTATED PLEDGE AND SECURITY AGREEMENT made by THE BABCOCK & WILCOX COMPANY and certain Subsidiaries of the Borrower in favor of BANK OF AMERICA, N.A., as Administrative Agent, for the ratable benefit of the Secured Parties Dated as of...

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Exhibit 10.2

EXECUTION VERSION

AMENDED AND RESTATED PLEDGE AND SECURITY AGREEMENT

made by

THE XXXXXXX & XXXXXX COMPANY

and certain Subsidiaries of the Borrower

in favor of

BANK OF AMERICA, N.A., as Administrative Agent,

for the ratable benefit of the Secured Parties

Dated as of June 8, 2012

TABLE OF CONTENTS


		Page

SECTION 1.	DEFINED TERMS		1

1.1.	Definitions		1

1.2.	Other Definitional Provisions		6

SECTION 2.	GRANT OF SECURITY INTEREST; CONTINUING LIABILITY UNDER COLLATERAL		7

2.1.	Grant of Security Interest		7

2.2.	Continuing Liability Under Collateral		8

2.3.	Foreign Action		8

SECTION 3.	REPRESENTATIONS AND WARRANTIES		8

3.1.	Representations in Credit Agreement		8

3.2.	Title; No Other Liens		9

3.3.	Perfected First Priority Liens		9

3.4.	Name; Jurisdiction of Organization, etc.		9

3.5.	Inventory and Equipment		10

3.6.	Types of Collateral		10

3.7.	Investment Property		10

3.8.	Receivables		11

3.9.	Intellectual Property		11

3.10.	Commercial Tort Claims		13

3.11.	Contracts		13

SECTION 4.	COVENANTS		13

4.1.	Covenants in Credit Agreement		13

4.2.	Delivery and Control of Instruments, Chattel Paper, Negotiable Documents and Investment Property		14

4.3.	Maintenance of Insurance		14

4.4.	Payment of Obligations		15

4.5.	Maintenance of Perfected Security Interest; Further Documentation		15

4.6.	Changes in Locations, Name, Jurisdiction of Incorporation, etc.		15

4.7.	Notices		16

4.8.	Investment Property		16

4.9.	Receivables		18


		Page

4.10.	Intellectual Property		18

4.11.	Contracts		20

4.12.	Commercial Tort Claims		21

SECTION 5.	REMEDIAL PROVISIONS		21

5.1.	Certain Matters Relating to Receivables		21

5.2.	Communications with Obligors; Grantors Remain Liable		22

5.3.	Pledged Securities		22

5.4.	Proceeds to be Turned Over To Administrative Agent		23

5.5.	Application of Proceeds		23

5.6.	Code and Other Remedies		24

5.7.	Private Sales, etc.		25

5.8.	Deficiency		26

5.9.	BWXT Entities		26

SECTION 6.	THE ADMINISTRATIVE AGENT		26

6.1.	Administrative Agent’s Appointment as Attorney-in-Fact, etc.		26

6.2.	Duty of Administrative Agent		28

6.3.	Execution of Financing Statements		28

6.4.	Authority of Administrative Agent		29

6.5.	Appointment of Co-Administrative Agents		29

SECTION 7.	MISCELLANEOUS		29

7.1.	Amendments in Writing		29

7.2.	Notices		29

7.3.	No Waiver by Course of Conduct; Cumulative Remedies		29

7.4.	Enforcement Expenses; Indemnification		30

7.5.	Successors and Assigns		30

7.6.	Set-off; Governing Law; Submission to Jurisdiction; Venue; WAIVER OF JURY TRIAL		31

7.7.	Counterparts		31

7.8.	Severability		31

7.9.	Section Headings		31

7.10.	Integration		31

7.11.	Acknowledgments		31

7.12.	Additional Grantors		31

iii

Schedule 3.3 – Perfected First Priority Liens

Schedule 3.4 – Name; Jurisdiction of Organization, etc.

Schedule 3.5 – Inventory and Equipment

Schedule 3.7 – Investment Property

Schedule 3.9 – Intellectual Property

Schedule 3.10 – Commercial Tort Claims

Exhibit A – Intellectual Property Notices

This AMENDED AND RESTATED PLEDGE AND SECURITY AGREEMENT, dated as of June 8, 2012, made by each of the signatories hereto (together with any other grantor that may become a party hereto as provided herein, the “Grantors”), in favor of BANK OF AMERICA, N.A., as administrative agent (in such capacity and together with its successors in such capacity, the “Administrative Agent”) for the benefit of the Secured Parties in connection with that certain Amended and Restated Credit Agreement dated as of the date hereof (as amended, restated, supplemented or otherwise modified from time to time, the “Credit Agreement”) among THE XXXXXXX & XXXXXX COMPANY, a Delaware corporation, as the borrower thereunder, the Lenders, the Administrative Agent, the Swing Line Lender and the L/C Issuers. This Agreement amends and restates in its entirety that certain Pledge and Security Agreement, dated as of May 3, 2010 (as amended, restated, supplemented or otherwise modified prior to the date hereof, the “Initial Pledge”), made by the Grantors for the benefit of the Secured Parties.

Pursuant to the Credit Agreement, the Lenders have severally agreed to make Credit Extensions to the Borrower.

This Agreement is required by the terms of the Credit Agreement.

In consideration of the mutual covenants and agreements contained herein and in the other Loan Documents, the parties hereto covenant and agree as follows:

SECTION 1. DEFINED TERMS

1.1. Definitions.

(a) Unless otherwise defined herein, terms defined in the Credit Agreement and used herein shall have the meanings given to them in the Credit Agreement, and the following terms are used herein as defined in the New York UCC: Accounts, Account Debtor, As-Extracted Collateral, Certificated Security, Chattel Paper, Commercial Tort Claim, Commodity Account, Commodity Contract, Commodity Intermediary, Consumer Goods, Deposit Account, Documents, Electronic Chattel Paper, Equipment, Farm Products, Financial Asset, Fixtures, General Intangibles, Goods (as defined in Article 9 of the New York UCC), Instruments, Inventory, Letter-of-Credit Rights, Manufactured Homes, Money, Payment Intangibles, Securities Account, Securities Intermediary, Security, Security Entitlement, Supporting Obligations, Tangible Chattel Paper and Uncertificated Security.

(b) The following terms shall have the following meanings:

“Administrative Agent” shall have the meaning assigned to such term in the preamble.

“After-Acquired Intellectual Property” shall have the meaning assigned to such term in Section 4.10(i).

“Agreement” shall mean this Amended and Restated Pledge and Security Agreement, as the same may be amended, restated, supplemented or otherwise modified from time to time.

“Collateral” shall have the meaning assigned to such term in Section 2.1.

“Collateral Account” shall mean any collateral account established by the Administrative Agent as provided in Sections 5.1 or 5.4.

“Collateral Account Funds” shall mean, collectively, the following: all funds (including all trust monies) and investments (including all cash equivalents) credited to, or purchased with funds from, any Collateral Account and all certificates and instruments from time to time representing or evidencing such investments; all Money, notes, certificates of deposit, checks and other instruments from time to time hereafter delivered to or otherwise possessed by the Administrative Agent for or on behalf of any Grantor in substitution for, or in addition to, any or all of the Collateral; and all interest, dividends, cash, instruments and other property from time to time received in, receivable or otherwise distributed to the Collateral Account in respect of or in exchange for any or all of the items constituting Collateral.

“Contracts” shall mean all contracts and agreements between any Grantor and any other Person (in each case, whether written or oral, or third party or intercompany) as the same may be amended, assigned, extended, restated, supplemented, replaced or otherwise modified from time to time including (a) all rights of any Grantor to receive moneys due and to become due to it thereunder or in connection therewith, (b) all rights of any Grantor to receive proceeds of any insurance, indemnity, warranty or guaranty with respect thereto, (c) all rights of any Grantor to damages arising thereunder and (d) all rights of any Grantor to terminate and to perform and compel performance of, such Contracts and to exercise all remedies thereunder.

“Copyright Licenses” shall mean any agreement, whether written or oral, naming any Grantor as licensor or licensee (including those listed in Schedule 3.9(a) (as such schedule may be amended or supplemented from time to time)), granting any right in, to or under any Copyright, including the grant of rights to publicly perform, display, copy, prepare derivative works or distribute under any Copyright. This term shall exclude implied licenses and any rights obtained or granted under a copyright pursuant to the doctrines of first sale or estoppel.

“Copyrights” shall mean (a) all copyrights arising under the laws of the United States, any other country, or union of countries, or any political subdivision of any of the foregoing, whether registered or unregistered and whether published or unpublished (including those listed in Schedule 3.9(a) (as such schedule may be amended or supplemented from time to time)), all registrations and recordings thereof, and all applications in connection therewith and rights corresponding thereto throughout the world, including all registrations, recordings and applications in the United States Copyright Office, and all Mask Works (as defined in 17 USC 901), (b) the right to, and to obtain, all extensions and renewals thereof, and the right to xxx for past, present and future infringements of any of the foregoing, (c) all proceeds of the foregoing, including license, royalties, income, payments, claims, damages, and proceeds of suit and (d) all other rights of any kind whatsoever accruing thereunder or pertaining thereto.

“Credit Agreement” shall have the meaning assigned to such term in the preamble.

“Excluded Assets” shall mean:

(a) any lease, license, contract, property right or agreement to which any Grantor is a party or any of its rights or interests thereunder if, and only for so long as, the grant

of a security interest hereunder shall constitute or result in a breach, termination or default under any such lease, license, contract, property right or agreement (other than to the extent that any such term would be rendered ineffective pursuant to Sections 9-406, 9-407, 9-408 or 9-409 of the UCC of any relevant jurisdiction or any other applicable law or principles of equity); provided, however, that such security interest shall attach immediately to any portion of such lease, license, contract, property rights or agreement that does not result in any of the consequences specified above;

(b) all Security Entitlements, Securities Accounts, Deposit Accounts, Financial Assets, Letter-of-Credit Rights (other than Letter-of-Credit Rights constituting a Supporting Obligation), Commodity Contracts and Commodity Accounts to which any Grantor has any right, title or interest;

(d) all cars, trucks, trailers and other vehicles covered by a certificate of title under the laws of any state to which any Grantor has any right, title or interest.

“Excluded Stock” shall mean:

(e) the Voting Stock of any Foreign Subsidiary in excess of 65% of the outstanding Voting Stock of such Foreign Subsidiary;

(f) the Stock and Stock Equivalents of any BWXT Entity;

(g) the Stock and Stock Equivalents of any Captive Insurance Subsidiary;

(h) the Stock and Stock Equivalents of any Joint Venture to the extent that the Constituent Documents of such Joint Venture prohibit such a security interest to be granted to the Administrative Agent; and

(i) the Stock and Stock Equivalents of (i) any Subsidiary that is not a Loan Party or (ii) any Joint Venture, to the extent that such Subsidiary or Joint Venture has incurred Non-Recourse Indebtedness the terms of which either (A) require security interests in such Stock and Stock Equivalents to be granted to secure such Non-Recourse Indebtedness or (B) prohibit such a security interest to be granted to the Administrative Agent.

“Grantors” shall have the meaning assigned to such term in the preamble.

“Insurance” shall mean all insurance policies covering any or all of the Collateral (regardless of whether the Administrative Agent is the loss payee thereof).

“Intellectual Property” shall mean the collective reference to all intellectual property rights whether arising under United States, multinational or foreign laws or otherwise, including the Copyrights, the Copyright Licenses, the Patents, the Patent Licenses, the Trademarks, the Trademark Licenses, the Trade Secrets and the Trade Secret Licenses.

“Intellectual Property Security Agreement” shall mean a Notice of Grant of Security Interest in substantially the form of Exhibit A or such other form as may be approved by the Administrative Agent and the applicable Grantor.

“Intercompany Note” shall mean any promissory note evidencing Indebtedness permitted to be incurred pursuant to Section 7.01(f) of the Credit Agreement with respect to any outstanding intercompany obligations and advances owed by or to a Loan Party.

“Investment Property” shall mean the collective reference to (a) all “investment property” as such term is defined in Section 9-102(a)(49) of the New York UCC (other than any Excluded Stock), including all Certificated Securities and Uncertificated Securities and (b) whether or not otherwise constituting “investment property,” all Pledged Notes and all Pledged Equity Interests.

“Licensed Intellectual Property” shall have the meaning assigned to such term in Section 3.9(a).

“Material Intellectual Property” shall have the meaning assigned to such term in Section 3.9(b).

“New York UCC” shall mean the Uniform Commercial Code as from time to time in effect in the State of New York.

“Owned Intellectual Property” shall have the meaning assigned to such term in Section 3.9(a).

“Patent License” shall mean all agreements, whether written or oral, providing for the grant by or to any Grantor of any right to make, use, import, offer for sale, or sell any invention covered in whole or in part by a Patent, including any of the foregoing listed in Schedule 3.9(a) (as such schedule may be amended or supplemented from time to time). This term shall exclude implied licenses and any rights obtained or granted under a patent pursuant to the doctrines of exhaustion or estoppel.

“Patents” shall mean (a) all United States patents, patents issued by any other country, union of countries or any political subdivision of any of the foregoing, and all reissues and extensions thereof, including any of the foregoing listed in Schedule 3.9(a) (as such schedule may be amended or supplemented from time to time), (b) all patent applications pending in the United States or any other country or union of countries or any political subdivision of any of the foregoing and all divisions, continuations and continuations-in-part thereof, including any of the foregoing listed in Schedule 3.9(a) (as such schedule may be amended or supplemented from time to time), (c) all rights to, and to obtain, any reissues or extensions of the foregoing and (d) all proceeds of the foregoing, including licenses, royalties, income, payments, claims, damages and proceeds of suit.

“Pledged Equity Interests” means the Pledged Interests, including the Stock and Stock Equivalents of the Subsidiaries owned by such Grantor as set forth on Schedule 3.7(a) (as such schedule may be amended or supplemented from time to time), in each case together with the certificates (or other agreements or instruments), if any, representing such shares, and all options and other rights, contractual or otherwise, with respect thereto, including, but not limited to, the following:

(j) all Stock and Stock Equivalents representing a dividend thereon, or representing a distribution or return of capital upon or in respect thereof, or resulting from a stock split, reclassification or other exchange therefor, and any subscriptions, warrants, rights or options issued to the holder thereof, or otherwise in respect thereof; and

(k) in the event of any consolidation or merger involving the issuer thereof and in which such issuer is not the surviving Person, all shares of each class of the Stock and Stock Equivalents of the successor Person formed by or resulting from such consolidation or merger, to the extent that such successor Person is a direct Subsidiary of a Grantor.

“Pledged LLC/Partnership Interests” means, with respect to any Grantor, the entire partnership, membership interest or limited liability company interest, as applicable, of such Grantor in each partnership, limited partnership or limited liability company owned thereby, including, without limitation, such Grantor’s capital account, its interest as a partner or member, as applicable, in the net cash flow, net profit and net loss, and items of income, gain, loss, deduction and credit of any such partnership, limited partnership or limited liability company, as applicable, such Grantor’s interest in all distributions made or to be made by any such partnership, limited partnership or limited liability company, as applicable, to such Grantor and all of the other economic rights, titles and interests of such Grantor as a partner or member, as applicable, of any such partnership, limited partnership or limited liability company, as applicable, whether set forth in the partnership agreement or membership agreement, as applicable, of such partnership, limited partnership or limited liability company, as applicable, by separate agreement or otherwise.

“Pledged Notes” shall mean all promissory notes now owned or hereafter acquired by any Grantor, including those listed on Schedule 3.7(b) (as such schedule may be amended or supplemented from time to time) and all Intercompany Notes at any time issued to or held by any Grantor (other than (a) promissory notes in an aggregate principal amount not to exceed $5,000,000 at any time outstanding issued in connection with extensions of trade credit by any Grantor in the ordinary course of business and (b) promissory notes constituting Cash Equivalents that are held by any Grantor).

“Pledged Securities” shall mean the collective reference to the Pledged Notes and the Pledged Equity Interests.

“Proceeds” shall mean all “proceeds” as such term is defined in Section 9-102(a)(64) of the New York UCC and, in any event, shall include all dividends or other income from the Investment Property, collections thereon or distributions or payments with respect thereto.

“Receivable” shall mean all Accounts and any other right to payment for goods or other property sold, leased, licensed or otherwise disposed of or for services rendered, whether or not such right is evidenced by an Instrument or Chattel Paper or classified as a Payment Intangible and whether or not it has been earned by performance. References herein to Receivables shall include any Supporting Obligation or collateral securing such Receivable.

“Secured Obligations” shall mean (a) with respect to the Borrower, the Obligations and the Borrower Guaranteed Obligations (as defined in the Guaranty) and (b) with respect to each Grantor other than the Borrower, such Grantor’s Guaranteed Obligations (as defined in the Guaranty).

“Securities Act” shall mean the Securities Act of 1933, as amended.

“Trademark License” shall mean any agreement, whether written or oral, providing for the grant by or to any Grantor of any right in, to or under any Trademark, including any of the foregoing referred to in Schedule 3.9(a) (as such schedule may be amended or supplemented from time to time). This term shall exclude implied licenses and any rights obtained or granted under a trademark pursuant to the doctrines of first sale or estoppel.

“Trademarks” shall mean (a) all trademarks, trade names, corporate names, company names, business names, fictitious business names, trade styles, service marks, logos, designs and other source or business identifiers, and all goodwill associated therewith, now existing or hereafter adopted or acquired, all registrations and recordings thereof, and all applications in connection therewith, whether in the United States Patent and Trademark Office or in any similar office or agency of the United States, any State thereof or any other country, union of countries, or any political subdivision of any of the foregoing, or otherwise, and all common-law rights related thereto, including any of the foregoing listed in Schedule 3.9(a) (as such schedule may be amended or supplemented from time to time), (b) the right to, and to obtain, all renewals thereof, (c) the goodwill of the business symbolized by the foregoing and (d) the right to xxx for past, present and future infringements or dilution of any of the foregoing or for any injury to goodwill, and all proceeds of the foregoing, including royalties, income, payments, claims, damages and proceeds of suit.

“Trade Secret License” shall mean any agreement, whether written or oral, providing for the grant by or to any Grantor of any right in, to or under any Trade Secret, including any of the foregoing listed in Schedule 3.9(a) (as such schedule may be amended or supplemented from time to time). This term shall exclude implied licenses and any rights obtained or granted under a trade secret pursuant to the doctrine of estoppel.

“Trade Secrets” shall mean (a) all trade secrets and all other confidential or proprietary information and know how whether or not reduced to a writing or other tangible form, (b) all documents and things embodying, incorporating or describing such Trade Secrets, and (c) the right to xxx for past, present and future misappropriations of any Trade Secret and all proceeds of the foregoing, including royalties, income, payments, claims, damages and proceeds of suit.

1.2. Other Definitional Provisions. Without limiting the general applicability of the terms of the other Loan Documents to this Agreement and the parties hereto, the terms of Sections 1.02 of the Credit Agreement are incorporated herein by reference, mutatis mutandis, and the parties hereto agree to such terms.

SECTION 2. GRANT OF SECURITY INTEREST;

CONTINUING LIABILITY UNDER COLLATERAL

2.1. Grant of Security Interest. Each Grantor hereby grants and pledges to the Administrative Agent, for the ratable benefit of the Secured Parties, a security interest in all of such Grantor’s right, title and interest in and to the following property, in each case, wherever located and whether now owned or at any time hereafter acquired by such Grantor or in which such Grantor now has or at any time in the future may acquire any right, title or interest (collectively, the “Collateral”), as collateral security for the prompt and complete payment and performance when due (whether at the stated maturity, by acceleration or otherwise) of such Grantor’s Secured Obligations:

(a) all Accounts;

(b) all As-Extracted Collateral;

(d) all Collateral Accounts and all Collateral Account Funds;

(e) all Commercial Tort Claims from time to time specifically described on Schedule 3.10;

(f) all Contracts;

(g) all Documents;

(h) all Equipment;

(i) all Fixtures;

(j) all General Intangibles;

(k) all Goods;

(l) all Instruments;

(m) all Insurance;

(n) all Intellectual Property;

(o) all Inventory;

(p) all Investment Property;

(q) all books, records, ledger cards, files, correspondence, customer lists, blueprints, technical specifications, manuals, computer software, computer printouts, tapes, disks and other electronic storage media and related data processing software and similar items that at any time pertain to or evidence or contain information relating to any of the Collateral or are otherwise necessary or helpful in the collection thereof or realization thereupon; and

(r) to the extent not otherwise included, all Proceeds, goodwill, products, accessions, rents and profits of any and all of the foregoing and all collateral security, Supporting Obligations and guarantees given by any Person with respect to any of the foregoing;

provided that, notwithstanding any other provision set forth in this Section 2.1, this Agreement shall not, at any time, constitute a grant of a security interest in any property that is, at such time, an Excluded Asset, and the term “Collateral” and each of the defined terms incorporated therein shall exclude the Excluded Assets.

2.2. Continuing Liability Under Collateral. Notwithstanding anything herein to the contrary, (a) each Grantor shall remain liable for all obligations under and in respect of the Collateral and nothing contained herein is intended or shall be a delegation of duties to the Administrative Agent or any other Secured Party, (b) each Grantor shall remain liable under and each of the agreements included in the Collateral, including any Receivables, any Contracts and any agreements relating to Pledged LLC/Partnership Interests, to perform all of the obligations undertaken by it thereunder all in accordance with and pursuant to the terms and provisions thereof and neither the Administrative Agent nor any other Secured Party shall have any obligation or liability under any of such agreements by reason of or arising out of this Agreement or any other document related hereto nor shall the Administrative Agent nor any other Secured Party have any obligation to make any inquiry as to the nature or sufficiency of any payment received by it or have any obligation to take any action to collect or enforce any rights under any agreement included in the Collateral, including any agreements relating to any Receivables, any Contracts or any agreements relating to Pledged LLC/Partnership Interests and (c) the exercise by the Administrative Agent of any of its rights hereunder shall not release any Grantor from any of its duties or obligations under the contracts and agreements included in the Collateral, including any agreements relating to any Receivables, any Contracts and any agreements relating to Pledged LLC/Partnership Interests.

2.3. Foreign Action. Notwithstanding anything to the contrary herein, to the extent any Collateral is located in any jurisdiction outside the United States, or the creation or perfection of a lien in any Collateral requires any action or documentation outside the United States, no such action or documentation outside the United States shall be required with respect to such Collateral.

SECTION 3. REPRESENTATIONS AND WARRANTIES

To induce the Administrative Agent and the Lenders to enter into the Credit Agreement and make their respective Credit Extensions, each Grantor hereby represents and warrants to the Secured Parties that:

3.1. Representations in Credit Agreement.

In the case of each Grantor, the representations and warranties set forth in Article V of the Credit Agreement as they relate to such Grantor or to the Loan Documents to which such Grantor is a party, each of which is hereby incorporated herein by reference, are true and correct, in all material respects, except for representations and warranties expressly stated to relate to a specific earlier date, in which case such representations and warranties shall be true and correct

in all material respects as of such earlier date, and the Secured Parties shall be entitled to rely on each of them as if they were fully set forth herein, provided that each reference in each such representation and warranty to the Borrower’s knowledge shall, for the purposes of this Section 3.l, be deemed to be a reference to such Grantor’s knowledge.

3.2. Title; No Other Liens. Such Grantor owns or licenses or otherwise has the right to use each item of the Collateral free and clear of any and all Liens, including Liens arising as a result of such Grantor becoming bound (as a result of merger or otherwise) as grantor under a security agreement entered into by another Person, except for Liens expressly permitted by Section 7.02 of the Credit Agreement. No effective financing statement, mortgage or other public notice indicating the existence of a Lien with respect to all or any part of the Collateral is on file or of record in any public office, except such as have been filed in favor of the Administrative Agent, for the ratable benefit of the Secured Parties, pursuant to this Agreement or as are expressly permitted by Section 7.02 of the Credit Agreement.

3.3. Perfected First Priority Liens. The security interests granted pursuant to this Agreement (a) upon completion of the filings and other actions specified on Schedule 3.3 (all of which, in the case of all filings and other documents referred to on said Schedule, have been delivered to the Administrative Agent in duly completed and duly executed form, as applicable, and may be filed by the Administrative Agent at any time) and payment of all filing fees, will constitute valid fully perfected security interests in all of the Collateral in favor of the Administrative Agent, for the ratable benefit of the Secured Parties, as collateral security for such Grantor’s Secured Obligations, enforceable in accordance with the terms hereof, to the extent such security interest in such Collateral can be perfected by (i) the filing of a financing statement under the Uniform Commercial Code of any jurisdiction, (ii) the filing with the United States Patent and Trademark Office or the United States Copyright Office of an Intellectual Property Security Agreement, or (iii) the possession of such Collateral, and (b) are prior to all other Liens on the Collateral, except for Liens expressly permitted by Section 7.02 of the Credit Agreement. Without limiting the foregoing, each Grantor has taken all actions necessary or desirable under all Requirements of Law of the United States and of any state, territory or possession thereof, including those specified in Section 4.2 to (i) establish the Administrative Agent’s “control” (within the meanings of Sections 8-106 and 9-106 of the New York UCC) over any portion of the Investment Property constituting Certificated Securities, Uncertificated Securities (each as defined in the New York UCC), other than any such Investment Property issued by a Foreign Subsidiary to the extent establishing “control” over such Investment Property would require actions under the Requirements of Law of a jurisdiction other than the United States or any state, territory or possession thereof, (ii) establish the Administrative Agent’s control (within the meaning of Section 9-105 of the New York UCC) over all Electronic Chattel Paper and (iii) establish the Administrative Agent’s “control” (within the meaning of Section 16 of the Uniform Electronic Transaction Act as in effect in the applicable jurisdiction “UETA”) over all “transferable records” (as defined in UETA).

3.4. Name; Jurisdiction of Organization, etc. On the date hereof, such Grantor’s exact legal name (as indicated on the public record of such Grantor’s jurisdiction of formation or organization), jurisdiction of organization, organizational identification number, if any, United States taxpayer identification number, if any, and the location of such Grantor’s chief executive office or sole place of business are specified on Schedule 3.4. Each Grantor is organized solely

under the law of the jurisdiction so specified and has not filed any certificates of domestication, transfer or continuance in any other jurisdiction. Except as otherwise indicated on Schedule 3.4, the jurisdiction of each such Grantor’s organization of formation is required to maintain a public record showing the Grantor to have been organized or formed. Except as specified on Schedule 3.4, as of the Closing Date (or the date of any applicable Joinder Agreement hereto in the case of an Additional Grantor) no such Grantor has changed its name, jurisdiction of organization, chief executive office or sole place of business or its corporate structure in any way (e.g., by merger, consolidation, change in corporate form or otherwise) within the past five years and has not within the last five years become bound (whether as a result of merger or otherwise) as a grantor under a security agreement entered into by another Person, which has not heretofore been terminated.

3.5. Inventory and Equipment.

(a) On the date hereof, the material Inventory, Fixtures and Equipment (other than mobile goods, Inventory in transit, and Inventory, Fixtures and Equipment located outside the United States of America) that is included in the Collateral are kept at the locations listed on Schedule 3.5.

(b) Any Inventory now or hereafter produced by any Grantor included in the Collateral have been and will be produced in compliance in all material respects with the requirements of all applicable laws and regulations, including the Fair Labor Standards Act, as amended.

(c) No material portion of the Inventory, Fixtures or Equipment that is included in the Collateral is in the possession of an issuer of a negotiable document (as defined in Section 7-104 of the New York UCC) therefor or is otherwise in the possession of any bailee or warehouseman.

3.6. Types of Collateral. None of the Collateral constitutes, or is the Proceeds of (a) Farm Products, (b) As-Extracted Collateral, (c) Consumer Goods, (d) Manufactured Homes, (e) standing timber, or (f) as of the Closing Date, aircraft, airframe, aircraft engine, aircraft lease or any other related property.

3.7. Investment Property.

(a) Schedule 3.7(a) hereto sets forth under the heading “Pledged Equity Interests” all of the Pledged Equity Interests as of the Closing Date, and such Pledged Equity Interests constitute the percentage of issued and outstanding shares of stock, percentage of membership interests, percentage of partnership interests or percentage of beneficial interest of the respective issuers thereof indicated on such schedule. Schedule 3.7(b) sets forth under the heading “Pledged Notes” all of the Pledged Notes owned by any Grantor as of the Closing Date, and all of such Pledged Notes have been duly authorized, authenticated or issued, and delivered and are the legal, valid and binding obligation of the issuers thereof enforceable in accordance with their terms, subject to applicable bankruptcy, insolvency, reorganization, moratorium or other laws affecting creditors’ rights generally and subject to general principals of equity, regardless of whether considered in a proceeding in equity or at law, and constitute all of the issued and outstanding indebtedness evidenced by an instrument or certificated security of the respective issuers thereof owing to such Grantor.

(b) The shares of Pledged Equity Interests pledged by such Grantor hereunder constitute all of the issued and outstanding shares of all classes of Stock and Stock Equivalents owned by such Grantor in each issuer thereof (other than Excluded Stock).

(c) The Pledged Equity Interests have been duly and validly issued and, except as set forth on Schedule 3.7(a) hereto, are fully paid and nonassessable (to the extent applicable).

(d) Such Grantor is the record and beneficial owner of, and has good and marketable title to, the Investment Property pledged by it hereunder, free of any and all Liens or options in favor of, or claims of, any other Person, except Liens expressly permitted by Section 7.02 of the Credit Agreement, and there are no outstanding warrants, options or other rights to purchase, or shareholder, voting trust or similar agreements outstanding with respect to, or property that is convertible into, or that requires the issuance or sale of, any Pledged Equity Interests.

3.8. Receivables.

(a) No amount payable to such Grantor under or in connection with any Receivable in excess of $5,000,000 that is included in the Collateral is evidenced by any Instrument or Tangible Chattel Paper which has not been delivered to the Administrative Agent or constitutes Electronic Chattel Paper that has not been subjected to the control (within the meaning of Section 9-105 of the New York UCC) of the Administrative Agent.

(b) Each Receivable that is included in the Collateral (i) is and will be the legal, valid and binding obligation of the Account Debtor in respect thereof, representing an unsatisfied obligation of such Account Debtor, (ii) is and will be enforceable in accordance with its terms, subject to applicable bankruptcy, insolvency, reorganization, moratorium or other laws affecting creditors’ rights generally and subject to general principals of equity, regardless of whether considered in a proceeding in equity or at law, (iii) is not and will not be subject to any setoffs, defenses, taxes or counterclaims (except with respect to refunds, returns and allowances in the ordinary course of business) and (iv) is and will be in compliance with all applicable laws and regulations, except where the failure to comply with this Section 3.8(b) with respect to each Receivable would not reasonably be expected to have a Material Adverse Effect.

3.9. Intellectual Property.

(a) Schedule 3.9(a) lists all Copyrights, Patents, and Trademarks which are registered with the U.S. Patent and Trademark Office or the U.S. Copyright Office or are the subject of an application for registration with any such Governmental Authority, in each case which is owned by such Grantor in its own name on the date hereof (collectively, the “Owned Intellectual Property”). Except as set forth in Schedule 3.9(a), such Grantor is the exclusive owner of the entire and unencumbered right, title and interest in and to all material Owned Intellectual Property and is otherwise entitled to grant to others the right to use (and, where

applicable, itself use) all such material Owned Intellectual Property. Such Grantor has a valid and enforceable right to use all material Intellectual Property used by, or licensed to others by, such Grantor which is not Owned Intellectual Property either pursuant to one of the written material Copyright Licenses, Patent Licenses, Trademark Licenses, and/or Trade Secret Licenses listed on Schedule 3.9(a) and subject to the terms thereof (collectively, the “Licensed Intellectual Property”) or otherwise.

(b) On the date hereof all Owned Intellectual Property and all Licensed Intellectual Property, in each case, which is material to such Grantor’s business (collectively, the “Material Intellectual Property”), is valid, subsisting, unexpired and enforceable and has not been abandoned. The operation of such Grantor’s business as currently conducted or as contemplated to be conducted does not infringe, constitute a misappropriation of, dilute, or otherwise violate the Intellectual Property rights of any other Person where the same would have a Material Adverse Effect.

(c) No claim has been asserted that the use of the Material Intellectual Property does or may infringe upon or constitute a misappropriation of the rights of any other Person.

(d) To such Grantor’s knowledge, no decision or judgment has been rendered by any Governmental Authority or arbitrator in the United States or outside the United States which would materially limit or cancel the validity or enforceability of, or such Grantor’s rights in, any Material Intellectual Property. Such Grantor is not aware of any uses of any item of Material Intellectual Property that could reasonably be expected to lead to such item becoming invalid or unenforceable including unauthorized trademark uses by third parties and uses which were not supported by the goodwill of the business connected with Trademarks and Trademark Licenses.

(e) No action or proceeding is pending, or, to such Grantor’s knowledge, threatened, on the date hereof (i) seeking to limit, cancel or invalidate any Owned Intellectual Property, (ii) alleging that any services provided by, processes used by, or products manufactured or sold by such Grantor infringe any Patent, Trademark, Copyright, or misappropriate any Trade Secret or violate any other right of any other Person, or (iii) alleging that any Material Intellectual Property (A) owned by such Grantor or (B) licensed by such Grantor (to such Grantor’s knowledge), is being licensed or sublicensed in violation of any intellectual property or any other right of any other Person, in each case, which, if adversely determined, would reasonably be expected to have a Material Adverse Effect. To such Grantor’s knowledge, no Person is engaging in any activity that infringes upon or misappropriates, or is otherwise an unauthorized use of, any Material Intellectual Property owned by Grantor. The consummation of the transactions contemplated by this Agreement and the other Loan Documents will not result in the termination of any of the Material Intellectual Property.

(f) With respect to each Copyright License, Trademark License, Trade Secret License and Patent License which license constitutes Material Intellectual Property or the loss of which could otherwise have a Material Adverse Effect: (i) such license is binding and enforceable against the other party thereto; (ii) such license will not cease to be valid and binding and in full force and effect on terms identical to those currently in effect as a result of the rights

and interests granted herein (including, but not limited to, the enforceability of such rights and interests with respect to each such license), nor will the grant of such rights and interests (or the enforceability thereof) constitute a breach or default under such license or otherwise give the licensor or licensee a right to terminate such license; (iii) such Grantor has not received any notice of termination or cancellation under such license; (iv) such Grantor has not received any notice of a breach or default under such license, which breach or default has not been cured; and (v) such Grantor is not in breach or default in any material respect, and no event has occurred that, with notice and/or lapse of time, would constitute such a breach or default or permit termination, modification or acceleration under such license.

(g) Except as set forth on Schedule 3.9(g), such Grantor has made all filings and recordations and paid all required fees and taxes to maintain each and every item of registered Material Intellectual Property in full force and effect and to protect and maintain its interest therein.

(h) To the knowledge of such Grantor, (i) none of the Trade Secrets that constitute Material Intellectual Property of such Grantor have been used, divulged, disclosed or appropriated to the detriment of such Grantor for the benefit of any other Person without permission of such Grantor; and (ii) no employee, independent contractor or agent of such Grantor has misappropriated any Trade Secrets of any other Person in the course of the performance of his or her duties as an employee, independent contractor or agent of such Grantor where the same would reasonably be expected to have a Material Adverse Effect.

(i) Such Grantor has taken commercially reasonable steps to exercise quality control over any licensee of such Grantor’s Trademarks.

3.10. Commercial Tort Claims. No Grantor has knowledge that it has any Commercial Tort Claims as of the date hereof individually or in the aggregate in excess of $5,000,000, except as set forth on Schedule 3.10.

3.11. Contracts. No amount payable to such Grantor under or in connection with any Contract which has a value in excess of $5,000,000 individually or $10,000,000 in the aggregate is evidenced by any Instrument or Tangible Chattel Paper which has not been delivered to the Administrative Agent or constitutes Electronic Chattel Paper that is not under the control (within the meaning of Section 9-105 of the New York UCC) of the Administrative Agent.

SECTION 4. COVENANTS

Each Grantor covenants and agrees with the Secured Parties that, as of the date hereof and until the termination of this Agreement in accordance with its terms:

4.1. Covenants in Credit Agreement. Each Grantor shall take, or shall refrain from taking, as the case may be, each action that is within its control and is necessary to be taken or not taken, as the case may be, so that no Default or Event of Default is caused by the failure to take such action or to refrain from taking such action by such Grantor or any of its Subsidiaries.

4.2. Delivery and Control of Instruments, Chattel Paper, Negotiable Documents and Investment Property.

(a) If any of the Collateral having a value in excess of $5,000,000 individually or $10,000,000 in the aggregate is or shall become evidenced or represented by any Instrument, Certificated Security, Negotiable Document or Tangible Chattel Paper, such Instrument (other than checks received in the ordinary course of business), Certificated Security, Negotiable Documents or Tangible Chattel Paper shall be promptly delivered to the Administrative Agent, duly endorsed in a manner reasonably satisfactory to the Administrative Agent, to be held as Collateral pursuant to this Agreement, and all of such property owned by any Grantor as of the Closing Date and represented in such form shall be delivered on the Closing Date.

(b) If any of the Collateral having a value in excess of $5,000,000 individually or $10,000,000 in the aggregate is or shall become “Electronic Chattel Paper” such Grantor shall ensure that (i) a single authoritative copy shall exist which is unique, identifiable, unalterable (except as provided in clauses (iii), (iv) and (v) of this paragraph), (ii) such authoritative copy identifies the Administrative Agent as the assignee and is communicated to and maintained by the Administrative Agent or its designee, (iii) copies or revisions that add or change the assignee of the authoritative copy can only be made with the participation of the Administrative Agent, (iv) each copy of the authoritative copy and any copy of a copy is readily identifiable as a copy and that is not the authoritative copy; (v) any revision of the authoritative copy is readily identifiable as an authorized or unauthorized revision, and (vi) the Administrative Agent has “control” within the meaning of the New York UCC of such Electronic Chattel Paper.

(c) If any Collateral having a value in excess of $5,000,000 individually or $10,000,000 in the aggregate is or shall become an Uncertificated Security, such Grantor shall cause the issuer thereof, if such issuer is a Subsidiary of the Borrower, either (i) to register the Administrative Agent as the registered owner of such Uncertificated Security, upon original issue or registration of transfer or (ii) to agree in writing with such Grantor and the Administrative Agent that such issuer will comply with instructions with respect to such Uncertificated Security originated by the Administrative Agent without further consent of such Grantor and such actions shall be taken on or prior to the Closing Date with respect to any such Uncertificated Securities owned as of the Closing Date by any Grantor and the Grantor shall take or cause to be taken all such other actions as may be necessary for the Administrative Agent to have “control” defined in Article 8 of the New York UCC.

4.3. Maintenance of Insurance.

(a) Such Grantor will maintain insurance in accordance with Section 6.16 of the Credit Agreement, and furnish to the Administrative Agent, upon written request, a copy of such insurance policies.

(b) Such Grantor will deliver to the Administrative Agent on behalf of the Secured Parties, (i) on the Closing Date, a certificate dated as of a recent date showing the amount and types of insurance coverage as of such date, (ii) upon reasonable request of the Administrative Agent from time to time, reasonably detailed information as to the insurance carried, (iii) promptly following receipt of notice from any insurer, a copy of any notice of

cancellation or material change in coverage from that existing on the Closing Date and (iv) forthwith, notice of any cancellation or nonrenewal of coverage by such Grantor. To the extent applicable, the Administrative Agent shall be named as additional insured on all such liability insurance policies of such Grantor and the Administrative Agent shall be named as loss payee (and, where applicable, mortgagee) on all property and casualty insurance policies of such Grantor.

4.4. Payment of Obligations. Such Grantor shall pay and discharge or otherwise satisfy at or before maturity or before they become delinquent, as the case may be, all taxes, assessments and governmental charges or levies imposed upon the Collateral or in respect of income or profits therefrom, as well as all claims of any kind (including claims for labor, materials and supplies) against or with respect to the Collateral, except that no such tax, assessment or charge need be paid if (a) the amount or validity thereof is currently being contested in good faith by appropriate proceedings, reserves in conformity with GAAP with respect thereto have been provided on the books of such Grantor and such proceedings could not reasonably be expected to result in the sale, forfeiture or loss of any material portion of the Collateral or any interest therein, or (b) the failure to so pay and discharge would not, in the aggregate, reasonably be expected to have a Material Adverse Effect.

4.5. Maintenance of Perfected Security Interest; Further Documentation.

(a) Except as otherwise expressly permitted by the Credit Agreement, such Grantor shall maintain each of the security interests created by this Agreement as a perfected security interest under all Requirements of Law of the United States and of any state, territory or possession thereof, having at least the priority described in Section 3.3 and shall defend such security interest against any claims and demands of any Persons (other than the Secured Parties), subject to the provisions of Section 7.13.

(b) Such Grantor shall furnish to the Secured Parties from time to time statements and schedules further identifying and describing the Collateral and such other reports in connection with the assets and property of such Grantor as the Administrative Agent may reasonably request, all in reasonable detail.

(c) At any time and from time to time, upon the written request of the Administrative Agent, and at the sole expense of such Grantor, such Grantor shall promptly and duly authorize, execute and deliver, and have recorded, such further instruments and documents and take such further actions as the Administrative Agent may reasonably request to be taken in the United States for the purpose of obtaining or preserving the full benefits of this Agreement and of the rights and powers herein granted, including, the filing of any financing or continuation statements under the Uniform Commercial Code (or other similar laws) in effect in the United States or any State, territory or possession thereof with respect to the security interests created hereby and in the case of Investment Property and any other relevant Collateral, taking any actions necessary to enable the Administrative Agent to obtain “control” (within the meaning of the applicable Uniform Commercial Code) with respect thereto.

4.6. Changes in Locations, Name, Jurisdiction of Incorporation, etc. Such Grantor shall not, except upon at least 10 days’ prior written notice (or such shorter period consented to

by the Administrative Agent in writing), in each case, to the Administrative Agent and delivery to the Administrative Agent of duly authorized and, where required, executed copies of all additional financing statements and other documents reasonably requested by the Administrative Agent to maintain the validity, perfection and priority of the security interests provided for herein:

(a) change its legal name, jurisdiction of organization or the location of its chief executive office or sole place of business from that referred to in Section 3.4; or

(b) change its legal name, identity or structure to such an extent that any financing statement filed by the Administrative Agent in connection with this Agreement would become misleading.

4.7. Notices. Such Grantor shall advise the Administrative Agent promptly, in reasonable detail, of:

(a) any Lien (other than any Lien expressly permitted by Section 7.02 of the Credit Agreement) on any of the Collateral which would adversely affect the ability of the Administrative Agent to exercise any of its remedies hereunder;

(b) the occurrence of any other event of which such Grantor becomes aware that would reasonably be expected to have a Material Adverse Effect on the aggregate value of the Collateral or on the security interests created hereby; and

(c) the acquisition or ownership by any Grantor of any aircraft, airframe, aircraft engine, aircraft lease or any other related property with a value in excess of $5,000,000 individually or in the aggregate.

4.8. Investment Property.

(a) If such Grantor shall become entitled to receive or shall receive any stock or other ownership certificate (including any certificate representing a stock dividend or a distribution in connection with any reclassification, increase or reduction of capital or any certificate issued in connection with any reorganization), option or rights in respect of Stock and Stock Equivalents in any issuer thereof, whether in addition to, in substitution of, as a conversion of, or in exchange for, any shares of or other ownership interests in the Pledged Securities, or otherwise in respect thereof, such Grantor shall accept the same as the agent of the Secured Parties, hold the same in trust for the Secured Parties and promptly deliver the same to the Administrative Agent in the exact form received (other than Excluded Stock), duly endorsed by such Grantor to the Administrative Agent, if required, together with an undated stock power or similar instrument of transfer covering such certificate duly executed in blank by such Grantor and with, if the Administrative Agent so requests, signature guaranteed, to be held by the Administrative Agent, subject to the terms hereof, as additional collateral security for the Obligations. Any sums paid upon or in respect of the Pledged Securities upon the liquidation or dissolution of any issuer thereof shall be paid over to the Administrative Agent to be held by it hereunder as additional collateral security for the Obligations if an Event of Default then exists, and in case any distribution of capital shall be made on or in respect of the Pledged Securities or

any property shall be distributed upon or with respect to the Pledged Securities pursuant to the recapitalization or reclassification of the capital of any issuer thereof or pursuant to the reorganization thereof, the property so distributed shall, if an Event of Default then exists, and unless otherwise subject to a perfected security interest in favor of the Administrative Agent, be delivered to the Administrative Agent to be held by it hereunder as additional collateral security for the Obligations. If any sums of money or property so paid or distributed in respect of the Pledged Securities shall be received by such Grantor in violation of the immediately preceding sentence, such Grantor shall, until such money or property is paid or delivered to the Administrative Agent, hold such money or property in trust for the Secured Parties, segregated from other funds of such Grantor, as additional collateral security for the Obligations.

(b) Without the prior written consent of the Administrative Agent, such Grantor shall not (i) vote to enable, or take any other action to permit, any Subsidiary of the Borrower that is an issuer of Pledged Securities to issue any stock, partnership interests, limited liability company interests or other equity securities of any nature or to issue any other securities convertible into or granting the right to purchase or exchange for any stock, partnership interests, limited liability company interests or other equity securities of any nature of any such issuer (except, in each case, pursuant to a transaction expressly permitted by the Credit Agreement), (ii) sell, assign, transfer, exchange, or otherwise dispose of, or grant any option with respect to, any of the Investment Property or Proceeds thereof or any interest therein (except, in each case, pursuant to a transaction expressly permitted by the Credit Agreement), (iii) create, incur or permit to exist any Lien or option in favor of, or any claim of any Person with respect to, any of the Investment Property or Proceeds thereof, or any interest therein, except for the security interests created by this Agreement or any Lien expressly permitted thereon pursuant to Section 7.02 of the Credit Agreement, (iv) enter into any agreement or undertaking restricting the right or ability of such Grantor or the Administrative Agent to sell, assign or transfer any of the Investment Property or Proceeds thereof or any interest therein or (v) without the prior written consent of the Administrative Agent, cause or permit any Subsidiary of the Borrower that is an issuer of any Pledged LLC/Partnership Interests which are not securities (for purposes of the New York UCC) on the date hereof to elect or otherwise take any action to cause such Pledged LLC/Partnership Interests to be treated as Securities for purposes of the New York UCC; provided, however, notwithstanding the foregoing, if any issuer of any Pledged LLC/Partnership Interests takes any such action in violation of the provisions in this clause (v) or any non-Subsidiary of the Borrower that is an issuer takes any of the foregoing actions, such Grantor shall promptly notify the Administrative Agent in writing of any such election or action and, in such event, shall take all steps necessary or advisable to establish the Administrative Agent’s “control” thereof.

(c) In the case of each Grantor which is an issuer of Pledged Securities, such issuer agrees that (i) it shall be bound by the terms of this Agreement relating to the Pledged Securities issued by it and shall comply with such terms insofar as such terms are applicable to it, (ii) it shall notify the Administrative Agent promptly in writing of the occurrence of any of the events described in Section 4.8(a) with respect to the Pledged Securities issued by it and (iii) the terms of Sections 5.3(c) and 5.7 shall apply to it, mutatis mutandis, with respect to all actions that may be required of it pursuant to Section 5.3(c) or 5.7 with respect to the Pledged Securities issued by it. In addition, each Grantor which is either an issuer or an owner of any Pledged Security hereby consents to the grant by each other Grantor of the security interest hereunder in

favor of the Administrative Agent and to the transfer of any Pledged Security to the Administrative Agent or its nominee following the occurrence and during the continuance of an Event of Default and to the substitution of the Administrative Agent or its nominee as a partner, member or shareholder of the issuer of the related Pledged Security.

4.9. Receivables. Other than in the ordinary course of business, such Grantor shall not (i) grant any extension of the time of payment of any Receivable, (ii) compromise or settle any Receivable for less than the full amount thereof, (iii) release, wholly or partially, any Person liable for the payment of any Receivable, (iv) allow any credit or discount whatsoever on any Receivable or (v) amend, supplement or modify any Receivable in any manner that could adversely affect the value thereof.

4.10. Intellectual Property.

(a) Such Grantor (either itself or through licensees) shall, in the exercise of its reasonable business judgment, taking into account the Secured Parties’ interests under this Agreement, (i) continue to use each owned Trademark material to its business, (ii) maintain commercially reasonable quality of products and services offered under such Trademarks and take all necessary steps to ensure that all licensed users of such Trademarks comply with such Grantor’s quality control requirements and maintain reasonable quality, (iii) not adopt or use any xxxx which is confusingly similar or a colorable imitation of such Trademarks unless the Administrative Agent, for the ratable benefit of the Secured Parties, shall obtain a perfected security interest in such xxxx pursuant to this Agreement and an Intellectual Property Security Agreement, and (iv) not (and not permit any licensee or sublicensee thereof to) do any act or knowingly omit to do any act whereby such Trademark may become invalidated or impaired in any way.

(b) Such Grantor (either itself or through licensees), subject to the exercise of its reasonable business judgment, taking into account the Secured Parties’ interests under this Agreement, shall not do any act, or omit to do any act, whereby any Patent owned by such Grantor material to its business may become forfeited, abandoned or dedicated to the public.

(c) Such Grantor (either itself or through licensees), subject to the exercise of its reasonable business judgment, taking into account the Secured Parties’ interests under this Agreement, shall not (and shall not permit any licensee or sublicensee thereof to) do any act or knowingly omit to do any act whereby any material portion of Copyrights owned by such Grantor and material to its business may become invalidated or otherwise impaired. Such Grantor shall not (either itself or through licensees) do any act whereby any material portion of such Copyrights may fall into the public domain.

(d) Such Grantor shall notify the Administrative Agent promptly if it knows or suspects that any application or registration relating to any Material Intellectual Property owned by such Grantor may become forfeited, abandoned or dedicated to the public, or of any adverse determination (including the institution of, or any such determination in, any proceeding in the United States Patent and Trademark Office, the United States Copyright Office or any court or tribunal in any country) regarding such Grantor’s ownership of, or the validity of, any such Material Intellectual Property or such Grantor’s right to register the same or to own and maintain the same.

(e) After such Grantor, either by itself or through any agent, employee, licensee or designee, shall file an application for the registration of any Intellectual Property that is material to the business of such Grantor with the United States Patent and Trademark Office or the United States Copyright Office, such Grantor shall report such filing or receipt of a registration to the Administrative Agent prior to or concurrently with the delivery of the Compliance Certificate required by Section 6.01(c) of the Credit Agreement for the earlier to occur of either the Fiscal Quarter ending June 30 or the Fiscal Year ending (or such longer period of time permitted by the Administrative Agent in its sole discretion), in each case, immediately following the date of such filing or receipt of registration. Upon request of the Administrative Agent, such Grantor shall execute and deliver, and have recorded in the United States Patent and Trademark office or the United States Copyright Office, as applicable, any and all agreements, instruments, documents, and papers as the Administrative Agent may request to evidence the Secured Parties’ security interest in any Copyright, Patent, Trademark or other Intellectual Property of such Grantor.

(f) Such Grantor, subject to the exercise of its reasonable business judgment, taking into account the Secured Parties’ interests under this Agreement, shall take reasonable and necessary steps, including in any proceeding before the United States Patent and Trademark Office or the United States Copyright Office, to maintain and pursue each application (and to obtain the relevant registration) and to maintain each registration of Intellectual Property material to its business, including the payment of required fees and taxes, the filing of responses to office actions issued by the United States Patent and Trademark Office and the United States Copyright Office, the filing of applications for renewal or extension, the filing of affidavits of use and affidavits of incontestability, the filing of divisional, continuation, continuation-in-part, reissue and renewal applications or extensions, the payment of maintenance fees, and the participation in interference, reexamination, opposition, cancellation, infringement and misappropriation proceedings.

(g) Such Grantor (either itself or through licensees), subject to the exercise of its reasonable business judgment, taking into account the Secured Parties’ interests under this Agreement, shall not, without the prior written consent of the Administrative Agent, discontinue use of or otherwise abandon any of its registered Owned Intellectual Property, or abandon any application or any right to file an application for any patent, trademark, or copyright, unless such Grantor shall have previously determined that such use or the pursuit or maintenance of such Intellectual Property is no longer desirable in the conduct of such Grantor’s business and that the loss thereof could not reasonably be expected to have a Material Adverse Effect.

(h) In the event that any Intellectual Property material to its business is infringed, misappropriated or diluted by a third party, such Grantor shall (i) take such actions as such Grantor shall reasonably deem appropriate under the circumstances to protect such Intellectual Property and (ii) if such Intellectual Property is of material economic value, promptly notify the Administrative Agent after it learns thereof and xxx for infringement, misappropriation or dilution, to seek injunctive relief where appropriate and to recover any and all damages for such infringement, misappropriation or dilution.

(i) Such Grantor agrees that, should it obtain an ownership interest in any item of intellectual property which is not, as of the Closing Date, a part of the Intellectual Property Collateral (the “After-Acquired Intellectual Property”), (i) the provisions of Section 2.1 shall automatically apply thereto, (ii) any such After-Acquired Intellectual Property, and in the case of trademarks, the goodwill of the business connected therewith or symbolized thereby, shall automatically become part of the Intellectual Property Collateral, (iii) provide written notice thereof prior to or concurrently with the delivery of the Compliance Certificate required by Section 6.01(c) of the Credit Agreement for the earlier to occur of either the Fiscal Quarter ending June 30 or the Fiscal Year ending (or such longer period of time permitted by the Administrative Agent in its sole discretion), in each case, following the date on which such ownership is obtained, and (v) promptly after the Administrative Agent’s request, it shall provide the Administrative Agent with an amended Schedule 3.9(a) and take the actions specified in clauses (j) and (k) of Section 4.10.

(j) Such Grantor agrees to execute an Intellectual Property Security Agreement with respect to its Intellectual Property in order to record the security interest granted herein to the Administrative Agent for the ratable benefit of the Secured Parties with the United States Patent and Trademark Office and the United States Copyright Office.

(k) Such Grantor agrees to execute an Intellectual Property Security Agreement with respect to its After-Acquired Intellectual Property in order to record the security interest granted herein to the Administrative Agent for the ratable benefit of the Secured Parties with the United States Patent and Trademark Office and the United States Copyright Office.

(l) Such Grantor shall take commercially reasonable steps to protect the secrecy of all trade secrets or confidential information material to its business, including entering into confidentiality agreements with employees and labeling and restricting access to secret information and documents.

4.11. Contracts.

(a) Such Grantor shall perform and comply in all material respects with all its obligations under the Contracts, except where the failure to so perform and comply would not reasonably be expected to have a Material Adverse Effect.

(b) Such Grantor shall not amend, modify, terminate, waive or fail to enforce any provision of any Contract in any manner which would reasonably be expected to have a Material Adverse Effect.

(c) Such Grantor shall exercise promptly and diligently each and every material right which it may have under each contract (other than any right of termination), except where the failure to so exercise would not reasonably be expected to have a Material Adverse Effect.

(d) Such Grantor shall not permit to become effective in any document creating, governing or providing for any permit, lease, license or contract, a provision that would limit the creation, perfection or scope of, or exercise or enforcement of remedies in connection

with, a Lien on such permit, lease, license or contract in favor of the Administrative Agent for the ratable benefit of the Secured Parties unless such Grantor believes, in its reasonable judgment, that such prohibition is usual and customary in transactions of such type.

4.12. Commercial Tort Claims. Such Grantor shall advise the Administrative Agent promptly after such Grantor becomes aware of any Commercial Tort Claim held by such Grantor individually or in the aggregate in excess of $5,000,000 and shall promptly execute a supplement to this Agreement in form and substance reasonably satisfactory to the Administrative Agent to grant a security interest in such Commercial Tort Claim to the Administrative Agent for the ratable benefit of the Secured Parties.

SECTION 5. REMEDIAL PROVISIONS

5.1. Certain Matters Relating to Receivables.

(a) The Administrative Agent shall have the right (but shall in no way be obligated), at its own expense if an Event of Default does not then exist, to make test verifications of the Receivables that are included in the Collateral in any manner and through any medium that it reasonably considers advisable, and each Grantor shall furnish all such assistance and information as the Administrative Agent may reasonably require in connection with such test verifications.

(b) Subject to the rights of the Administrative Agent under Section 5.2(b), each Grantor hereby agrees to use its commercially reasonable efforts to continue to collect all amounts due or to become due to such Grantor under the Receivables and any Supporting Obligation and diligently exercise each material right it may have under any Receivable and any Supporting Obligation, in each case, at its own expense. If required by the Administrative Agent at any time after the occurrence and during the continuance of an Event of Default, any payments of Receivables, when collected by any Grantor, (i) shall be promptly (and, in any event, within two Business Days) deposited by such Grantor in the exact form received, duly endorsed by such Grantor to the Administrative Agent if required, in a Collateral Account maintained under the sole dominion and control of the Administrative Agent, subject to withdrawal by the Administrative Agent for the account of the Secured Parties only as provided in Section 5.5, and (ii) until so turned over, shall be held by such Grantor in trust for the Secured Parties, segregated from other funds of such Grantor. Each such deposit of Proceeds of Receivables shall be accompanied by a report identifying in reasonable detail the nature and source of the payments included in the deposit.

(c) At the Administrative Agent’s request but subject to the confidentiality provisions set forth in the Credit Agreement, during the continuance of an Event of Default each Grantor shall make available to the Administrative Agent original and other documents evidencing, and relating to, the agreements and transactions which gave rise to the Receivables that are included in the Collateral, including original orders, invoices and shipping receipts.

5.2. Communications with Obligors; Grantors Remain Liable.

(a) The Administrative Agent in its own name or in the name of others may at any time after the occurrence and during the continuance of an Event of Default communicate with obligors under the Receivables and parties to the Contracts to verify with them to the Administrative Agent’s satisfaction the existence, amount and terms of any Receivables or Contracts.

(b) The Administrative Agent may at any time after the occurrence and during the continuance of an Event of Default notify, or require any Grantor to so notify, the Account Debtor or counterparty on any Receivable or Contract of the security interest of the Administrative Agent therein. In addition, after the occurrence and during the continuance of an Event of Default, the Administrative Agent may upon written notice to the applicable Grantor, notify, or require any Grantor to notify, the Account Debtor or counterparty to make all payments under the Receivables and/or Contracts directly to the Administrative Agent.

(c) Anything herein to the contrary notwithstanding, each Grantor shall remain liable under each of the Receivables and Contracts to observe and perform all the conditions and obligations to be observed and performed by it thereunder, all in accordance with the terms of any agreement giving rise thereto. No Secured Party shall have any obligation or liability under any Receivable (or any agreement giving rise thereto) or Contract by reason of or arising out of this Agreement or the receipt by any Secured Party of any payment relating thereto, nor shall any Secured Party be obligated in any manner to perform any of the obligations of any Grantor under or pursuant to any Receivable (or any agreement giving rise thereto) or Contract, to make any payment, to make any inquiry as to the nature or the sufficiency of any payment received by it or as to the sufficiency of any performance by any party thereunder, to present or file any claim, to take any action to enforce any performance or to collect the payment of any amounts which may have been assigned to it or to which it may be entitled at any time or times.

5.3. Pledged Securities.

(a) Unless an Event of Default shall have occurred and be continuing and the Administrative Agent shall have given notice to the relevant Grantor of the Administrative Agent’s intent to exercise its corresponding rights pursuant to Section 5.3(b), each Grantor shall be permitted to receive all cash dividends paid in respect of the Pledged Equity Interests and all payments made in respect of the Pledged Notes, to the extent not prohibited by the Credit Agreement, and to exercise all voting, corporate and other ownership (or other similar) rights with respect to the Pledged Securities; provided, however, that no vote shall be cast or corporate or other ownership (or other similar) right exercised or other action taken which would materially impair the Collateral or which would be inconsistent with or result in any violation of any provision of the Credit Agreement, this Agreement or any other Loan Document.

(b) If an Event of Default shall occur and be continuing and the Administrative Agent shall have given notice to the relevant Grantor of the Administrative Agent’s intent to exercise its rights pursuant to this Section 5.3(b): (i) all rights of each Grantor to exercise or refrain from exercising the voting and other consensual rights which it would otherwise be entitled to exercise pursuant hereto shall cease and all such rights shall thereupon become vested in the Administrative Agent who shall thereupon have the sole right, but shall be

under no obligation, to exercise or refrain from exercising such voting and other consensual rights; (ii) the Administrative Agent shall have the right, without notice to any Grantor (where permitted by applicable law), to transfer all or any portion of the Investment Property to its name or the name of its nominee or agent; and (iii) the Administrative Agent shall have the right, without notice to any Grantor, to exchange any certificates or instruments representing any Investment Property for certificates or instruments of smaller or larger denominations. In order to permit the Administrative Agent to exercise the voting and other consensual rights which it may be entitled to exercise pursuant hereto and to receive all dividends and other distributions which it may be entitled to receive hereunder each Grantor shall promptly execute and deliver (or cause to be executed and delivered) to the Administrative Agent all proxies, dividend payment orders and other instruments as the Administrative Agent may from time to time reasonably request and each Grantor acknowledges that the Administrative Agent may utilize the power of attorney set forth herein.

(c) Each Grantor hereby authorizes and instructs each issuer of any Pledged Securities pledged by such Grantor hereunder to (i) comply with any instruction received by it from the Administrative Agent in writing that (A) states that an Event of Default has occurred and is continuing and (B) is otherwise in accordance with the terms of this Agreement, without any other or further instructions from such Grantor, and each Grantor agrees that each such issuer shall be fully protected in so complying, and (ii) upon any such instruction following the occurrence and during the continuance of an Event of Default, pay any dividends or other payments with respect to the Investment Property, including Pledged Securities, directly to the Administrative Agent.

5.4. Proceeds to be Turned Over To Administrative Agent. In addition to the rights of the Secured Parties specified in Section 5.1 with respect to payments of Receivables, if an Event of Default shall occur and be continuing, all Proceeds received by any Grantor consisting of cash, cash equivalents, checks and other near-cash items shall, if requested in writing by the Administrative Agent, be held by such Grantor in trust for the Secured Parties, segregated from other funds of such Grantor, and shall, forthwith upon receipt by such Grantor, be turned over to the Administrative Agent in the exact form received by such Grantor (duly endorsed by such Grantor to the Administrative Agent, if required). All Proceeds received by the Administrative Agent hereunder shall be held by the Administrative Agent in a Collateral Account maintained under its sole dominion and control. All Proceeds while held by the Administrative Agent in a Collateral Account (or by such Grantor in trust for the Secured Parties) shall continue to be held as collateral security for all the Obligations and shall not constitute payment thereof until applied as provided in Section 5.5.

5.5. Application of Proceeds. At such intervals as may be agreed upon by the Borrower and the Administrative Agent, or, if an Event of Default shall have occurred and be continuing, at any time at the Administrative Agent’s election, the Administrative Agent may apply all or any part of the net Proceeds (after deducting fees and reasonable out-of-pocket expenses as provided in Section 5.6) constituting Collateral realized through the exercise by the Administrative Agent of its remedies hereunder, whether or not held in any Collateral Account, and any proceeds of the guarantee set forth in the Guaranty, in payment of the Obligations in accordance with the Credit Agreement.

5.6. Code and Other Remedies.

(a) If an Event of Default shall occur and be continuing, the Administrative Agent, on behalf of the Secured Parties, may exercise, in addition to all other rights and remedies granted to it in this Agreement and in any other instrument or agreement securing, evidencing or relating to the Obligations, all rights and remedies of a secured party under the New York UCC (whether or not the New York UCC applies to the affected Collateral) or its rights under any other applicable law or in equity. Without limiting the generality of the foregoing, the Administrative Agent, without demand of performance or other demand, presentment, protest, advertisement or notice of any kind (except any notice required by law referred to below) to or upon any Grantor or any other Person (all and each of which demands, defenses, advertisements and notices are hereby waived), may in such circumstances collect, receive, appropriate and realize upon the Collateral, or any part thereof, and/or may sell, lease, license, assign, give option or options to purchase, or otherwise dispose of and deliver the Collateral or any part thereof (or contract to do any of the foregoing), in one or more parcels at public or private sale or sales, at any exchange, broker’s board or office of any Secured Party or elsewhere upon such terms and conditions as it may deem advisable and at such prices as it may deem best, for cash or on credit or for future delivery without assumption of any credit risk. Each Secured Party shall have the right upon any such public sale or sales, and, to the extent permitted by law, upon any such private sale or sales, to purchase the whole or any part of the Collateral so sold, free of any right or equity of redemption in any Grantor, which right or equity is hereby waived and released. Each purchaser at any such sale shall hold the property sold absolutely free from any claim or right on the part of any Grantor, and each Grantor hereby waives (to the extent permitted by applicable law) all rights of redemption, stay and/or appraisal which it now has or may at any time in the future have under any rule of law or statute now existing or hereafter enacted. Each Grantor agrees that, to the extent notice of sale shall be required by law, at least ten days notice to such Grantor of the time and place of any public sale or the time after which any private sale is to be made shall constitute reasonable notification. The Administrative Agent shall not be obligated to make any sale of Collateral regardless of notice of sale having been given. The Administrative Agent may adjourn any public or private sale from time to time by announcement at the time and place fixed therefor, and such sale may, without further notice, be made at the time and place to which it was so adjourned. The Administrative Agent may sell the Collateral without giving any warranties as to the Collateral. The Administrative Agent may specifically disclaim or modify any warranties of title or the like. This procedure will not be considered to adversely effect the commercial reasonableness of any sale of the Collateral. Each Grantor agrees that it would not be commercially unreasonable for the Administrative Agent to dispose of the Collateral or any portion thereof by using Internet sites that provide for the auction of assets of the types included in the Collateral or that have the reasonable capability of doing so, or that match buyers and sellers of assets. To the extent permitted by applicable law, each Grantor hereby waives any claims against the Administrative Agent arising by reason of the fact that the price at which any Collateral may have been sold at such a private sale was less than the price which might have been obtained at a public sale, even if the Administrative Agent accepts the first offer received and does not offer such Collateral to more than one offeree. Each Grantor further agrees, at the Administrative Agent’s request, to assemble the Collateral and make it available to the Administrative Agent at places which the Administrative Agent shall reasonably select, whether at such Grantor’s premises or elsewhere. To the extent permitted by applicable law, and so long as an Event of Default is continuing, the Administrative Agent shall have the right to enter onto the property where any Collateral is located and take possession thereof with or without judicial process.

(b) The Administrative Agent shall apply the net proceeds of any action taken by it pursuant to this Section 5.6, after deducting all reasonable costs and expenses of every kind incurred in connection therewith or incidental to the care or safekeeping of any of the Collateral or in any way relating to the Collateral or the rights of the Secured Parties hereunder, including reasonable attorneys’ fees and disbursements, to the payment in whole or in part of the Obligations and only after such application and after the payment by the Administrative Agent of any other amounts required by any provision of law, including Section 9-615(a) of the New York UCC, need the Administrative Agent account for the surplus, if any, to any Grantor. If the Administrative Agent sells any of the Collateral upon credit, the Grantor will be credited only with payments actually made by the purchaser and received by the Administrative Agent and applied to indebtedness of the purchaser. In the event the purchaser fails to pay for the Collateral, the Administrative Agent may resell the Collateral and the Grantor shall be credited with proceeds of the sale. To the extent permitted by applicable law, each Grantor waives all claims, damages and demands it may acquire against any Secured Party arising out of the exercise by any Secured Party of any rights hereunder.

(c) In the event of any disposition of any of the Intellectual Property, the goodwill of the business connected with and symbolized by any Trademarks subject to such disposition shall be included, and the applicable Grantor shall, to the extent commercially reasonable and feasible under the circumstances, supply the Administrative Agent or its designee with such Grantor’s know-how and expertise, and with documents and things embodying the same, relating to the manufacture, distribution, advertising and sale of products or the provision of services relating to any Intellectual Property subject to such disposition, and such Grantor’s customer lists and other records and documents relating to such Intellectual Property and to the manufacture, distribution, advertising and sale of such products and services.

5.7. Private Sales, etc.

(a) Each Grantor recognizes that the Administrative Agent may be unable to effect a public sale of any or all the Pledged Equity Interests, by reason of certain prohibitions contained in the Securities Act and applicable state securities laws or otherwise, and may be compelled to resort to one or more private sales thereof to a restricted group of purchasers which will be obliged to agree, among other things, to acquire such securities for their own account for investment and not with a view to the distribution or resale thereof. Each Grantor acknowledges and agrees that any such private sale may result in prices and other terms less favorable than if such sale were a public sale and, notwithstanding such circumstances, agrees that any such private sale shall be deemed to have been made in a commercially reasonable manner. The Administrative Agent shall be under no obligation to delay a sale of any of the Pledged Equity Interests for the period of time necessary to permit the issuer thereof to register such securities for public sale under the Securities Act, or under applicable state securities laws, even if such issuer would agree to do so.

(b) Each Grantor agrees to use commercially reasonable efforts to do or cause to be done all such other acts as may be necessary to make such sale or sales of all or any portion

of the Pledged Equity Interests pursuant to this Section 5.7 valid and binding and in compliance with any and all other applicable Requirements of Law. Each Grantor further agrees that a breach of any of the covenants contained in this Section 5.7 will cause irreparable injury to the Secured Parties, that the Secured Parties have no adequate remedy at law in respect of such breach and, as a consequence, that each and every covenant contained in this Section 5.7 shall be specifically enforceable against such Grantor, and such Grantor hereby waives and agrees not to assert any defenses against an action for specific performance of such covenants except for a defense that no Event of Default has occurred and is continuing under the Credit Agreement or a defense of payment.

5.8. Deficiency. Each Grantor shall remain liable for any deficiency if the proceeds of any sale or other disposition of the Collateral are insufficient to pay its Secured Obligations and the reasonable fees and disbursements of any outside attorneys employed by any Secured Party to collect such deficiency.

5.9. BWXT Entities. Notwithstanding anything contained herein to the contrary, the Administrative Agent will not take any action with respect to any pledge of Stock or Stock Equivalents of any Person that directly or indirectly owns Stock or Stock Equivalents in any BWXT Entity if such action would constitute or result in the change of ownership of any Person that directly or indirectly owns Stock in a BWXT Entity if such change of ownership would require under then-existing law or any material contract, the prior approval of the U.S. Navy, the U.S. Department of Energy or any other Governmental Authority, without first obtaining such approval. Each Grantor covenants that, after the occurrence and during the continuance of an Event of Default, it will take all actions as may be requested by the Administrative Agent to obtain such approval.

SECTION 6. THE ADMINISTRATIVE AGENT

6.1. Administrative Agent’s Appointment as Attorney-in-Fact, etc.

(a) Each Grantor hereby irrevocably constitutes and appoints the Administrative Agent, with full power of substitution, as its true and lawful attorney-in-fact with full irrevocable power and authority in the place and stead of such Grantor and in the name of such Grantor or in its own name, for the purpose of carrying out the terms of this Agreement, to take any and all appropriate action and to execute any and all documents and instruments which may be necessary or desirable to accomplish the purposes of this Agreement, and, without limiting the generality of the foregoing, each Grantor hereby gives the Administrative Agent the power and right, on behalf of such Grantor, without notice to or assent by such Grantor, to do any or all of the following:

(i) in the name of such Grantor or its own name, or otherwise, take possession of and endorse and collect any checks, drafts, notes, acceptances or other instruments for the payment of moneys due under any Receivable or Contract or with respect to any other Collateral and file any claim or take any other action or proceeding in any court of law or equity or otherwise deemed appropriate by the Administrative Agent for the purpose of collecting any and all such moneys due under any Receivable or Contract or with respect to any other Collateral whenever payable;

(ii) in the case of any Intellectual Property, execute and deliver, and have recorded, any and all agreements, instruments, documents and papers as the Administrative Agent may request to evidence the Secured Parties’ security interest in such Intellectual Property and the goodwill and general intangibles of such Grantor relating thereto or represented thereby;

(iii) pay or discharge taxes and Liens levied or placed on or threatened against the Collateral, effect any repairs or any insurance called for by the terms of this Agreement and pay all or any part of the premiums therefor and the costs thereof;

(iv) execute, in connection with any sale provided for in Section 5.7, any endorsements, assignments or other instruments of conveyance or transfer with respect to the Collateral; and

(v) (1) direct any party liable for any payment under any of the Collateral to make payment of any and all moneys due or to become due thereunder directly to the Administrative Agent or as the Administrative Agent shall direct; (2) ask or demand for, collect, and receive payment of and receipt for, any and all moneys, claims and other amounts due or to become due at any time in respect of or arising out of any Collateral; (3) sign and endorse any invoices, freight or express bills, bills of lading, storage or warehouse receipts, drafts against debtors, assignments, verifications, notices and other documents in connection with any of the Collateral; (4) commence and prosecute any suits, actions or proceedings at law or in equity in any court of competent jurisdiction to collect the Collateral or any portion thereof and to enforce any other right in respect of any Collateral; (5) defend any suit, action or proceeding brought against such Grantor with respect to any Collateral; (6) settle, compromise or adjust any such suit, action or proceeding and, in connection therewith, give such discharges or releases as the Administrative Agent may deem appropriate; (7) assign any Copyright, Patent or Trademark (along with the goodwill of the business to which any such Copyright, Patent or Trademark pertains), throughout the world for such term or terms, on such conditions, and in such manner, as the Administrative Agent shall in its sole discretion determine; and (8) generally, sell, transfer, pledge and make any agreement with respect to or otherwise deal with any of the Collateral as fully and completely as though the Administrative Agent were the absolute owner thereof for all purposes, and do, at the Administrative Agent’s option and such Grantor’s expense, at any time, or from time to time, all acts and things which the Administrative Agent deems necessary to protect, preserve or realize upon the Collateral and the Secured Parties’ security interests therein and to effect the intent of this Agreement, all as fully and effectively as such Grantor might do.

Anything in this Section 6.1(a) to the contrary notwithstanding, the Administrative Agent agrees that, except as provided in Section 6.1(b), it will not exercise any rights under the power of attorney provided for in this Section 6.1(a) unless an Event of Default shall have occurred and be continuing.

(b) If any Grantor fails to perform or comply with any of its agreements contained herein, the Administrative Agent, at its option, but without any obligation so to do,

may perform or comply, or otherwise cause performance or compliance, with such agreement; provided, however, that unless an Event of Default has occurred and is continuing or time is of the essence, the Administrative Agent shall not exercise this power without first making demand on the Grantor and the Grantor failing to promptly comply therewith.

(c) The expenses of the Administrative Agent incurred in connection with actions undertaken as provided in this Section 6.1, together with interest thereon at a rate per annum equal to the rate per annum at which interest would then be payable on past due Committed Loans that are Base Rate Loans under the Credit Agreement, from the date of payment by the Administrative Agent to the date reimbursed by the relevant Grantor, shall be payable by such Grantor to the Administrative Agent on demand.

(d) Each Grantor hereby ratifies all that said attorneys shall lawfully do or cause to be done by virtue hereof. All powers, authorizations and agencies contained in this Agreement are coupled with an interest and are irrevocable until this Agreement is terminated and the security interests created hereby are released.

6.2. Duty of Administrative Agent. The Administrative Agent’s sole duty with respect to the custody, safekeeping and physical preservation of the Collateral in its possession, under Section 9-207 of the New York UCC or otherwise, shall be to deal with it in the same manner as the Administrative Agent deals with similar property for its own account. Neither the Administrative Agent, nor any other Secured Party nor any of their respective officers, directors, partners, employees, agents, attorneys and other advisors, attorneys-in-fact or affiliates shall be liable for failure to demand, collect or realize upon any of the Collateral or for any delay in doing so or shall be under any obligation to sell or otherwise dispose of any Collateral upon the request of any Grantor or any other Person or to take any other action whatsoever with regard to the Collateral or any part thereof. The powers conferred on the Secured Parties hereunder are solely to protect the Secured Parties’ interests in the Collateral and shall not impose any duty upon any Secured Party to exercise any such powers. The Secured Parties shall be accountable only for amounts that they actually receive as a result of the exercise of such powers, and neither they nor any of their officers, directors, partners, employees, agents, attorneys and other advisors, attorneys-in-fact or affiliates shall be responsible to any Grantor for any act or failure to act hereunder, except to the extent that any such act or failure to act is found by a final and nonappealable decision of a court of competent jurisdiction to have resulted from their own gross negligence or willful misconduct in breach of a duty owed to such Grantor.

6.3. Execution of Financing Statements. Each Grantor acknowledges that pursuant to Section 9-509(b) of the New York UCC and any other applicable law, each Grantor authorizes the Administrative Agent to file or record financing or continuation statements, and amendments thereto, and other filing or recording documents or instruments with respect to the Collateral, without the signature of such Grantor, in such form and in such offices as the Administrative Agent reasonably determines appropriate to perfect or maintain the perfection of the security interests of the Administrative Agent under this Agreement. Each Grantor agrees that such financing statements may describe the collateral in the same manner as described in this Agreement or as “all assets,” “all personal property” or words of similar effect, regardless of whether or not the Collateral includes all assets or all personal property of such Grantor, or such other description as the Administrative Agent, in its sole judgment, determines is necessary or

advisable that is of an equal or lesser scope or with greater detail. A photographic or other reproduction of this Agreement shall, where permitted by applicable law, be sufficient as a financing statement or other filing or recording document or instrument for filing or recording in any jurisdiction.

6.4. Authority of Administrative Agent. Each Grantor acknowledges that the rights and responsibilities of the Administrative Agent under this Agreement with respect to any action taken by the Administrative Agent or the exercise or non-exercise by the Administrative Agent of any option, voting right, request, judgment or other right or remedy provided for herein or resulting or arising out of this Agreement shall, as between the Administrative Agent and the other Secured Parties, be governed by the Credit Agreement and by such other agreements with respect thereto as may exist from time to time among them, but, as between the Administrative Agent and the Grantors, the Administrative Agent shall be conclusively presumed to be acting as agent for the Secured Parties with full and valid authority so to act or refrain from acting, and no Grantor shall be under any obligation, or entitlement, to make any inquiry respecting such authority.

6.5. Appointment of Co-Administrative Agents. At any time or from time to time, in order to comply with any applicable requirement of law, the Administrative Agent may appoint another bank or trust company or one of more other Persons, either to act as co-agent or agents on behalf of the Secured Parties with such power and authority as may be necessary for the effectual operation of the provisions hereof and which may be specified in the instrument of appointment (which may, in the discretion of the Administrative Agent, include provisions for indemnification and similar protections of such co-agent or separate agent).

SECTION 7. MISCELLANEOUS

7.1. Amendments in Writing. None of the terms or provisions of this Agreement may be waived, amended, supplemented or otherwise modified except by a written instrument executed by each affected Grantor and the Administrative Agent, subject to any consents required under Section 10.01 of the Credit Agreement; provided that any provision of this Agreement imposing obligations on any Grantor may be waived by the Administrative Agent in a written instrument executed thereby.

7.2. Notices. All notices and communications hereunder shall be given to the addresses and otherwise made in accordance with Section 10.02 of the Credit Agreement; provided that notices and communications to any Grantor other than the Borrower shall be directed to such Grantor, at the address of the Borrower.

7.3. No Waiver by Course of Conduct; Cumulative Remedies. No Secured Party shall by any act (except by a written instrument pursuant to Section 7.1), delay, indulgence, omission or otherwise be deemed to have waived any right or remedy hereunder or to have acquiesced in any Default or Event of Default. No failure to exercise, nor any delay in exercising, on the part of any Secured Party, any right, power or privilege hereunder shall operate as a waiver thereof. No single or partial exercise of any right, power or privilege hereunder shall preclude any other or further exercise thereof or the exercise of any other right, power or privilege. A waiver by any Secured Party of any right or remedy hereunder on any one occasion shall not be construed as a

bar to any right or remedy which such Secured Party would otherwise have on any future occasion. The rights and remedies herein provided are cumulative, may be exercised singly or concurrently and are not exclusive of any other rights or remedies provided by law.

7.4. Enforcement Expenses; Indemnification.

(a) Each Grantor agrees to pay or reimburse each Secured Party for its reasonable out-of-pocket costs and expenses incurred in collecting against such Grantor under the guarantee contained in the Guaranty or otherwise enforcing or preserving any rights under this Agreement and the other Loan Documents to which such Grantor is a party, including the reasonable fees and disbursements of outside counsel to each Secured Party and outside counsel to the Administrative Agent; provided that each Grantor’s obligation to pay or reimburse for legal fees and expenses pursuant to this subsection (a) shall be limited to the reasonable and documented legal fees and expenses of a single law firm as counsel for the Administrative Agent and one additional law firm as counsel for all other such Secured Parties, taken together, in each appropriate jurisdiction (which may include a single law firm as special, local or foreign counsel acting in multiple jurisdictions), except that in the case where any such Secured Party determines in good faith that a conflict of interest does or may exist in connection with such legal representation and such Secured Party advises such Grantor of such actual or potential conflict of interest and engages its own separate counsel, the reasonable and documented legal fees and expenses of such separate counsel shall also be paid or reimbursed.

(b) Each Grantor agrees to pay, and to hold the Secured Parties harmless from, any and all liabilities, obligations, losses, damages, penalties, actions, judgments, suits and reasonable out-of-pocket costs, expenses or disbursements of any kind or nature whatsoever with respect to, or resulting from any delay in paying, any and all stamp, excise, sales or other taxes (other than Excluded Taxes) which may be payable or determined to be payable with respect to any of the Collateral or in connection with any of the transactions contemplated by this Agreement.

(c) Each Grantor agrees to pay, and to hold the Secured Parties harmless from, any and all liabilities, obligations, losses, damages, penalties, actions, judgments, suits and reasonable out-of-pocket costs, expenses or disbursements of any kind or nature whatsoever with respect to the execution, delivery, enforcement, performance and administration of this Agreement to the extent the Borrower would be required to do so pursuant to Section 10.04 of the Credit Agreement.

(d) The agreements in this Section shall survive repayment of the Obligations and all other amounts payable under the Credit Agreement and the other Loan Documents.

7.5. Successors and Assigns. This Agreement shall be binding upon the successors and assigns of each Grantor and shall inure to the benefit of the Secured Parties and their permitted successors and assigns; provided that, except as otherwise permitted by the Credit Agreement, no Grantor may assign, transfer or delegate any of its rights or obligations under this Agreement without the prior written consent of the Administrative Agent, and any attempted assignment without such consent shall be null and void.

7.6. Set-off; Governing Law; Submission to Jurisdiction; Venue; WAIVER OF JURY TRIAL. THIS AGREEMENT SHALL BE GOVERNED BY, AND CONSTRUED IN ACCORDANCE WITH, THE LAW OF THE STATE OF NEW YORK. Without limiting the general applicability of the foregoing and the terms of the other Loan Documents to this Agreement and the parties hereto, the terms of Sections 10.08, 10.14 and 10.15 of the Credit Agreement are incorporated herein by reference, mutatis mutandis, with each reference to the “Borrower” therein (whether express or by reference to the Borrower as a “party” thereto) being a reference to the Grantors, and the parties hereto agree to such terms.

7.7. Counterparts. This Agreement may be executed by one or more of the parties to this Agreement on any number of separate counterparts (including by facsimile), and all of said counterparts taken together shall be deemed to constitute one and the same instrument.

7.8. Severability. Any provision of this Agreement which is prohibited or unenforceable in any jurisdiction shall, as to such jurisdiction, be ineffective to the extent of such prohibition or unenforceability without invalidating the remaining provisions hereof, and any such prohibition or unenforceability in any jurisdiction shall not invalidate or render unenforceable such provision in any other jurisdiction.

7.9. Section Headings. The Section headings used in this Agreement are for convenience of reference only and are not to affect the construction hereof or be taken into consideration in the interpretation hereof.

7.10. Integration. This Agreement and the other Loan Documents represent the agreement of the Grantors, the Administrative Agent and the other Secured Parties with respect to the subject matter hereof and thereof, and there are no promises, undertakings, representations or warranties by any Secured Party relative to subject matter hereof and thereof not expressly set forth or referred to herein or in the other Loan Documents.

7.11. Acknowledgments. Each Grantor hereby acknowledges that:

(a) it has been advised by counsel in the negotiation, execution and delivery of this Agreement and the other Loan Documents to which it is a party;

(b) no Secured Party has any fiduciary relationship with or duty to any Grantor arising out of or in connection with this Agreement or any of the other Loan Documents, and the relationship between the Grantors, on the one hand, and the Secured Parties, on the other hand, in connection herewith or therewith is solely that of debtor and creditor; and

(c) no joint venture is created hereby or by the other Loan Documents or otherwise exists by virtue of the transactions contemplated hereby among the Secured Parties or among the Grantors and the Secured Parties.

7.12. Additional Grantors. Each Subsidiary of the Borrower that is required to become a party to this Agreement pursuant to Section 6.22 of the Credit Agreement shall become a Grantor for all purposes of this Agreement upon execution and delivery by such Subsidiary of a Joinder Agreement.

7.13. Releases; Termination of this Agreement.

(a) At such time as the Loans and the other Obligations (other than (i) contingent indemnification obligations and (ii) Obligations in respect of Secured Cash Management Agreements and Secured Hedge Agreements either (A) as to which arrangements satisfactory to the applicable Cash Management Bank or Hedge Bank shall have been made or (B) notice has not been received by the Administrative Agent from the applicable Cash Management Bank or Hedge Bank that such amounts are then due and payable) shall have been paid in full, the Commitments under the Credit Agreement have been terminated or expired and each Letter of Credit issued under the Credit Agreement shall be Cash Collateralized or no longer outstanding (other than Letters of Credit as to which other arrangements satisfactory to the Administrative Agent and the applicable L/C Issuer shall have been made), the Collateral shall be released from the Liens created hereby, and this Agreement and all obligations (other than those expressly stated to survive such termination) of the Administrative Agent and each Grantor hereunder shall terminate, all without delivery of any instrument or performance of any act by any party, and all rights to the Collateral shall revert to the Grantors. At the request and sole expense of any Grantor following any such termination, the Administrative Agent shall deliver to such Grantor any Collateral held by the Administrative Agent hereunder, and execute and deliver to such Grantor such documents as such Grantor shall reasonably request to evidence such termination.

(b) If any of the Collateral shall be sold or otherwise disposed of by any Grantor in a transaction permitted by the Credit Agreement, then the Administrative Agent, at the request and sole expense of such Grantor, shall execute and deliver to such Grantor all releases or other documents reasonably necessary for the release of the Liens created hereby on such Collateral. At the request and sole expense of the Borrower, a Grantor shall be released from its obligations hereunder in the event that all the Stock and Stock Equivalents in such Grantor shall be sold or otherwise disposed of in a transaction permitted by the Credit Agreement; provided that the Borrower shall have delivered to the Administrative Agent, at least three Business Days (or such lesser period permitted in writing by the Administrative Agent) prior to the date of the proposed release, a written request for such release identifying the relevant Grantor and the terms of the relevant sale or other disposition in reasonable detail, including the price thereof and any expenses incurred in connection therewith, together with a certification by the Borrower stating that such transaction is in compliance with the Credit Agreement and the other Loan Documents.

(c) After the occurrence and during the continuance of Collateral Release Event and in accordance with Section 10.19(a) of the Credit Agreement, the Administrative Agent, at the request and sole expense of the Borrower, shall promptly execute and deliver to the Borrower all releases and other documents, and take such other action, reasonably necessary for the release of the Liens created hereby or by any other Security Instrument on the applicable Collateral

(d) Each Grantor acknowledges that it is not authorized to file any financing statement or amendment or termination statement with respect to any financing statement originally filed in connection herewith without the prior written consent of the Administrative Agent, subject to such Grantor’s rights under Sections 9-509(d)(2) and 9-518 of the New York UCC.

7.14. Amendment and Restatement. This Agreement constitutes and amendment and restatement of the Initial Pledge effective from and after the date hereof. The execution and delivery of this Agreement shall not constitute a novation of any indebtedness or other obligations owing to any Lender, the Administrative Agent, any L/C Issuer or any other Secured Parties under the Credit Agreement, the Initial Pledge or any other Loan Document based on facts or events occurring or existing prior to the execution and delivery of this Agreement. On the date hereof, the pledge described in the Initial Pledge shall be amended, supplemented, modified and restated in its entirety by the pledge described herein, without any further action by any Person except as set forth herein.

[REMAINDER OF PAGE INTENTIONALLY LEFT BLANK]

IN WITNESS WHEREOF, each of the undersigned has caused this Amended and Restated Pledge and Security Agreement to be duly executed and delivered as of the date first above written.


THE XXXXXXX & XXXXXX COMPANY

By:		/s/ Xxxxx X. Xxxxx
Name:		Xxxxx X. Xxxxx
Title:		Vice President and Treasurer

AMERICON EQUIPMENT SERVICES, INC. AMERICON, INC. APPLIED SYNERGISTICS, INC. XXXXXXX & XXXXXX CHINA HOLDINGS, INC. XXXXXXX & XXXXXX CONSTRUCTION CO., INC. XXXXXXX & XXXXXX DENMARK HOLDINGS, INC. XXXXXXX & XXXXXX EBENSBURG POWER, INC. XXXXXXX & XXXXXX EQUITY INVESTMENTS, INC. XXXXXXX & XXXXXX INDIA HOLDINGS, INC. XXXXXXX & XXXXXX INTERNATIONAL, INC. XXXXXXX & XXXXXX INTERNATIONAL SALES AND SERVICE CORPORATION XXXXXXX & XXXXXX MODULAR REACTORS LLC B&W NUCLEAR MAINTENANCE SERVICES, INC. DELTA POWER SERVICES, LLC DIAMOND OPERATING CO., INC. DIAMOND POWER AUSTRALIA HOLDINGS, INC. DIAMOND POWER CHINA HOLDINGS, INC. DIAMOND POWER EQUITY INVESTMENTS, INC. DIAMOND POWER INTERNATIONAL, INC. DPS BERKELEY, LLC DPS CADILLAC, LLC DPS FLORIDA, LLC DPS XXXXXXX, LLC DPS XXXXXX XXXXX, LLC DPS MECKLENBURG, LLC

By:		/s/ Xxxxx X. Xxxxx
Name:		Xxxxx X. Xxxxx
Title:		Treasurer

Xxxxxxx & Xxxxxx

Amended and Restated Pledge and Security Agreement

Signature Pages


DPS MICHIGAN, LLC DPS MOJAVE, LLC DPS SABINE, LLC INTECH, INC. XXXX-XXXXXX SERVICES, L.L.C. O&M HOLDING COMPANY PALM BEACH RESOURCE RECOVERY CORPORATION POWER SYSTEMS OPERATIONS, INC. REVLOC RECLAMATION SERVICE, INC. SOFCO - EFS HOLDINGS LLC

By:		/s/ Xxxxx X. Xxxxx
Name:		Xxxxx X. Xxxxx
Title:		Treasurer

XXXXXXX & XXXXXX COMMERCIAL POWER, INC. XXXXXXX & XXXXXX INVESTMENT COMPANY XXXXXXX & XXXXXX MPOWER, INC. XXXXXXX & XXXXXX NUCLEAR ENERGY, INC. XXXXXXX & XXXXXX POWER GENERATION GROUP, INC. XXXXXXX & XXXXXX TECHNOLOGY, INC.

By:		/s/ Xxxxx X. Xxxxx
Name:		Xxxxx X. Xxxxx
Title:		Vice President and Treasurer

NATIONAL ECOLOGY COMPANY

By:		/s/ Xxxxx X. Xxxxx
Name:		Xxxxx X. Xxxxx
Title:		Authorized Representative

Xxxxxxx & Xxxxxx

Amended and Restated Pledge and Security Agreement

Signature Pages


BANK OF AMERICA, N.A., as Administrative Agent

By:		/s/ Xxxxxxxx X. Manduk
Name:		Xxxxxxxx X. Manduk
Title:		Assistant Vice President

Xxxxxxx & Xxxxxx

Amended and Restated Pledge and Security Agreement

Signature Pages

EXHIBIT A

NOTICE

GRANT OF SECURITY INTEREST

PATENTS

DATED:

United States Patent and Trademark Office

Ladies and Gentlemen:

Please be advised that pursuant to the Amended and Restated Pledge and Security dated as of June 8, 2012 (as amended, restated, supplemented or otherwise modified from time to time, the “Agreement”) among the Grantor (as defined below), the other grantors party thereto and the Administrative Agent for the Secured Parties referenced therein, the undersigned Grantor has granted a continuing security interest in and continuing lien upon the patents and patent applications on Schedule 1 to the Administrative Agent for the ratable benefit of the Secured Parties.

The Grantors and the Administrative Agent, on behalf of the Secured Parties, hereby acknowledge and agree that the security interest in such patents and patent applications (a) may only be terminated in accordance with the terms of the Agreement and (b) is not to be construed as an assignment of any patent or patent application.


GRANTOR:				Very truly yours,

[Address]				[GRANTOR]

				By:
				Name:
				Title:

ADMINISTRATIVE AGENT:				Acknowledged and accepted:

[Address]				BANK OF AMERICA, N.A.,

				By:
				Name:
				Title:

SCHEDULE 1

PATENTS

Patent No.

Description of

Patent Item

Date of Patent

PATENT APPLICATIONS

Patent Applications No.

Description of

Patent Applied for

Date of

Patent Applications

NOTICE

GRANT OF SECURITY INTEREST

TRADEMARKS

DATED:

United States Patent and Trademark Office

Ladies and Gentlemen:

Please be advised that pursuant to the Amended and Restated Pledge and Security dated as of June 8, 2012 (as amended, restated, supplemented or otherwise modified from time to time, the “Agreement”) among the Grantor (as defined below), the other grantors party thereto and the Administrative Agent for the Secured Parties referenced therein, the undersigned Grantor has granted a continuing security interest in and continuing lien upon the trademarks and trademark applications on Schedule 1 to the Administrative Agent for the ratable benefit of the Secured Parties.

The Grantors and the Administrative Agent, on behalf of the Secured Parties, hereby acknowledge and agree that the security interest in such trademarks and trademark applications (a) may only be terminated in accordance with the terms of the Agreement and (b) is not to be construed as an assignment of any trademark or trademark application.


GRANTOR:				Very truly yours,

[Address]				[GRANTOR]

				By:
				Name:
				Title:

ADMINISTRATIVE AGENT:				Acknowledged and accepted:

[Address]				BANK OF AMERICA, N.A.,

				By:
				Name:
				Title:

SCHEDULE 1

TRADEMARKS

Trademark No.

Description of

Trademark Item

Date of Trademark

TRADEMARK APPLICATIONS

Trademark Applications No.

Description of

Trademark Applied for

Date of

Trademark Applications

NOTICE

GRANT OF SECURITY INTEREST

COPYRIGHTS

DATED:

United States Copyright Office

Ladies and Gentlemen:

Please be advised that pursuant to the Amended and Restated Pledge and Security dated as of June 8, 2012 (as amended, restated, supplemented or otherwise modified from time to time, the “Agreement”) among the Grantor (as defined below), the other grantors party thereto and the Administrative Agent for the Secured Parties referenced therein, the undersigned Grantor has granted a continuing security interest in and continuing lien upon the copyrights and copyright applications on Schedule 1 to the Administrative Agent for the ratable benefit of the Secured Parties.

The Grantors and the Administrative Agent, on behalf of the Secured Parties, hereby acknowledge and agree that the security interest in such copyrights and copyright applications (a) may only be terminated in accordance with the terms of the Agreement and (b) is not to be construed as an assignment of any copyright or copyright application.


GRANTOR:				Very truly yours,

[Address]				[GRANTOR]

				By:
				Name:
				Title:

ADMINISTRATIVE AGENT:				Acknowledged and accepted:

[Address]				BANK OF AMERICA, N.A.,

				By:
				Name:
				Title:

SCHEDULE 1

COPYRIGHTS

Description of

Date of Copyright

Description of

Date of

SCHEDULE 3.3

TO PLEDGE AND SECURITY AGREEMENT

PERFECTED FIRST PRIORITY LIENS

UCC Filings

A UCC1 Financing Statement listing each Grantor, as debtor, and the Collateral Agent, as secured party, should be filed in the applicable governmental offices set forth below.


Grantor		Jurisdiction of Filing
Americon Equipment Services, Inc.		Delaware Secretary of State
Americon, Inc.		Delaware Secretary of State
Applied Synergistics, Inc.		Delaware Secretary of State
B&W Nuclear Maintenance Services, Inc.		Delaware Secretary of State
Xxxxxxx & Xxxxxx China Holdings, Inc.		Delaware Secretary of State
Xxxxxxx & Xxxxxx Commercial Power, Inc.		Delaware Secretary of State
Xxxxxxx & Xxxxxx Construction Co., Inc.		Delaware Secretary of State
Xxxxxxx & Xxxxxx Denmark Holdings, Inc.		Delaware Secretary of State
Xxxxxxx & Xxxxxx Ebensburg Power, Inc.		Delaware Secretary of State
Xxxxxxx & Xxxxxx Equity Investments, Inc.		Delaware Secretary of State
Xxxxxxx & Xxxxxx India Holdings, Inc.		Delaware Secretary of State
Xxxxxxx & Xxxxxx International Sales and Service Corporation		Delaware Secretary of State
Xxxxxxx & Xxxxxx International, Inc.		Delaware Secretary of State
Xxxxxxx & Xxxxxx Investment Company		Delaware Secretary of State
Xxxxxxx & Xxxxxx Modular Reactors LLC		Delaware Secretary of State
Xxxxxxx & Xxxxxx mPower, Inc.		Delaware Secretary of State
Xxxxxxx & Xxxxxx Nuclear Energy, Inc.		Delaware Secretary of State
Xxxxxxx & Xxxxxx Power Generation Group, Inc.		Delaware Secretary of State
Xxxxxxx & Xxxxxx Technology, Inc.		Delaware Secretary of State
Delta Power Services, LLC		Delaware Secretary of State
Diamond Operating Co., Inc.		Delaware Secretary of State
Diamond Power Australia Holdings, Inc.		Delaware Secretary of State
Diamond Power China Holdings, Inc.		Delaware Secretary of State
Diamond Power Equity Investments, Inc.		Delaware Secretary of State
Diamond Power International, Inc.		Delaware Secretary of State
DPS Berkeley, LLC		Delaware Secretary of State
DPS Cadillac, LLC		Delaware Secretary of State
DPS Florida, LLC		Delaware Secretary of State
DPS Xxxxxxx, LLC		Delaware Secretary of State
DPS Xxxxxx Xxxxx, LLC		Delaware Secretary of State
DPS Mecklenburg, LLC		Delaware Secretary of State
DPS Michigan, LLC		Delaware Secretary of State
DPS Mojave, LLC		Delaware Secretary of State
DPS Sabine, LLC		Delaware Secretary of State
Intech, Inc.		Tennessee Secretary of State
Xxxx-Xxxxxx Services, L.L.C.		Tennessee Secretary of State

Schedule 3.3 – 1


National Ecology Company		Delaware Secretary of State
O&M Holding Company		Delaware Secretary of State
Palm Beach Resource Recovery Corporation		Florida Secured Transaction Registry
Power Systems Operations, Inc.		Delaware Secretary of State
Revloc Reclamation Service, Inc.		Delaware Secretary of State
SOFCo – EFS Holdings LLC		Delaware Secretary of State
The Xxxxxxx & Xxxxxx Company		Delaware Secretary of State

To perfect the Lien in Fixtures, a UCC1 Financing Statement listing the applicable Grantor, as debtor, and the Collateral Agent, as secured party, should be filed in the real property records of the county in which such Fixtures are located. Each such UCC1 Financing Statement will need to include a legal description of the real property upon which such Fixtures are located.

Actions with respect to Pledged Securities

The original of all Pledged Securities evidence by either a Certificated Security or Instrument should be delivered to the Collateral Agent, together with an undated stock or note power, as applicable, duly executed in blank by the applicable Grantor.

Actions with respect to Patents and Trademarks

For Collateral consisting of Patents and Trademarks, the applicable Grantors should execute an Intellectual Property Security Agreement, and such agreement should be recorded with the United States Patent and Trademark Office.

Actions with respect to Copyrights

For Collateral consisting of Copyrights, the applicable Grantors should execute an Intellectual Property Security Agreement, and such agreement should be recorded with the United States Copyright Office.

Schedule 3.3 – Page 2

SCHEDULE 3.4

TO PLEDGE AND SECURITY AGREEMENT

NAME; JURISDICTION OF ORGANIZATION, ETC.


Exact Legal Name of Grantor	Type of Organization	Jurisdiction of Organization	Chief Executive Office	Organizational Identification Number
Americon Equipment Services, Inc.	Corporation	Delaware	00 Xxxxxxxx Xxxxxx Xxxxxxxxx, XX 00000	2077236
Americon, Inc.	Corporation	Delaware	00 Xxxxxxxx Xxxxxx Xxxxxxxxx, XX 00000	2058172
Applied Synergistics, Inc.	Corporation	Delaware	0000 Xxxxxxx Xxxxx Xxxxxxxxx, XX 00000-0000	3596853
B&W Nuclear Maintenance Services, Inc.	Corporation	Delaware	00000 X. Xxxxxxxxx Xxxxx Xx., Xxxxx 000 Xxxxxxxxx, XX 00000	4958020
Xxxxxxx & Xxxxxx China Holdings, Inc.	Corporation	Delaware	00 X. Xxx Xxxxx Xxx. Xxxxxxxxx, XX 00000-0000	3563042
Xxxxxxx & Xxxxxx Commercial Power, Inc.	Corporation	Delaware	00000 Xxxxxxxxxx Xxxxxxxxx Xxxxx, Xxxxx 000 Xxxxxxxxx, XX 00000	4997107
Xxxxxxx & Xxxxxx Construction Co., Inc.	Corporation	Delaware	00 Xxxxxxxx Xxxxxx Xxxxxxxxx, XX 00000	2058181
Xxxxxxx & Xxxxxx Denmark Holdings, Inc.	Corporation	Delaware	00 X. Xxx Xxxxx Xxx. Xxxxxxxxx, XX 00000-0000	3563041
Xxxxxxx & Xxxxxx Ebensburg Power, Inc.	Corporation	Delaware	00 X. Xxx Xxxxx Xxxxxx Xxxxxxxxx, XX 00000	2109431
Xxxxxxx & Xxxxxx Equity Investments, Inc.	Corporation	Delaware	00 X. Xxx Xxxxx Xxx. Xxxxxxxxx, XX 00000-0000	2050183
Xxxxxxx & Xxxxxx India Holdings, Inc.	Corporation	Delaware	00 X. Xxx Xxxxx Xxx. Xxxxxxxxx, XX 00000-0000	4795557
Xxxxxxx & Xxxxxx International Sales and Service Corporation	Corporation	Delaware	00 X. Xxx Xxxxx Xxx. Xxxxxxxxx, XX 00000-0000	0795023
Xxxxxxx & Xxxxxx International, Inc.	Corporation	Delaware	00 X. Xxx Xxxxx Xxx. Xxxxxxxxx, XX 00000-0000	0914783
Xxxxxxx & Xxxxxx Investment Company	Corporation	Delaware	The Xxxxxx Building, 13024 Ballantyne Xxxxxxxxx Xxxxx, Xxxxx 000, Xxxxxxxxx, Xxxxx Xxxxxxxx 00000	2235817
Xxxxxxx & Xxxxxx Modular Reactors LLC	Limited Liability Company	Delaware	00000 Xxxxxxxxxx Xxxxxxxxx Xxxxx, Xxxxx 000 Xxxxxxxxx, XX 00000	4916442


Exact Legal Name of Grantor	Type of Organization	Jurisdiction of Organization	Chief Executive Office	Organizational Identification Number
Xxxxxxx & Xxxxxx mPower, Inc.	Corporation	Delaware	00000 X. Xxxxxxxxx Xxxxx Xx., Xxxxx 000 Xxxxxxxxx, XX 00000	5094127
Xxxxxxx & Xxxxxx Nuclear Energy, Inc.	Corporation	Delaware	00000 X. Xxxxxxxxx Xxxxx Xx., Xxxxx 000 Xxxxxxxxx, XX 00000	4293945
Xxxxxxx & Xxxxxx Power Generation Group, Inc.	Corporation	Delaware	00 X. Xxx Xxxxx Xxx. Xxxxxxxxx, XX 00000-0000	0847234
Xxxxxxx & Xxxxxx Technology, Inc.	Corporation	Delaware	0000 Xxxxx Xxxxx Xxxx Xxxxxxxxx, XX 00000-0000	2725506
Delta Power Services, LLC	Limited Liability Company	Delaware	000 X. Xxx Xxxxxxx Xxxxxxx X, Xxxxx 000 Xxxxxxx, XX 00000	3363308
Diamond Operating Co., Inc.	Corporation	Delaware	000 Xxxxx Xxxxxx Xxxxxxx Xxxxxxx, XX 00000-0000	3498044
Diamond Power Australia Holdings, Inc.	Corporation	Delaware	0000 X. Xxxx Xxxxxx Xxxxxxxxx, XX 00000	3563045
Diamond Power China Holdings, Inc.	Corporation	Delaware	0000 X. Xxxx Xxxxxx Xxxxxxxxx, XX 00000	3563044
Diamond Power Equity Investments, Inc.	Corporation	Delaware	0000 X. Xxxx Xxxxxx Xxxxxxxxx, XX 00000	3563043
Diamond Power International, Inc.	Corporation	Delaware	0000 X. Xxxx Xxxxxx Xxxxxxxxx, XX 00000	2725505
DPS Berkeley, LLC	Limited Liability Company	Delaware	000 X. Xxx Xxxxxxx Xxxxxxx X, Xxxxx 000 Xxxxxxx, XX 00000	3685555
DPS Cadillac, LLC	Limited Liability Company	Delaware	000 X. Xxx Xxxxxxx Xxxxxxx X, Xxxxx 000 Xxxxxxx, XX 00000	4111828
DPS Florida, LLC	Limited Liability Company	Delaware	000 X. Xxx Xxxxxxx Xxxxxxx X, Xxxxx 000 Xxxxxxx, XX 00000	4050781
DPS Xxxxxxx, LLC	Limited Liability Company	Delaware	000 X. Xxx Xxxxxxx Xxxxxxx X, Xxxxx 000 Xxxxxxx, XX 00000	3879537
DPS Xxxxxx Xxxxx, LLC	Limited Liability Company	Delaware	000 X. Xxx Xxxxxxx Xxxxxxx X, Xxxxx 000 Xxxxxxx, XX 00000	4060363
DPS Mecklenburg, LLC	Limited Liability Company	Delaware	000 X. Xxx Xxxxxxx Xxxxxxx X, Xxxxx 000 Xxxxxxx, XX 00000	3860060
DPS Michigan, LLC	Limited Liability Company	Delaware	000 X. Xxx Xxxxxxx Xxxxxxx X, Xxxxx 000 Xxxxxxx, XX 00000	3768604

Schedule 3.3 – Page 2


Exact Legal Name of Grantor	Type of Organization	Jurisdiction of Organization	Chief Executive Office	Organizational Identification Number
DPS Mojave, LLC	Limited Liability Company	Delaware	000 X. Xxx Xxxxxxx Xxxxxxx X, Xxxxx 000 Xxxxxxx, XX 00000	3950476
DPS Sabine, LLC	Limited Liability Company	Delaware	000 X. Xxx Xxxxxxx Xxxxxxx X, Xxxxx 000 Xxxxxxx, XX 00000	4138849
Intech, Inc.	Corporation	Tennessee	0000 Xxxxx Xxxxx Xxxxx Xxxxxxxxxxx, XX 00000	282042
Xxxx-Xxxxxx Services, L.L.C	Limited Liability Company	Tennessee	0000 Xxxxx Xxxxx Xxxxx Xxxxxxxxxxx, XX 00000	0401423
National Ecology Company	Corporation	Delaware	00 X. Xxx Xxxxx Xxx. Xxxxxxxxx, XX 00000-0000	2209966
O&M Holding Company	Corporation	Delaware	00 X. Xxx Xxxxx Xxx. Xxxxxxxxx, XX 00000-0000	4568185
Palm Beach Resource Recovery Corporation	Corporation	Florida	0000 Xxxx 00^xx Xxxxxx Xxxx Xxxx Xxxxx, XX 00000	H27351
Power Systems Operations, Inc.	Corporation	Delaware	00 X. Xxx Xxxxx Xxxxxx Xxxxxxxxx, XX 00000-0000	2074007
Revloc Reclamation Service, Inc.	Corporation	Delaware	00 X. Xxx Xxxxx Xxxxxx Xxxxxxxxx, XX 00000-0000	2234938
SOFCo – EFS Holdings LLC	Limited Liability Company	Delaware	00 X. Xxx Xxxxx Xxx. Xxxxxxxxx, Xxxx 00000	3494936
The Xxxxxxx & Xxxxxx Company	Corporation	Delaware	13024 Ballantyne Xxxxxxxxx Xxxxx, Xxxxx 000, Xxxxxxxxx, Xxxxx Xxxxxxxx 00000	4796566

Prior Names during last 5 years:

On November 20, 2007, The Xxxxxxx & Xxxxxx Company changed its name to Xxxxxxx & Xxxxxx Power Generation Group, Inc.

On November 20, 2007, The Xxxxxxx & Xxxxxx Companies changed its name to The Xxxxxxx & Xxxxxx Company, and then on March 8, 2010, changed its name to Xxxxxxx & Xxxxxx Investment Company

On April 20, 2010, McDermott Technology, Inc. changed its name to Xxxxxxx & Xxxxxx Technology, Inc.

Schedule 3.3 – Page 3

On April 29, 2010, Xxxxxxx & Xxxxxx Nuclear Power Generation Group, Inc. changed its name to Xxxxxxx & Xxxxxx Nuclear Energy, Inc.

On April 17, 2012, Xxxxxxx & Xxxxxx Modular Nuclear Energy, Inc. changed its name to Xxxxxxx & Xxxxxx mPower, Inc.

Prior Addresses during last 5 years:

The former chief executive office of Americon Equipment Services, Inc. was located at: 0000 Xxxxxx Xxxx, Xxxxxx, XX 00000.

The former chief executive office of the following entities was located at 00 X. Xxxxxxxxxx Xxx., Xxxxxxxxx, XX 00000:

Americon, Inc.

Xxxxxxx & Xxxxxx Construction Co., Inc.

The former chief executive office of the following entities was located at 0000 Xxxxxxx Xxxxxx, Xxx Xxxxxxx, XX 00000:

Xxxxxxx & Xxxxxx Equity Investments, Inc.

Xxxxxxx & Xxxxxx Holdings, Inc.

Xxxxxxx & Xxxxxx International Sales and Service Corporation

Xxxxxxx & Xxxxxx International, Inc.

Xxxxxxx & Xxxxxx Investment Company

Xxxxxxx & Xxxxxx Power Generation Group, Inc.

The former chief executive office of the following entities was located at 0000 Xxxxxxxxx Xxxxxx, Xxxxx 0000, Xxxxxxx, XX 00000:

Delta Power Services, LLC

DPS Cadillac, LLC

DPS Florida, LLC

DPS Mojave, LLC

The former chief executive office of the following entities was located at 00 Xxxx Xxxxx Xxxx, Xxxxxxxxxx, XX 00000:

DPS Berkeley, LLC

DPS Michigan, LLC

The former chief executive office of the following entities was located at 0000 Xxxx Xxxxxx Xxxxx, Xxxxxx, XX 00000:

DPS Xxxxxxx, LLC

DPS Mecklenburg, LLC

The former chief executive office of DPS Xxxxxx Xxxxx, LLC was located at: 000 Xxxxxxx Xxxxxx, Xxxxxx, XX 00000

Schedule 3.3 – Page 4

The former chief executive office of DPS Sabine, LLC was located at: 4647 FM1006 at: 0000 XX 0000 xx Xxxxxxx Xxxxx, Xxxxxx, XX

The former chief executive office of Xxxxxxx & Xxxxxx Investment Company was located at: 000 Xxxx Xxxxxx, Xxxxxxxxx, XX, 00000

The former chief executive office of Xxxxxxx & Xxxxxx Nuclear Energy, Inc. was located at: 0000 Xxxxx Xxxxx Xxxx, Xxxxxxxxx, XX 00000-0000, and then at 00000 Xxxxxxxxxx Xxxxxxxxx Xxxxx, Xxxxx 000, Xxxxxxxxx, XX 00000

The former chief executive office of B&W Nuclear Maintenance Services, Inc. was located 00000 Xxxxxxxxxx Xxxxxxxxx Xxxxx, Xxxxx 000, Xxxxxxxxx, XX 00000

Schedule 3.3 – Page 5

SCHEDULE 3.5

TO PLEDGE AND SECURITY AGREEMENT

INVENTORY AND EQUIPMENT


Grantor		Address/City/State/Zip Code
Xxxxxxx and Xxxxxx Power Generation Group, Inc.		00 Xxxxx Xxx Xxxxx Xxx Xxxxxxxxx, XX 00000
Xxxxxxx and Xxxxxx Power Generation Group, Inc.		000 Xxx Xxxxx Xxxxxx Xxxxxxxxx, XX 00000
Xxxxxxx and Xxxxxx Power Generation Group, Inc.		000 X&X Xxxxx Xxxx Xxxxx, XX 00000
Xxxxxxx and Xxxxxx Power Generation Group, Inc.		0000 Xxxxxx Xxxx Xxxxxx, XX 00000
Xxxxxxx and Xxxxxx Power Generation Group, Inc.		000 Xxxx Xxxxxx Xxxx Xxxxxxxxx, XX 00000
Diamond Power International, Inc.		0000 X. Xxxx Xxxxxx Xxxxxxxxx, XX 00000
Xxxxxxx & Xxxxxx Nuclear Energy, Inc.		0000 Xx Xxxxx Xxxx Xxxxxxxxx, XX 00000-0000

SCHEDULE 3.7

TO PLEDGE AND SECURITY AGREEMENT

INVESTMENT PROPERTY

Pledged Stock:


Grantor	Issuer	Type of Organization	# of Shares Owned		Total Shares Outstanding		% of Interest Pledged¹			Certificate No.		Par Value per share
Americon, Inc.	Americon Equipment Services, Inc.	Corporation		1,000		1,000		100	%		1	$	1.00
Xxxxxxx & Xxxxxx Power Generation Group, Inc.	Americon, Inc.	Corporation		100		100		100	%		2	$	10.00

Diamond Power International, Inc.	Applied Synergistics, Inc.	Corporation		1,000		1,000		100	%		2	$	1.00

Xxxxxxx & Xxxxxx Nuclear Energy, Inc.	B&W Nuclear Maintenance Services, Inc.	Corporation		1,000		1,000		100	%		1	$	0.01

Xxxxxxx & Xxxxxx Power Generation Group, Inc.	Xxxxxxx & Xxxxxx Canada Ltd.²	Corporation		500,000		500,000		65	%		1		None

Xxxxxxx & Xxxxxx Equity Investments, Inc.	Xxxxxxx & Xxxxxx China Holdings, Inc.	Corporation		1,000		1,000		100	%		1	$	1.00

Xxxxxxx & Xxxxxx Investment Company	Xxxxxxx & Xxxxxx Commercial Power, Inc.	Corporation		1,000		1,000		100	%		1	$	0.01

¹	Notwithstanding any Grantor’s delivery to the Collateral Agent of any Certificated Security evidencing more than 65% of the Voting Stock of any Foreign Subsidiary, the Collateral does not include any Excluded Stock.

²	The stock certificate lists the issuing entity as Xxxxxxx & Xxxxxx Industries Ltd., which is the prior legal name of Xxxxxxx & Xxxxxx Canada Ltd. Such stock certificate is to be reissued post-closing to reflect the correct legal name of the issuing entity.

Schedule 3.7 – Page 1


Grantor	Issuer	Type of Organization	# of Shares Owned		Total Shares Outstanding		% of Interest Pledged¹			Certificate No.		Par Value per share
Americon, Inc.	Xxxxxxx & Xxxxxx Construction Co., Inc.	Corporation		100		100		100	%		2	$	10.00
Xxxxxxx & Xxxxxx Equity Investments, Inc.	Xxxxxxx & Xxxxxx Denmark Holdings, Inc.	Corporation		1,000		1,000		100	%		1	$	1.00

Xxxxxxx & Xxxxxx Equity Investments, Inc.	Xxxxxxx & Xxxxxx Ebensburg Power, Inc.	Corporation		1,000		1,000		100	%		1	$	1.00

Xxxxxxx & Xxxxxx Power Generation Group, Inc.	Xxxxxxx & Xxxxxx Equity Investments, Inc.	Corporation		1,000		1,000		100	%		3	$	1.00

Xxxxxxx & Xxxxxx Equity Investments, Inc.	Xxxxxxx & Xxxxxx India Holdings, Inc.	Corporation		1,000		1,000		100	%		1	$	1.00
Xxxxxxx & Xxxxxx Power Generation Group, Inc.³ Xxxxxxx & Xxxxxx International, Inc.	Xxxxxxx & Xxxxxx India Private Limited	Corporation		675,000 20		675,020		65 65	% %		05 03 & 04		10 Indian Rupees 10 Indian Rupees
Xxxxxxx & Xxxxxx Equity Investments, Inc.	Xxxxxxx & Xxxxxx International Construction Co., Inc.	Corporation		1,000		1,000		100	%		1	$	0.01

Xxxxxxx & Xxxxxx Power Generation Group, Inc.	Xxxxxxx & Xxxxxx International Sales and Service Corporation	Corporation		1,000		1,000		100	%		5	$	1.00

³	The stock certificate lists the registered proprietor as Xxxxxxx & Xxxxxx Company USA. Such stock certificate is to be reissued post-closing with Xxxxxxx & Xxxxxx Power Generation Group, Inc. listed as the registered proprietor.

Schedule 3.7 – Page 2


Grantor	Issuer	Type of Organization	# of Shares Owned		Total Shares Outstanding		% of Interest Pledged¹			Certificate No.		Par Value per share

Xxxxxxx & Xxxxxx Power Generation Group, Inc.	Xxxxxxx & Xxxxxx International, Inc.	Corporation		1,000		1,000		100	%		3	$	10,000
Xxxxxxx & Xxxxxx Power Generation Group, Inc.	Xxxxxxx & Xxxxxx International Investments Co., Inc.	Corporation		100,000		100,000		65	%		2		None
The Xxxxxxx & Xxxxxx Company	Xxxxxxx & Xxxxxx Investment Company	Corporation		1,000		1,000		100	%		6	$	1.00

Xxxxxxx & Xxxxxx Commercial Power, Inc.	Xxxxxxx & Xxxxxx mPower, Inc.	Corporation		1,000		1,000		100	%		2	$	0.01

Xxxxxxx & Xxxxxx Commercial Power, Inc.	Xxxxxxx & Xxxxxx Nuclear Energy, Inc.	Corporation		1,000		1,000		100	%		5	$	1.00

Xxxxxxx & Xxxxxx Commercial Power, Inc.	Xxxxxxx & Xxxxxx Power Generation Group, Inc.	Corporation		100,100		100,100		100	%		6	$	10.00

Xxxxxxx & Xxxxxx Investment Company	Xxxxxxx & Xxxxxx Technology, Inc.	Corporation		1,000		1,000		100	%		6	$	1.00

Xxxxxxx & Xxxxxx Denmark Holdings, Inc.	Xxxxxxx & Xxxxxx Volund ApS	Corporation		100,000		100,000		65	%		uncertificated		100 Danish Kroners

Xxxxxxx & Xxxxxx Power Generation Group, Inc.	B&W de Panama, Inc.	Corporation		100,000		100,000		65	%		2	$	1.00

Schedule 3.7 – Page 3


Grantor	Issuer	Type of Organization	# of Shares Owned		Total Shares Outstanding		% of Interest Pledged¹			Certificate No.		Par Value per share
Diamond Power International, Inc.	Diamond Operating Co., Inc.	Corporation		1,000		1,000		100	%		1	$	1.00

Diamond Power Equity Investments, Inc.	Diamond Power Australia Holdings, Inc.	Corporation		1,000		1,000		100	%		1	$	1.00

Diamond Power Equity Investments, Inc.	Diamond Power China Holdings, Inc.	Corporation		1,000		1,000		100	%		1	$	1.00

Diamond Power International, Inc.	Diamond Power Equity Investments, Inc.	Corporation		1,000		1,000		100	%		1	$	1.00

Xxxxxxx & Xxxxxx Power Generation Group, Inc.	Diamond Power International, Inc.	Corporation		1,000		1,000		100	%		2	$	1.00

Diamond Power International, Inc.	Diamond Power Services S.E.A. Ltd.	Corporation		623 Ordinary shares		784 Ordinary shares and 496 Preference shares		100	%		21 & 22		3.700 Thai Baht

Diamond Power International, Inc.	Diamond Power Specialty (Proprietary) Limited	Corporation		1		1		65	%		2		1.00 South African Rand

Schedule 3.7 – Page 4


Grantor	Issuer	Type of Organization	# of Shares Owned		Total Shares Outstanding		% of Interest Pledged¹			Certificate No.		Par Value per share

Diamond Power International, Inc.⁴	Diamond Power Specialty Limited	Corporation		500,000		500,000		65	%		14 & 21		1.00 Pound Xxxxxxxx

Xxxxxxx & Xxxxxx Nuclear Energy, Inc.	Intech, Inc.	Corporation		2,500		2,500		100	%		15		No par

(formerly, Xxxxxxx & Xxxxxx Nuclear Power Generation Group, Inc.)

Xxxxxxx & Xxxxxx Power Generation Group, Inc.	National Ecology Company	Corporation		1,000		1,000		100	%		4	$	1.00

Xxxxxxx & Xxxxxx Power Generation Group, Inc.	North County Recycling, Inc.	Corporation		300		300		100	%		5	$	1.00

Power Systems Operations, Inc.	O&M Holding Company	Corporation		1,000		1,000		100	%		1	$	1.00

Xxxxxxx & Xxxxxx Equity Investments, Inc.	P. T. Xxxxxxx & Xxxxxx Asia	Corporation		792		800		65	%		0001 - 0297	$	500.00

Xxxxxxx & Xxxxxx International Sales and Service Corporation				8				65	%		0298 - 0300	$	500.00

⁴	The stock certificates list the registered proprietor as Xxxxxxx & Xxxxxx International Sales and Service Corporation. Such stock certificates are to be reissued post-closing to reflect the transfer of ownership to Diamond Power International, Inc.

Schedule 3.7 – Page 5


Grantor	Issuer	Type of Organization	# of Shares Owned		Total Shares Outstanding		% of Interest Pledged¹			Certificate No.		Par Value per share
Power Systems Operations, Inc.	Palm Beach Resource Recovery Corporation	Corporation		60		60		100	%		2		No par

Xxxxxxx & Xxxxxx Power Generation Group, Inc.	Power Systems Operations, Inc.	Corporation		1,000		1,000		100	%		2	$	10.00

Power Systems Operations, Inc.	Revloc Reclamation Service, Inc.	Corporation		1,000		1,000		100	%		1	$	1.00

Footnotes

**	The 623 Ordinary shares owned by Diamond Power International constitute a majority of the Ordinary shares, but only account for a 48.67% effective ownership. Phothi-Ratana Engineering Co., Ltd. owns all 496 preference shares, which constitute a 50.94% effective ownership.

Schedule 3.7 – Page 6

Pledged LLC Interests:

Grantor

Issuer

Type of

Organization

# of
Shares
Owned

Total
Shares
Outstanding

% of
Interest
Pledged⁵

Certificate

No.

Par
Value
per
share

Xxxxxxx & Xxxxxx Nuclear Energy, Inc.

B&W NE Luxembourg

Private Limited Liability Company

75,000

uncertificated

€

1.00

Xxxxxxx & Xxxxxx Power Generation Group, Inc.

B&W PGG Luxembourg Holdings SARL

Private Limited Liability Company

12,500

uncertificated

€

1.00

Xxxxxxx & Xxxxxx Power Generation Group, Inc.

B&W PGG Luxembourg Finance SARL

Private Limited Liability Company

12,500

uncertificated

€

1.00

Xxxxxxx & Xxxxxx Nuclear Energy, Inc.

Xxxxxxx & Xxxxxx Modular Reactors LLC

Limited Liability Company

N/A

100

uncertificated

N/A

O&M Holding Company

Delta Power Services, LLC

Limited Liability Company

N/A

100

uncertificated

N/A

Diamond Power International, Inc.

Diamond Power do Brasil Limitada

Limited Liability Company (Brazil)

297,000
quotas

300,000
quotas

uncertificated

1.00
Brazilian

Real

Xxxxxxx & Xxxxxx International Sales and Service Corporation

3,000
quotas

Delta Power Services, LLC

DPS Berkeley, LLC

Limited Liability Company

N/A

100

uncertificated

N/A

Delta Power Services, LLC

DPS Berlin, LLC

Limited Liability Company

N/A

100

uncertificated

N/A

Delta Power Services, LLC

DPS Cadillac, LLC

Limited Liability Company

N/A

100

uncertificated

N/A

⁵	Notwithstanding any Grantor’s delivery to the Collateral Agent of any Certificated Security evidencing more than 65% of the Voting Interest of any Foreign Subsidiary, the Collateral does not include any Excluded Stock.

Schedule 3.7 – Page 7

Grantor

Issuer

Type of

Organization

# of
Shares
Owned

Total
Shares
Outstanding

% of
Interest
Pledged⁵

Certificate
No.

Par
Value
per
share

Delta Power Services, LLC

DPS Florida, LLC

Limited Liability Company

N/A

100

uncertificated

N/A

Delta Power Services, LLC

DPS Xxxxxxx, LLC

Limited Liability Company

N/A

100

uncertificated

N/A

Delta Power Services, LLC

DPS Xxxxxx Xxxxx, LLC

Limited Liability Company

N/A

100

uncertificated

N/A

Delta Power Services, LLC

DPS Mecklenburg, LLC

Limited Liability Company

N/A

100

uncertificated

N/A

Delta Power Services, LLC

DPS Michigan, LLC

Limited Liability Company

N/A

100

uncertificated

N/A

Delta Power Services, LLC

DPS Mojave, LLC

Limited Liability Company

N/A

100

uncertificated

N/A

Delta Power Services, LLC

DPS Piedmont, LLC

Limited Liability Company

N/A

100

uncertificated

N/A

Delta Power Services, LLC

DPS Sabine, LLC

Limited Liability Company

N/A

100

uncertificated

N/A

Xxxxxxx & Xxxxxx Equity Investments, Inc.

Xxxx Xxxxxx Services, L.L.C.

Limited Liability Company

N/A

100

uncertificated

N/A

Xxxxxxx & Xxxxxx Technology, Inc.

SOFCo-EFS Holdings, LLC

Limited Liability Company

N/A

100

uncertificated

N/A

Pledged Partnership Interests:

Xxxxxxx & Xxxxxx Ebensburg Power, Inc. owns a 49.5% general partnership interest in Ebensburg Power Company (which general partnership interest is uncertificated). Xxxxxxx & Xxxxxx Ebensburg Power, Inc. owns a 1% general partnership interest in Ebensburg Investors Limited Partnership (an unaffiliated third party), which in turn owns the other 50.5% general partnership interest in Ebensburg Power Company.

Schedule 3.7 – Page 8

Pledged Trust Interests:

None.

Pledged Notes:

None.

Pledged Commodities Contracts:

None.

Schedule 3.7 – Page 9

SCHEDULE 3.9

TO PLEDGE AND SECURITY AGREEMENT

INTELLECTUAL PROPERTY

(A)	Material Copyright Licenses

None.

(B)	Copyrights

See “Babcock Copyright Listing” chart attached hereto.

(C)	Material Patent Licenses

License between Siemens AG of Erlangen, Germany and Xxxxxxx and Xxxxxx Power Generation Group, Inc. for the Xxxxxx Boiler Technology.

License between Niro A/S of Soeborg, Denmark and Xxxxxxx and Xxxxxx Power Generation Group, Inc. for the Dry Flue Gas Desulfurization Technology.

License between Xxxxxxx & Xxxxxx Power Generation Group, Inc. and Enviroserv GmbH for Circulating Fluidized Bed Flue Gas Desulfurization.

License between Xxxxxxx & Xxxxxx Power Generation Group, Inc. and MeadWestvaco Corporation for Overfire Air System for Enhanced Black Liquor Combustion.

License between Xxxxxxx & Xxxxxx Power Generation Group, Inc. and AEP ProServ Inc. for SO3 Technology that Utilizes Trona as the Reagent.

License between Xxxxx Enviroserv GmbH and Xxxxxxx & Xxxxxx Power Generation Group, Inc. for Seawater – Flue Gas Desulphurization (SW-FGD) Technology.

License between Lehigh University and Xxxxxxx & Xxxxxx Power Generation Group, Inc. for Coal Flow Control Technology.

(D)

Patents

See “Active U.S. Patent Cases” charts attached hereto.

(E)	Material Trademark Licenses

None.

(F)	Trademarks

See “U.S. Trademarks and Domain Names” charts attached hereto.

(G)	Material Trade Secret Licenses

None.

COPYRIGHTS


Copyright Title	Reg. No.	Reg. Date

The Xxxxxxx & Xxxxxx Company
(name change to Xxxxxxx & Xxxxxx Power Generation Group, Inc., effective November 20, 2007)

544083E- 01 - Technical Drawing	VAU-627-668	8-Jun-04

544084E-01 - Technical Drawing	VAU-632-091	8-Jun-04

544085E-01 - Technical Drawing	VAU-641-537	8-Jun-04

544086E-01 - Technical Drawing	VAU-627-669	8-Jun-04

544087E-01 - Technical Drawing	VAU-627-667	8-Jun-04

544088E-01 - Technical Drawing	VAU-641-538	8-Jun-04

544497E-00 - Technical Drawing	VAU-632-111	24-Jun-04

THE APPOLO DECOMMISSIONG PROJECT	V3409 D370	15-Jan-98

ACOUSTIC LEAK LOCATOR ALL USERS MANUAL	TX4-658-909	4-Nov-97

ACOUSTIC LEAK LOCATOR ALLVIEW SOFTWARE USERS MANUAL	TX4-665-982	4-Nov-97

ACTIGRAF	TXU-487-508	11-Jun-91

ADLPIPE	TX-590-486	1-Dec-80

AET 5500 OPERATOR’S GUIDE	TX4-658-931	4-Nov-97

AGASS	TX2-953-534	19-Nov-90

APPLIED ENERGY SERVICES DEEPWATER COGENERATION PROJECT UNIT ONE, PASADENA, TX	198-896	19-Aug-85


Prepared by: AMSaus, 5/17/2012		Page 1 of 13

COPYRIGHTS


Copyright Title	Reg. No.	Reg. Date

ASSOCIATED ELECTRIC COOPERATIVE, XXXXXX XXXX XXXX XX. 0, XXXXXXX, XXXXXXXX	XX-00-000	22-Oct-81

ASSURED STOCK PROGRAM TM (BOOKLET)	TX2-114-746	17-Jul-87

ASSURED STOCK PROGRAM TM (BROCHURE)	TX2-113-817	17-Jul-87

AUSTRALIA IRON & STEEL PTY., LTD, PORT KEMBLA WORKS, PORT KEMBLA, N.S.W. AUSTRALIA	VA-104-544	19-Jul-82

B&W BAG FILTERHOUSE	TX-0000-621165	30-Jan-81

X.X. XXXXXXXX, CHEMICAL GROUP, XXXXXXXXXX, XXXXXXXX	XX-00-000	22-Oct-81

XXXXXXX & XXXXXX, EL PULVERIZER MANUAL, DESCRIPTION, OPERATION, CHECKS	TX1-145-814	5-Jul-83

XXXXXXX & XXXXXX, EL-56 PULVERIZER MANUAL DESCRIPTION, OPERATION, CHECKS	TX1-105-595	21-Apr-83

BAR/TUBE HOT GAGE OPERATORS GUIDE	TXU-298-622	24-Sep-87

BAR/TUBE MILL HOT GAGE	TXU-298-623	24-Sep-87

BIG RIVERS ELECTRIC CORPORATION, XXXX STATION – UNIT NO. 2, SEBREE, KENTUCKY	TX-454-903	4-Mar-80

BOARD OF MUNICIPAL UTILITIES, SIKESTON POWER STATION UNIT 1	TX-505-125	18-Jun-80

BOILER DIAGRAM	TX-0003-145196	5-Sep-91

BOWATER CAROLINA COMPANY, NO. 3 RECOVERY BOILER, CATAWBA, SOUTH CAROLINA	VA-130-282	5-Jul-83

BYPASS FLOW SCHEMATIC	VA-138-738	27-Oct-83

BYPASS FLOW SCHEMATIC, INTERMOUNTAIN POWER PROJECT	VA-145-245	9-Jan-84


Prepared by: AMSaus, 5/17/2012		Page 2 of 13

COPYRIGHTS


Copyright Title	Reg. No.	Reg. Date

CAJUN ELECTRIC POWER COOPERATIVE, INC., BIG CAJUN XX. 0, XXXXX XXXXXXX XXXX XX. 0, XXX XXXXX, XXXXXXXXX	VA-116-843	6-Dec-82

CENTRAL ILLINOIS PUBLIC SERVICE COMPANY, COFFEEN POWER STATION, UNIT NO. 1, COFFEEN, ILLINOIS	VA-122-776	00-Xxx-00

XXXXXXX XXXXXXXX PUBLIC SERVICE COMPANY, COFFEEN POWER STATION, UNIT NO. 2, COFFEEN, ILLINOIS	VA-122-777	28-Mar-83

CERA-VAM CERAMIC LINING EXTENDS WEAR LIFE OF COAL-HANDLING SYSTEMS	TX-795-956	4-Nov-81

CINCINNATI GAS & ELECTRIC COMPANY, THE; DAYTON POWER & LIGHT COMPANY, THE; XXXX XXXX XXXXXXX, XXXX XX. 0, XXXXXX, XXXXXXXX (RB555)	VA-198-895	19-Aug-85

COMMONWEALTH EDISON COMPANY, XXXXXXX GENERATING STATION, UNIT NOS. 1&2, KINCAID, ILLINOIS	VA-157-295	11-Jun-84

THE COMPUTER AIDED PICTORIAL PROCESS PLANNING (XXXX) SYSTEM	TXU-0004-41837	22-Oct-90

CONSIDERATIONS LEADING TO SELECTION OF CHROMIZED BOILER INTERNAL SURFACES	TX-0000-934789	6-Jul-82

CONSUMERS POWER COMPANY, XXXXX X. XXXXXXXX XXXXX, XXXX XX. 0, XXXX XXXXX, XXXXXXXX	TX-710-115	12-May-81

COOLING CONTROL PROGRAM FOR SHAPE MELTING, A	TXU-374-472	3-Apr-89

DAYTON POWER & LIGHT COMPANY, CINCINNATI GAS & ELECTRIC COMPANY, XXXXXX ELECTRIC GENERATING STATION	VA-104-897	14-May-82

DEPARTMENT OF ELECTRIC AND WATER UTILITIES, X.X. XXXXXXXX PLANT, UNIT NO. 3, CITY OF LAKELAND, FLORIDA, XXXXXXX & XXXXXX, RADIANT REHEAT BOILER	TX-827-464	7-Jan-82

DEPT. OF ELECTRIC AND WATER UTILITIES X.X. XXXXXXXX XXXX, XXXX XX. 0 XXXX XX XXXXXXXX, FLORIDA	TX-827-464	7-Jan-82

DETROIT EDISON COMPANY, THE, BELLE RIVER POWER PLANT, UNITS NOS. 1 & 2, ST. CLAIR, MICHIGAN	VA-145-244	9-Jan-84

DRAWING DISPLAY	TX-0003-145200	5-Sep-91

DUQUESNE LIGHT COMPANY ELRAMA XXXXX XXXXXXX, XXXX XX. 0 XXXXXX, XXXXXXXXXXXX	VA-161-319	29-May-84


Prepared by: AMSaus, 5/17/2012		Page 3 of 13

COPYRIGHTS


Copyright Title	Reg. No.	Reg. Date

DUQUESNE LIGHT COMPANY ELRAMA POWER STATION, UNITS NO. 1 & 2 ELRAMA, PENNSYLVANIA	VA-161-318	29-May-84

DUQUESNE LIGHT COMPANY, ELRAMA XXXXX XXXXXXX, XXXX XX. 0, XXXXXX, XXXXXXXXXXXX	VA-153-136	6-Apr-84

X.X. XXXX XXXXXXXXXX XXX XXXXXX XXX	XXX-0000-00000	1-Oct-90

EL PULVERIZER MAINTENANCE MANUAL	TX-1-267-005	16-Jan-84

EL-56 PULVERIZER MAINTENANCE MANUAL FOR CITY OF GRAND HAVEN, BOARD OF POWER & LIGHT, GRAND HAVEN, MICHIGAN	TX-1-105-697	21-Apr-83

ENGINEERED CERAMIC MATERIAL	TX-0000-679139	22-Apr-81

FEATHER RIVER PROJECT, MARYSVILLE, CALIFORNIA, CIRCULATING FLUID BED BOILER	VA-237-840	11-Sep-86

FEEDWATER TREATMENT FOR RB BOILERS	TX-504-142	3-Jul-80

FLORIDA POWER CORPORATION, CRYSTAL RIVER PLANT, UNIT NO. 4, CRYSTAL RIVER, FLORIDA	VA-96-701	29-Mar-82

FLUE GAS DESULFURIZATION (FGD) LEXICON	TX-6-849-972	16-Oct-07

FOSSIL POWER GENERATION DIVISION, XXXXXXX & XXXXXX, B&W BAG FILTERHOUSE, BROCHURE NO. E101-3066	TX-621-165	30-Jan-81

FOSSIL-FUEL-FIRED BOILERS: FUNDAMENTALS AND ELEMENTS *	TXU-405-775	00-Xxx-00

XXXXXXX-XXXXXXX XXXXXXXXXXX, XXXXXXXX XXXXXXXX, PROJECT CIP-84-10A BOILER	VA-237-841	11-Sep-86

GRAPHICS GUIDE	A-721387	2-Mar-76

GREENWOOD XXXXX, EDISTO PLANT, ORANGEBURG, SOUTH CAROLINA	TX-686-378	12-May-81

HAMMERMILL PAPER COMPANY, ERIE, PENNSYLVANIA, XXXXXxX & XXXXXX PROCESS RECOVERY BOILER	TX-587-953	25-Nov-80


Prepared by: AMSaus, 5/17/2012		Page 4 of 13

COPYRIGHTS


Copyright Title	Reg. No.	Reg. Date

IGES/TC CONVERSION UTILITY	TX-0003-145197	5-Sep-91

ILLINOIS POWER COMPANY, XXXXXXX XXXXX XXXXXXX, XXXX XX. 0, XXXXXXX, XXXXXXXX	VA-93-347	22-Oct-81

ILLINOIS POWER COMPANY, XXXXXXX XXXXX XXXXXXX, XXXX XX. 0, XXXXXXX, XXXXXXXX	VA-93-345	22-Oct-81

INTERMOUNTAIN POWER PROJECT, UNIT NO. 1, LYNNDYL, UTAH	VA-145-242	9-Jan-84

INTERNATIONAL PAPER COMPANY, MANSFIELD, LOUISIANA, XXXXXXX & XXXXXX 900 TON BLACK LIQUOR RECOVERY BOILER	TX- 660-220	26-Mar-81

INTERNATIONAL PAPER COMPANY, MANSFIELD, LOUISIANA, XXXXXXX & XXXXXX STIRLING POWER BOILER	TX- 741-297	22-Jun-81

IOWA-ILLINOIS GAS & ELECTRIC COMPANY, XXXXXX XXXXXXXXXX XXXXXXX, XXXX XX. 0, XXXXXX XXXXXX, XXXX	XX-00-000	22-Oct-81

KANSAS CITY POWER & LIGHT COMPANY, ST. XXXXXX LIGHT & POWER COMPANY, IATAN PLANT – UNIT NO. 1, IATAN, MO, RADIANT REHEAT BOILER TUBE METAL IDENTIFICATION	TX-495-522	18-Jun-80

LOGICAL MACHINE	TX-2-165-288	2-Oct-87

MAINTENANCE TRAINING MANUAL, MPS GEARBOX FOR ESTAL HOOGOVENS BV, IJMUIDEN, HOLLAND	TX-1-105-704	21-Apr-83

MERCK & CO., INC., STONEWALL PLANT, ELKTON, VIRGINIA	VA-104-280	16-Jul-82

MICHIGAN SOUTH CENTRAL POWER AGENCY, LITCHFIELD, MICHIGAN, XXXXXXX & XXXXXX STIRLING POWER BOILER	VA-116-842	6-Dec-82

MICHIGAN SOUTH CENTRAL POWER AGENCY, LITCHFIELD, MICHIGAN, FLUE GAS SCRUBBER SYSTEM	VA-116-846	6-Dec-82

MIRROR ALL-METAL REFLECTIVE INSULATION VALVE AND FLANGE COVERS, BROCHURE NO. A952-3006	TX-582-823	14-Nov-80

MODULAR MODELING SYSTEM MODULES VERSION 2	TX-0006-879823	8-Oct-08

MONONGAHELA POWER COMPANY, WEST PENN POWER COMPANY, THE POTOMAC EDISON CO., FORT XXXXXX UNIT NO. 2, MONONGAHELA, W. VA. B&W UNIVERSAL PRESSURE BOILER	TX-504-141	3-Jul-80


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COPYRIGHTS


Copyright Title	Reg. No.	Reg. Date

MPS PULVERIZER	TX-504-140	3-Jul-80

NEBRASKA PUBLIC POWER DISTRICT, XXXXXX XXXXXXXXX XXXXXXX, XXXX XX. 0, XXXXXXXXXX, XXXXXXXX, XXXXXXX & XXXXXX RADIANT REHEAT BOILER	TX-660-219	26-Mar-81

NETWORK PLOTTING SYSTEM	TX-76-124	28-Jul-78

NORTHERN INDIANA PUBLIC SERVICE COMPANY, XXXXXX X. XXXXXXXX GENERATING STATION, UNIT NO. 14, WHEATFIELD, INDIANA, B&W UNIVERSAL PRESSURE BOILER	VA-116-845	6-Dec-82

OHIO EDISON COMPANY, THE, X.X. XXXXXX XXXXX, XXXX XX. 0, XXXXXXXX, XXXX	VA-198-894	19-Aug-85

OIL & GAS FIRED BOILER, OPERATIONS AND MAINTENANCE GUIDE	TX-1-255-647	17-Oct-83

OPERATING INSTRUCTIONS FOR THE AET MODELS 204B AND 204G MINIATURE BATTERY-POWERED ACOUSTIC EMISSIONS SYSTEMS	TX4-658-979	4-Nov-97

OPERATOR TRAINING MANUAL CAJUN ELECTRIC POWER COOPERATIVE, INC. XXX XXXXX, XXXXXXXXX	XX-000-000	7-Jul-80

OPERATOR TRAINING MANUAL EL PULVERIZER MAINTENANCE MANUAL	TX-505-640	7-Jul-80

OPERATOR TRAINING MANUAL FOR APPLETON PAPERS, INCORPORATED, ROARING SPRINGS, PENNSYLVANIA	TX-1-105-703	21-Apr-83

OPERATOR TRAINING MANUAL FOR ASSOCIATED ELECTRIC COOPERATIVE, MOBERLY, MISSOURI	TX2-126-700	24-Jul-87

OPERATOR TRAINING MANUAL FOR AUGUSTA NEWSPRINT COMPANY, XXXXX, GEORGIA	TX-1-105-705	21-Apr-83

OPERATOR TRAINING MANUAL FOR X.X.XXXXXXXX CHEMICAL COMPANY, LOUISVILLE, KENTUCKY	TX-787-881	22-Oct-81

OPERATOR TRAINING MANUAL FOR BLACK & XXXXXX CONSULTING ENGINEERS	TX-868-573	12-Mar-82

OPERATOR TRAINING MANUAL FOR BOWATER CAROLINA COMPANY, CATAWBA, SOUTH CAROLINA	TX-868-571	12-Mar-82

OPERATOR TRAINING MANUAL FOR CAJUN ELECTRIC POWER COOPERATIVE, INC., XXX XXXXX, XX	XX-0-000-000	6-Dec-82


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COPYRIGHTS


Copyright Title	Reg. No.	Reg. Date

OPERATOR TRAINING MANUAL FOR XXXXXXX INCORPORATED, CEDAR RAPIDS PLANT, CEDAR RAPIDS, IOWA	TX-433-699	4-Mar-80

OPERATOR TRAINING MANUAL FOR XXXXXXX INCORPORATED, DAYTON, OHIO	TX-584-419	18-Nov-80

OPERATOR TRAINING MANUAL FOR CENTRAL ILLINOIS PUBLIC SERVICE COMPANY, XXXXX 0 XXX 0, XXXXXXX, XXXXXXXX	TX-1-208-776	17-Oct-83

OPERATOR TRAINING MANUAL FOR CITY OF XXXX ELECTRIC AMES, IOWA	TX-787-882	22-Oct-81

OPERATOR TRAINING MANUAL FOR CITY OF GRAND HAVEN, BOARD OF POWER & LIGHT, GRAND HAVEN, MICHIGAN	TX-1-105-706	21-Apr-83

OPERATOR TRAINING MANUAL FOR CONSUMERS POWER COMPANY, WEST OLIVE, MICHIGAN	TX-2-121-500	24-Jul-87

OPERATOR TRAINING MANUAL FOR CRA, INC., KANSAS CITY, MISSOURI	TX-685-278	8-May-81

OPERATOR TRAINING MANUAL FOR DETROIT EDISON COMPANY, BELLE RIVER POWER PLANT, CHINA TOWNSHIP, MICHIGAN	TX-1-267-004	16-Jan-84

OPERATOR TRAINING MANUAL FOR X.X. XXXXXX XX XXXXXXX & XX., XXXXXXXX, XXXXX XXXXXXXX	TX-1-024-039	6-Dec-82

OPERATOR TRAINING MANUAL FOR FLORIDA POWER CORPORATION, XXXX XX. 0, XXXXXXX XXXXX, XXXXXXX	TX-1-147-400	6-Jul-83

OPERATOR TRAINING MANUAL FOR XXXXXX PAPER COMPANY, ST. MARYS, GEORGIA	TX-1-023-949	6-Dec-82

OPERATOR TRAINING MANUAL FOR GREENWOOD XXXXX, INC., ORANGEBURG, SOUTH CAROLINA	TX-713-291	19-Jun-81

OPERATOR TRAINING MANUAL FOR GULF STATES UTILITIES COMPANY, BEAUMONT, TEXAS	TX1-024-035	6-Dec-82

OPERATOR TRAINING MANUAL FOR ILLINOIS POWER COMPANY, XXXXXXX POWER STATION, XXXXXXX, ILLINOIS	TX-879-662	29-Mar-82

OPERATOR TRAINING MANUAL FOR INTERNATIONAL PAPER COMPANY, MANSFIELD, LOUISIANA	TX-685-277	8-May-81

OPERATOR TRAINING MANUAL FOR INTERNATIONAL PAPER COMPANY, MANSFIELD, LOUISIANA (STERLING POWER BOILER)	TX-713-290	19-Jun-81


Prepared by: AMSaus, 5/17/2012		Page 7 of 13

COPYRIGHTS


Copyright Title	Reg. No.	Reg. Date

OPERATOR TRAINING MANUAL FOR JACKSONVILLE ELECTRIC AUTHORITY, NORTHSIDE GENERATING STATION, JACKSONVILLE, FL.	TX-587-160	24-Nov-80

OPERATOR TRAINING MANUAL FOR KOREA ELECTRIC COMPANY, GOJEONG POWER PLANT, SEOUL, KOREA	TX-1-024-036	6-Dec-82

OPERATOR TRAINING MANUAL FOR MERCK & CO., INC., STONEWALL PLANT, ELKTON, VIRIGINA	TX-868-572	12-Mar-82

OPERATOR TRAINING MANUAL FOR MICHIGAN SOUTH CENTRAL POWER AGENCY, LITCHFIELD, MICHIGAN	TX-905-504	14-May-82

OPERATOR TRAINING MANUAL FOR NEBRASKA PUBLIC POWER DISTRICT, XXXXXX GENTLEMAN STATION, XXXXXXXXXX, NEBRASKA	TX-660-248	26-Mar-81

OPERATOR TRAINING MANUAL FOR OIL & GAS FIRED UTILITY BOILERS	TX-1-208-774	17-Oct-83

OPERATOR TRAINING MANUAL FOR PACKAGING CORPORATION OF AMERICA, FILER CITY, MICHIGAN	TX-1-145-818	5-Jul-83

OPERATOR TRAINING MANUAL FOR PENNTECH PAPERS, INC., JOHNSONBURG, PENNSYLVANIA	TX-1-024-034	6-Dec-82

OPERATOR TRAINING MANUAL FOR PENNTECH PAPERS, INC., JOHNSONBURG, PENNSYLVANIA	TX-1-145-817	5-Jul-83

OPERATOR TRAINING MANUAL FOR PUBLIC SERVICE OF NEW HAMPSHIRE MANCHESTER, NEW HAMPSHIRE	TX-827-483	7-Jan-82

OPERATOR TRAINING MANUAL FOR REPUBLIC STEEL CORPORATION, WARREN, OHIO	TX-905-506	14-May-82

OPERATOR TRAINING MANUAL FOR SUNFLOWER ELECTRIC COOPERATIVE, GARDEN CITY, KANSAS	TX-1-145-816	5-Jul-83

OPERATOR TRAINING MANUAL FOR TENNECO OIL COMPANY, SWEETWATER COUNTY, WYOMING	TX-660-247	26-Mar-81

OPERATOR TRAINING MANUAL FOR THE ALABAMA POWER COMPANY, XXXXXX STEAM PLANT, UNIT NO. 2, WEST JEFFERSON, ALABAMA	TX-1-267-006	16-Jan-84

OPERATOR TRAINING MANUAL FOR THE FM PACKAGE BOILER	TX-1-208-775	17-Oct-83

OPERATOR TRAINING MANUAL FOR TOLEDO EDISON COMPANY BAYSHORE STATION OREGON, OHIO	TX-1-145-815	5-Jul-83


Prepared by: AMSaus, 5/17/2012		Page 8 of 13

COPYRIGHTS


Copyright Title	Reg. No.	Reg. Date

OPERATOR TRAINING MANUAL FOR TOLEDO EDISON COMPANY BAYSHORE STATION TOLEDO, OHIO	TX-1-024-038	6-Dec-82

OPERATOR TRAINING MANUAL FOR UNIVERSITY OF NORTHERN IOWA, CEDAR FALLS, IOWA	TX-433-231	14-Mar-80

OPERATOR TRAINING MANUAL FOR UTAH POWER & LIGHT COMPANY XXXXXX XXXXXXX XXXXX 0&0 XXXXXX XXXX, XXXX	TX-1-105-698	21-Apr-83

OPERATOR TRAINING MANUAL FOR WESTERN FARMERS ELECTRIC COOPERATIVE, FT. TOWSON, OKLAHOMA	TX-2-121-504	24-Jul-87

OPERATOR TRAINING MANUAL FOR WESTERN KRAFT PAPER GROUP	TX-685-276	8-May-81

OPERATOR TRAINING MANUAL FOR WISCONSIN POWER & LIGHT EDGEWATER GENERATING STATION, SHEBOYGAN, WISCONSIN	TX-1-208-683	17-Oct-83

OPERATOR TRAINING MANUAL, BALTIMORE GAS & ELECTRIC COMPANY, BALTIMORE, MARYLAND	TX-504-105	3-Jul-80

OPERATOR TRAINING MANUAL, BALTIMORE GAS & ELECTRIC COMPANY, BALTIMORE, MARYLAND	TX-502-894	2-Jul-80

OPERATOR TRAINING MANUAL, CITY OF LAKELAND, FL.	TX-787-883	22-Oct-81

OPERATOR TRAINING MANUAL, IOWA-ILLINOIS GAS & ELECTRIC COMPANY, LOUISA GENERATING STATION MUSCATINE, IOWA	TX-827-334	6-Jan-82

OPERATOR TRAINING MANUAL, PUBLIC SERVICE CO. OF NEW MEXICO UNITS 3&4 SAN XXXX STATION WATERFLOW, NM	TX-827-335	6-Jan-82

OPERATOR TRAINING MANUAL, SAN XXXXXX ELECTRIC COOPERATIVE, SAN XXXXXX PLANT, CHRISTINE, TEXAS	TX-543-600	7-Jul-80

PACKAGING CORPORATION OF AMERICA FILER CITY, MICHIGAN	VA-122-780	28-Mar-83

PCPOWER	TX-2-098-911	26-Jun-87

PCPOWER	TX-2-140-588	26-Aug-87

PCPOWER	TX-2-190-950	27-Nov-87


Prepared by: AMSaus, 5/17/2012		Page 9 of 13

COPYRIGHTS


Copyright Title	Reg. No.	Reg. Date

PDD-1000 PARTIAL DISCHARGE DETECTOR OPERATOR’S GUIDE	TX4-658-842	4-Nov-97

PENNSYLVANIA ELECTRIC COMPANY, NEW YORK ELECTRIC AND GAS COMPANY, XXXXX XXXX XXXXXXX XXXX XX. 0, XXXXX XXXX, XX	TX-467-228	5-Mar-80

PENNTECH PAPERS, INC., UNITS 81&82, JOHNSONBURG, PENNSYLVANIA	VA-122-775	28-Mar-83

PORTABLE ALL ACOUSTIC LEAK LOCATOR MODEL LD-180P OPERATING MANUAL	TX4-660-370	4-Nov-97

POTOMAC ELECTRIC POWER COMPANY GENERATING STATION “E”- UNITS XX. 0 XXX 0 XXXXX XXXXX, XXXXXXXX	VA-122-778	28-Mar-83

POWER PLANT STEAM GENERATION: SO2 XXXXXXX AND XXXXXX BOILERS	TX-0000-293458	12-Jul-79

PUBLIC SERVICE COMPANY OF NEW MEXICO, SAN XXXX STATION, UNIT NOS. 3&4, WATERFLOW, NEW MEXICO	VA-198-897	19-Aug-85

PUBLIC SERVICE COMPANY OF NEW MEXICO, SAN XXXX, UNIT NOS. 3&4, WATERLFOW, NEW MEXICO	VA-93-350	22-Oct-81

QUEENSLAND NICKEL PTY., LTD. XXXXXX, XXXXXXXXXX, XXXXXXXXX (TECHNICAL DRAWING)	VA-104-281	16-Jul-82

REFERENCE DATA FOR ACOUSTIC NOICE CONTROL	V1656P018-019	00-Xxx-00

XXXXXXXX STEEL CORPORATION, MAHONING VALLEY PLANT, WARREN, OHIO	VA-104-470	14-May-82

SAN XXXXXX ELECTRIC POWER COOPERATIVE, INC., XXX XXXXXX XXXXX, XXXX XX. 0, XXXXXXXXX, XXXXX B&W RADIANT REHEAT BOILER	TX-495-613	18-Jun-80

SECONDARY AIR HEATER, DETROIT EDISON COMPANY, BELLE RIVER POWER PLANT	VA-154-188	3-May-84

SIERRA PACIFIC POWER COMPANY, NORTH VALMY STATION, UNIT NO. 1, VALMY, NEVADA B&W RADIANT REHEAT BOILER	VA-116-844	0-Xxx-00

XXXXXXXX XXXXXXXXXXX XXXXXXXXXX	XXX-0000-00000	8-Jun-88

SOFTWARE FOR THE DETERMINATION OF STRESS INTENSITY FACTORS IN CERAMICS USING THE DOUBLE TORSION METHOD	TXU-0000-91539	22-Mar-82


Prepared by: AMSaus, 5/17/2012		Page 10 of 13

COPYRIGHTS


Copyright Title	Reg. No.	Reg. Date

SOFTWARE FOR THE DETERMINATION OF STRESS INTENSITY FACTORS IN CERAMICS USING THE WORK OF FRACTURE METHOD	TXU-0000-91819	22-Mar-82

SO2 REMOVAL PROJECT FOR ARIZONA PUBLIC SERVICE COMPANY XXXX XXXXXXX XXXXX 0&0 XXXXXXXXX, XXX XXXXXX	TX-1-267-003	16-Jan-84

STEAM ITS GENERATION AND USE	TX-6-468-898	11-Aug-06

STEAM, ITS GENERATION AND USE	TX3-820-289	8-Mar-94

STEAM, ITS GENERATION AND USE	TX-36-602	13-May-78

STEAM, ITS GENERATION AND USE	A-693057	1-Dec-75

STEAM, ITS GENERATION AND USE	A-638308	25-Jul-63

STEAM, ITS GENERATION AND USE	AA-447247	3-Jun-60

STEAM, ITS GENERATION AND USE	AA-406366	20-Jul-59

STEAM, ITS GENERATION AND USE	AA-214504	20-Dec-55

SWAGE DRAW EXPERT SYSTEM	TXU-617-134	28-Feb-94

TECHNICAL PROPOSAL TO JACKSONVILLE ELECTRIC AUTHORITY (PURCHASER) FOR REHEATER XXXXXXXX XX XXXXXXXXX XXXX XX. 0 (ORIGINAL UP-34)	TX2-380-986	18-Aug-88

TEXAS UTILITIES SERVICES, INC. MONTICELLO STEAM ELECTRIC XXXXXXX XXXX XX. 0, XX. XXXXXXXX, XXXXX XXXXXXX & XXXXXX UNIVERSAL PRESSURE BOILER	TX-660-218	26-Mar-81

THERMAC	TX-0002-098910	26-Jun-87

THERMAC	TX-0002-140587	26-Aug-87

THRUST1 SOFTWARE	TXU-0004-94084	22-Oct-91


Prepared by: AMSaus, 5/17/2012		Page 11 of 13

COPYRIGHTS


Copyright Title	Reg. No.	Reg. Date

TUBE METAL IDENTIFICATION, INTERMOUNTAIN POWER PROJECT, UNIT NO. 1, LYNNDYL, UTAH	VA-145-241	9-Jan-84

TUBE METAL IDENTIFICATION, NORTHERN INDIANA PUBLIC SERVICE COMPANY, XXXXXX X. XXXXXXXX GENERATING STATION, UNIT NO. 14 WHEATFIELD, ILLINOIS	VA-137-557	17-Oct-83

TUBE METAL IDENTIFICATION, THE CLEVELAND ELECTRIC ILLUMINATING COMPANY, AVON LAKE PLANT – UNIT NO. 9, AVON LAKE, OHIO	VA-198-550	16-Aug-85

TUBE METAL IDENTIFICATION, THE DETROIT EDISON COMPANY BELLE RIVER PLANT, UNIT NOS. 1 & 2 ST. CLAIR, MICHIGAN	VA-145-243	9-Jan-84

TUBE METAL IDENTIFICATION, WISCONSIN POWER & LIGHT COMPANY, XXXXXXXXX XXXXXXXXXX XXXXXXX, XXXX XX. 0 XXXXXXXXX, XXXXXXXXX	VA-122-774	00-Xxx-00

XXXXXXXXXX XX XXXXXXXX XXXX PLANT XX. 0, XXXX XX. 0 XXXXX XXXXX, XXXX	TX-467-229	5-Mar-80

USEFUL TABLES	TX-35-729	9-May-78

UTAH POWER & LIGHT, XXXXXX XXXXXXX, XXXXX XX. 0 & 0, XXXXXXXXXX, XXXX	VA-122-773	28-Mar-83

UTILITY MAINTENANCE GUIDE FOR WESTERN FARMERS ELECTRIC COOPERATIVE, FT. TOWSON, OKLAHOMA	TX2-122-729	24-Jul-87

VELOCITY PROGRAM	TXU-0003-68497	25-May-85

WASTE TECHNOLOGY SERVICES	TX-0002-042655	6-Apr-87

WESTERN FARMERS ELECTRIC COOPERATIVE, HUGO PLANT – XXXX XX. 0, XXXX, XXXXXXXX, XXXXXXX & XXXXXX RADIANT REHEAT BOILER	TX-741-298	22-Jun-81

WISCONSIN POWER & LIGHT COMPANY, EDGEWATER GENERATING STATION, UNIT NO. 5, SHEBOYGAN, WISCONSIN	VA-122-779	28-Mar-83


Prepared by: AMSaus, 5/17/2012		Page 12 of 13

COPYRIGHTS


Copyright Title	Reg. No.	Reg. Date

McDermott Technology, Inc.
(name change to Xxxxxxx & Xxxxxx Technology, Inc., effective April 21, 2010)

DETROIT EDISON CO., THE, BELLE RIVER POWER PLANT ST. CLAIR MICHIGAN	VA-161-320	29-May-84

ELEMENTS OF TWO-PHASE FLOW IN FOSSIL BOILERS	TX-2-150-696	10-Sep-87

HELIX	TX-2-641-197	31-Jul-89

PCFAD	TX-2-831-081	8-May-90

PERSONAL COMPUTER CONTROL PROGRAM PC/CP	TX-2-147-035	2-Sep-87

pH AND CONDUCTIVITY SOLVER	TXU-387-279	23-Aug-89

PLATE LAMINATE	TXU-496-596	14-Jun-91

SOFTWARE DEVELOPMENT GUIDELINES	TX-2-327-698	8-Jun-88

STANDARD PRACTICE MANUAL	TXU-292-232	17-Aug-87


Prepared by: AMSaus, 5/17/2012		Page 13 of 13

The Xxxxxxx & Xxxxxx Company Active U.S. Patents and Applications

CASE NO
SubCase
STATUS

FILE DATE

APP NO

PUB DATE

PUB NO

ISSUE DATE

XXX NO

OWNER

0348A

METHOD AND APPARATUS FOR CONSTANT PROGRESSION OF A CLEANING JET ACROSS HEATED SURFACES

Granted

20-May-1994

08/247,001

01-Aug-1995

5437295

Diamond Power International, Inc.

0353B

SOOTBLOWER HAVING VARIABLE DISCHARGE

Granted

25-Apr-1994

08/232322

23-May-1995

5416946

Diamond Power International, Inc.

0355

METHOD AND APPARATUS OF PREHEATING A SOOTBLOWER XXXXX

Granted

03-Feb-1993

08/013770

14-Jun-1994

5320073

Diamond Power International, Inc.

0357

OPEN BEAM SOOTBLOWER

Granted

22-Mar-1993

08/034251

05-Apr-1994

5299533

Diamond Power International, Inc.

0357A

OPEN BEAM SOOTBLOWER

Granted

29-Sep-1993

08/128840

22-Nov-1994

5365890

Diamond Power International, Inc.

0357B

OPEN BEAM SOOTBLOWER

Granted

28-Jan-1994

08/189301

04-Jul-1995

5429076

Diamond Power International, Inc.

0357C

OPEN BEAM SOOT BLOWER

Granted

12-May-1995

08/440317

27-Aug-1996

5549079

Diamond Power International, Inc.

0373

RETRACTABLE CHEMICAL INJECTION SYSTEM

Granted

27-Jan-1995

08/379974

17-Dec-1996

5585072

Diamond Power International, Inc.

0374

PARAMETER SENSING SOOTBLOWER

Granted

03-Apr-1997

08/832309

13-Jul-1999

5920951

Diamond Power International, Inc.

5093

CASCADING PRESSURE CONTINUOUS BLOW BOTTLE

Granted

02-Jun-1992

889929

30-Nov-1993

5265983

Xxxxxxx & Xxxxxx Power Generation Group, Inc.

5207

SUPPORT OF INTERSPACED OPPOSED FEED HEADERS FOR FGD SYSTEMS

Granted

21-May-1992

886581

21-Dec-1993

5271873

Xxxxxxx & Xxxxxx Power Generation Group, Inc.

5220

HYDROGEN PEROXIDE FOR FLUE GAS DESULFURIZATION

Granted

08-Sep-1994

08/303311

21-Jan-1997

5595713

Xxxxxxx & Xxxxxx Power Generation Group, Inc.

5232

DRY SCRUBBER WITH INTEGRAL PARTICULATE COLLECTION DEVICE

Granted

24-Jun-1992

07/904304

01-Jun-1993

5215557

Xxxxxxx & Xxxxxx Power Generation Group, Inc.

*	McDermott Technology Inc. changed its name to Xxxxxxx & Xxxxxx Technology, Inc. April 20, 2010

Xxxxxxx & Xxxxxx Nuclear Power Generation Group, changed its name to Xxxxxxx & Xxxxxx Nuclear Energy, Inc. April 29, 2010

The Xxxxxxx & Xxxxxx Company changed its name to Xxxxxxx & Xxxxxx Power Generation Group, Inc. November 20, 2007

Xxxxxxx & Xxxxxx Modular Nuclear Energy LLC merged into Xxxxxxx & Xxxxxx Nuclear Energy, Inc. June 30, 2011


Monday, May 21, 2012 Prepared by AMSaus		Page 1 of 31

The Xxxxxxx & Xxxxxx Company Active U.S. Patents and Applications

CASE NO

SubCase

STATUS

FILE DATE

APP NO

PUB DATE

PUB NO

ISSUE DATE

XXX NO

OWNER

5242

FLUID BED COMBUSTION REHEAT STEAM TEMPERATURE CONTROL

Granted

01-Jun-1992

07/891096

11-May-1993

5209188

Xxxxxxx & Xxxxxx Power Generation Group, Inc.

5258

ENHANCED REAGENT UTILIZATION FOR DRY OR SEMI-DRY SCRUBBER

Granted

08-Jul-1992

07/910062

28-Dec-1993

5273721

Xxxxxxx & Xxxxxx Power Generation Group, Inc.

5264

PURIFICATION OF FGD GYPSUM PRODUCT

Granted

01-Sep-1992

07/937775

01-Jun-1993

5215672

Xxxxxxx & Xxxxxx Power Generation Group, Inc.

5273

CRACK ORIENTATION DETERMINATION AND DETECTION USING HORIZONTALLY POLARIZED SHEAR WAVES

Granted

17-Sep-1992

07/947123

24-Jan-1995

5383365

McDermott Technology, Inc.

5294

REVERSIBLE, WEAR-RESISTANT ASH SCREW COOLER SECTION

Granted

29-Sep-1992

07/953631

10-May-1994

5309848

Xxxxxxx & Xxxxxx Power Generation Group, Inc.

5311

BENEFICIATION OF DRY SCRUBBER PRODUCT

Granted

08-Feb-1993

08/015956

07-Jun-1994

5318227

Xxxxxxx & Xxxxxx Power Generation Group, Inc.

5313

COST REDUCTION OF WET FGD SYSTEMS WITH A TRAY

Granted

27-Jan-1993

08/009698

25-Jan-1994

5281402

Xxxxxxx & Xxxxxx Power Generation Group, Inc.

5315

ASYMMETRIC PULVERIZER TIRE

Granted

16-Mar-1993

08/033694

13-Sep-1994

5346148

Xxxxxxx & Xxxxxx Power Generation Group, Inc.

5323

CHEMICAL CONVERSION PLUG TO ACHIEVE GAS TIGHTNESS

Granted

03-May-1993

08/055097

21-Dec-1993

5271550

Xxxxxxx & Xxxxxx Power Generation Group, Inc.

5324

FGD PERFORMANCE ENHANCEMENT BY HYDROCLONE AND RECYCLING STEPS

Granted

08-Mar-1993

08/028895

03-May-1994

5308509

Xxxxxxx & Xxxxxx Power Generation Group, Inc.

5325

COMBINED COMBUSTION & STEAM TURBINE POWER PLANT

Granted

25-Jan-1993

08/008023

27-Dec-1994

5375410

Xxxxxxx & Xxxxxx Power Generation Group, Inc. Westinghouse

5336

CIRCULATING FLUIDIZED BED REACTOR WITH INTERNAL PRIMARY PARTICLE SEPARATION AND RETURN

Granted

25-Mar-1993

08/037986

06-Sep-1994

5343830

Xxxxxxx & Xxxxxx Power Generation Group, Inc.

5342

HIGH EFFICIENCY ADVANCED DRY SCRUBBER

Granted

23-Jun-1993

08/081765

11-Oct-1994

5354364

Xxxxxxx & Xxxxxx Power Generation Group, Inc.

*	McDermott Technology Inc. changed its name to Xxxxxxx & Xxxxxx Technology, Inc. April 20, 2010

Xxxxxxx & Xxxxxx Nuclear Power Generation Group, changed its name to Xxxxxxx & Xxxxxx Nuclear Energy, Inc. April 29, 2010

The Xxxxxxx & Xxxxxx Company changed its name to Xxxxxxx & Xxxxxx Power Generation Group, Inc. November 20, 2007

Xxxxxxx & Xxxxxx Modular Nuclear Energy LLC merged into Xxxxxxx & Xxxxxx Nuclear Energy, Inc. June 30, 2011


Monday, May 21, 2012 Prepared by AMSaus		Page 2 of 31

The Xxxxxxx & Xxxxxx Company Active U.S. Patents and Applications

CASE NO

SubCase

STATUS

FILE DATE

APP NO

PUB DATE

PUB NO

ISSUE DATE

XXX NO

OWNER

0000

XXX XXXX XXXXXXXX BETWEEN MODULES OF HEAT RECOVERY STEAM GENERATORS

Granted

02-Apr-1993

08/042328

01-Nov-1994

5359823

Xxxxxxx & Xxxxxx Power Generation Group, Inc.

5344

INTEGRAL SHIPPING TRUSS ASSEMBLY FOR HEAT RECOVERY STEAM GENERATOR MODULES

Granted

07-Apr-1993

08/044992

06-Dec-1994

5370239

Xxxxxxx & Xxxxxx Power Generation Group, Inc.

5352

METHOD OF REAGENT AND OXIDATION AIR DELIVERY

Granted

16-Aug-1993

08/107387

19-Mar-1996

5500196

Xxxxxxx & Xxxxxx Power Generation Group, Inc.

5353

DRY SCRUBBER WITH CONDENSING HEAT EXCHANGER FOR CYCLE EFFICIENCY IMPROVEMENT

Granted

10-Aug-1993

08/104974

23-Aug-1994

5339755

Xxxxxxx & Xxxxxx Power Generation Group, Inc.

5363

COMBINED HEAT EXCHANGER AND AMMONIA INJECTION PROCESS

Granted

15-Jun-1993

08/076994

10-Jan-1995

5380499

Xxxxxxx & Xxxxxx Power Generation Group, Inc.

5367

METHOD AND APPARATUS FOR CONTROLLING THE BED TEMPERATURE IN A CIRCULATING FLUIDIZED BED REACTOR

Granted

18-Feb-1994

08/198694

15-Nov-1994

5363812

Xxxxxxx & Xxxxxx Power Generation Group, Inc.

5391

BALL AND SOCKET FLOATING SEAL ASSEMBLY

Granted

27-Aug-1993

08/113026

15-Feb-1994

5286063

Xxxxxxx & Xxxxxx Power Generation Group, Inc.

5409

CLEANING METHOD FOR PULVERIZED COAL INJECTION SYSTEM EQUIPMENT USING COKE BREEZE

Granted

07-Mar-1994

08/206990

05-Sep-1995

5447571

Xxxxxxx & Xxxxxx Power Generation Group, Inc.

5410

NON-BAFFLED LOW PRESSURE DROP VACUUM COOLED INSERTED SMELT SPOUT

Granted

28-Oct-1993

08/144921

01-Aug-1995

5437768

Xxxxxxx & Xxxxxx Power Generation Group, Inc.

5417

GAS-GAS HEATER PROTECTION SYSTEM AND METHOD

Granted

02-Dec-1993

08/161107

23-Apr-1996

5509461

Xxxxxxx & Xxxxxx Power Generation Group, Inc.

5419

CONDENSING HEAT EXCHANGER SCRUBBING SYSTEM

Granted

02-Dec-1993

08/161109

29-Nov-1994

5368096

Xxxxxxx & Xxxxxx Power Generation Group, Inc.

5432

REMOTE TONE BURST ELECTROMAGNETIC ACOUSTIC TRANSDUCER PULSER

Granted

15-Feb-1994

08/196662

20-Jun-1995

5426388

McDermott Technology, Inc.

5433

REMOTE PREAMPLIFIER AND IMPEDANCE MATCHING CIRCUIT FOR ELECTROMAGNETIC ACOUSTIC TRANSDUCER

Granted

15-Feb-1994

08/196661

30-Apr-1996

5511424

McDermott Technology, Inc.

*	McDermott Technology Inc. changed its name to Xxxxxxx & Xxxxxx Technology, Inc. April 20, 2010

Xxxxxxx & Xxxxxx Nuclear Power Generation Group, changed its name to Xxxxxxx & Xxxxxx Nuclear Energy, Inc. April 29, 2010

The Xxxxxxx & Xxxxxx Company changed its name to Xxxxxxx & Xxxxxx Power Generation Group, Inc. November 20, 2007

Xxxxxxx & Xxxxxx Modular Nuclear Energy LLC merged into Xxxxxxx & Xxxxxx Nuclear Energy, Inc. June 30, 2011


Monday, May 21, 2012 Prepared by AMSaus		Page 3 of 31

The Xxxxxxx & Xxxxxx Company Active U.S. Patents and Applications

CASE NO

SubCase

STATUS

FILE DATE

APP NO

PUB DATE

PUB NO

ISSUE DATE

XXX NO

OWNER

5443

ELECTROSTATIC SHIELD FOR ELECTROMAGNETIC ACOUSTIC TRANSDUCER NOISE REJECTION

Granted

31-May-1994

08/251542

25-Jul-1995

5436873

McDermott Technology, Inc.

5444

DIODE EXPANDER FOR ELECTROMAGNETIC ACOUSTIC TRANSDUCER ELECTRONICS

Granted

08-Jul-1994

08/272897

12-Sep-1995

5449958

McDermott Technology, Inc.

5476

USE OF SINGLE-LEAD AND MULTI-LEAD RIBBED TUBING FOR SLIDING PRESSURE ONCE-THROUGH BOILERS

Granted

25-May-1994

08/249183

21-Feb-1995

5390631

Xxxxxxx & Xxxxxx Power Generation Group, Inc.

5477

METHOD AND SYSTEM FOR SO2 AND SO3 CONTROL BY DRY SORBENT/REAGENT INJECTION AND WET SCRUBBING

Granted

29-Apr-1994

08/235597

07-Nov-2000

6143263

Xxxxxxx & Xxxxxx Power Generation Group, Inc.

5482

WET SCRUBBER INLET AWNING WITH LOW PRESSURE DROP

Granted

02-May-1994

08/236617

04-Apr-1995

5403523

The Xxxxxxx & Xxxxxx Company

5496

METHOD OF CONVERT A DOUBLE-LOOP FLUE GAS DESULFURIZATION TO A SINGLE-LOOP SYSTEM

Granted

11-May-1994

08/241266

19-Sep-1995

5451250

Xxxxxxx & Xxxxxx Power Generation Group, Inc.

5506

COMBINED HEAT EXCHANGER AND AMMONIA INJECTION PROCESS (CHEAP)

Granted

27-May-1994

08/250187

01-Aug-1995

5437851

Xxxxxxx & Xxxxxx Power Generation Group, Inc.

5509

METHOD FOR INJECTING NOx INHIBITING LIQUID REAGENT INTO THE FLUE GAS OF A BOILER IN RESPONSE TO A SENSED TEMPERATURE

Granted

28-Jun-1994

08/266809

20-Feb-2001

6190628

Diamond Power International, Inc.

5519

SEGMENTED HEAT EXCHANGER FLUE GAS TREATMENT

Granted

05-Jul-1994

08/270705

09-Jul-1996

5534230

Xxxxxxx & Xxxxxx Power Generation Group, Inc.

5521

BOILER BANK SURFACE TEMPERATURE PROFILER

Granted

25-Jul-1994

279736

01-Apr-1997

5615953

Diamond Power International, Inc.

5527

REGENERABLE MAGNESIUM DRY SCRUBBING

Granted

21-Jun-1994

08/263120

08-Aug-1995

5439658

Xxxxxxx & Xxxxxx Power Generation Group, Inc.

5528

EXTENDED WEAR LIFE LOW PRESSURE DROP, RIGHT ANGLE, SINGLE EXIT ORIFICE DUAL-FLUID ATOMIZER WITH REPLACEABLE WEAR

Granted

06-Jul-1994

08/271336

06-Aug-1996

5542609

Xxxxxxx & Xxxxxx Power Generation Group, Inc.

*	McDermott Technology Inc. changed its name to Xxxxxxx & Xxxxxx Technology, Inc. April 20, 2010

Xxxxxxx & Xxxxxx Nuclear Power Generation Group, changed its name to Xxxxxxx & Xxxxxx Nuclear Energy, Inc. April 29, 2010

The Xxxxxxx & Xxxxxx Company changed its name to Xxxxxxx & Xxxxxx Power Generation Group, Inc. November 20, 2007

Xxxxxxx & Xxxxxx Modular Nuclear Energy LLC merged into Xxxxxxx & Wilcox Nuclear Energy, Inc. June 30, 2011


Monday, May 21, 2012 Prepared by AMSaus		Page 4 of 31

The Babcock & Wilcox Company Active U.S. Patents and Applications

CASE NO

SubCase

STATUS

FILE DATE

APP NO

PUB DATE

PUB NO

ISSUE DATE

PAT NO

OWNER

5530

EXTENDED WEAR LIFE LOW PRESSURE DROP, RIGHT ANGLE, MULTI EXIT ORIFICE DUAL-FLUID ATOMIZER WITH REPLACEABLE WEAR

Granted

06-Jul-1994

08/271293

14-May-1996

5516046

Babcock & Wilcox Power Generation Group, Inc.

5531

COMBINED COMBUSTION AND STEAM TURBINE POWER PLANT

Granted

04-May-1994

08/237735

22-Aug-1995

5442908

Babcock & Wilcox Power Generation Group, Inc. Westinghouse

5539

DISTRIBUTION CONE FOR PULVERIZED COAL BURNERS

Granted

02-Nov-1994

08/333394

18-Jun-1996

5526758

Babcock & Wilcox Power Generation Group, Inc.

5540

CATALYST OUTAGE PROTECTION SYSTEM

Granted

20-Jan-1995

08/375884

08-Apr-1997

5618499

Babcock & Wilcox Power Generation Group, Inc.

5543

ENHANCED HEAT EXCHANGER FLUE GAS TREATMENT USING STEAM INJECTION

Granted

12-Sep-1994

08/304741

22-Oct-1996

5567215

Babcock & Wilcox Power Generation Group, Inc.

5554

VERTICAL ARRANGEMENT FLUIDIZED/NON-FLUIDIZED BED CLASSIFIER COOLER

Granted

07-Oct-1994

08/320077

18-Jun-1996

5526938

Babcock & Wilcox Power Generation Group, Inc.

5580

METHOD OF REAGENT AND OXIDATION AIR DELIVERY

Granted

19-Dec-1994

08/359147

28-May-1996

5520897

Babcock & Wilcox Power Generation Group, Inc.

5599

FLUE GAS CONDITIONING FOR THE REMOVAL OF ACID GASES, AIR TOXICS AND TRACE METALS

Granted

22-Nov-1994

08/343285

04-Feb-1997

5599508

Babcock & Wilcox Power Generation Group, Inc.

5601

STACKED INTERSPACIAL SPRAY HEADER FOR FGD WET SCRUBBER

Granted

10-Feb-1995

08/386834

15-Apr-1997

5620144

Babcock & Wilcox Power Generation Group, Inc.

5627

FLUE GAS DESULFURIZATION METHOD AND APPARATUS

Granted

08-Mar-1996

08/611605

18-Aug-1998

5795548

Babcock & Wilcox Power Generation Group, Inc.

5628

IMPROVED SOX NOX AND PARTICULATE REMOVAL SYSTEM

Granted

27-Feb-1995

08/394980

30-Jul-1996

5540897

Babcock & Wilcox Power Generation Group, Inc.

5637

BURNER PATTERN TO MINIMIZE SIDEWALL CORROSION POTENTIAL

Granted

02-May-1995

08/433635

09-Apr-1996

5505146

Babcock & Wilcox Power Generation Group, Inc.

5643

DIFFUSER FOR COAL NOZZLE BURNER

Granted

23-May-1995

08/448206

31-Dec-1996

5588380

Babcock & Wilcox Power Generation Group, Inc.

*	McDermott Technology Inc. changed its name to Babcock & Wilcox Technology, Inc. April 20, 2010

Babcock & Wilcox Nuclear Power Generation Group, changed its name to Babcock & Wilcox Nuclear Energy, Inc. April 29, 2010

The Babcock & Wilcox Company changed its name to Babcock & Wilcox Power Generation Group, Inc. November 20, 2007

Babcock & Wilcox Modular Nuclear Energy LLC merged into Babcock & Wilcox Nuclear Energy, Inc. June 30, 2011


Monday, May 21, 2012 Prepared by AMSaus		Page 5 of 31

The Babcock & Wilcox Company Active U.S. Patents and Applications

CASE NO

SubCase

STATUS

FILE DATE

APP NO

PUB DATE

PUB NO

ISSUE DATE

PAT NO

OWNER

5654

METHOD FOR SO2 AND SO3 CONTROL BY DRY SORBENT/REAGENT INJECTION AND WET SCRUBBING

Granted

23-May-1995

08/448060

16-Oct-2001

6303083

Babcock & Wilcox Power Generation Group, Inc.

5668

EMAT WITH INTEGRAL ELECTROSTATIC SHIELD

Granted

18-Jul-1995

08/503777

04-Mar-1997

5608691

McDermott Technology, Inc.

5669

METHOD AND APPARATUS FOR WELD JOINING PIPE SECTIONS

Granted

26-Sep-1995

08/533896

29-Apr-1997

5624067

Babcock & Wilcox Power Generation Group, Inc.

5673

ENHANCED HEAT EXCHANGER FLUE GAS TREATMENT USING STEAM INJECTION

Granted

02-Jun-1995

08/459592

04-Feb-1997

5599382

Babcock & Wilcox Power Generation Group, Inc.

5682

ONCE-THROUGH STEAM GENERATOR FURNACE OUTLET FLUID MIX TO MINIMIZE THE NUMBER OF HEADERS AND RISER MATERIALS

Granted

13-Feb-1996

08/600616

23-Sep-1997

5669333

Babcock & Wilcox Power Generation Group, Inc.

5708

FINE-PARTICULATE AND AEROSOL REMOVAL TECHNIQUE IN A CONDENSING HEAT EXCHANGER USING AN ELECTROSTATIC SYSTEM ENHANCE

Granted

01-Dec-1995

08/566381

11-Aug-1998

5792238

Babcock & Wilcox Power Generation Group, Inc.

5711

DETECTION OF CORROSION FATIGUE CRACKS IN MEMBRANE BOILER TUBES

Granted

03-Aug-1995

08/511049

18-Jun-1996

5526691

McDermott Technology, Inc.

5712

LOW PRESSURE DROP, TURBULENT MIXING ZONE DRY SCRUBBER

Granted

29-Sep-1995

08/536866

29-Jul-1997

5651948

Babcock & Wilcox Power Generation Group, Inc.

5720

CORNER FOILS FOR HYDRAULIC MEASUREMENT

Granted

18-Jan-1996

08/588495

18-Nov-1997

5687768

Babcock & Wilcox Power Generation Group, Inc.

5726

ENERGY ABSORBING TUBE SUPPORT FOR FURNACE

Granted

11-Jan-1996

08/585220

02-Dec-1997

5692457

Babcock & Wilcox Power Generation Group, Inc.

Granted

30-Nov-1999

09/453602

29-May-2001

RE37192

Babcock & Wilcox Power Generation Group, Inc.

5729

BLACK LIQUOR GASIFIER

Granted

02-Nov-1995

548798

03-Jun-1997

5634950

Babcock & Wilcox Power Generation Group, Inc.

5731

INLET AWNING FOR HIGH VELOCITY ABSORBERS

Granted

16-Jan-1996

08/587180

12-Aug-1997

5656046

Babcock & Wilcox Power Generation Group, Inc.

*	McDermott Technology Inc. changed its name to Babcock & Wilcox Technology, Inc. April 20, 2010

Babcock & Wilcox Nuclear Power Generation Group, changed its name to Babcock & Wilcox Nuclear Energy, Inc. April 29, 2010

The Babcock & Wilcox Company changed its name to Babcock & Wilcox Power Generation Group, Inc. November 20, 2007

Babcock & Wilcox Modular Nuclear Energy LLC merged into Babcock & Wilcox Nuclear Energy, Inc. June 30, 2011


Monday, May 21, 2012 Prepared by AMSaus		Page 6 of 31

The Babcock & Wilcox Company Active U.S. Patents and Applications

CASE NO

SubCase

STATUS

FILE DATE

APP NO

PUB DATE

PUB NO

ISSUE DATE

PAT NO

OWNER

5733

MIST ELIMINATION/AIR TOXIC CONTROL IN A WET SCRUBBER USING A CONDENSING HEAT EXCHANGER

Granted

01-Dec-1995

08/566192

14-Aug-2001

6273940

Babcock & Wilcox Power Generation Group, Inc.

5734

APPARATUS FOR THE INJECTION, DISTRIBUTION AND DISPERSION OF SORBENT IN A UTILITY BOILER FURNACE

Granted

30-Jan-1996

08/594052

11-Nov-1997

5685243

Babcock & Wilcox Power Generation Group, Inc.

5748

KEY ADVANCED LINEAR KINETIC ABSORBER SYSTEM PARTICULATE ARRESTING DEVICE

Granted

13-Feb-1996

08/600708

14-Oct-1997

5676715

Babcock & Wilcox Power Generation Group, Inc.

5759

HYDROGEN PEROXIDE FOR FLUE GAS DESULFURIZATION

Granted

15-May-1996

08/648261

07-Oct-1997

5674459

Babcock & Wilcox Power Generation Group, Inc.

5761

METHOD OF MAKING CONTINUOUS CERAMIC FIBER COMPOSITE HOT GAS FILTER

Granted

23-Jan-1997

08/788717

02-Mar-1999

5876537

Babcock & Wilcox Power Generation Group, Inc.

5792

METHOD AND APPARATUS TO REGULATE A VOLTAGE CONTROLLER

Granted

11-Jan-1996

08/584195

18-Nov-1997

5689177

Babcock & Wilcox Power Generation Group, Inc.

5795

ACTIVATED CARBON FLUE GAS DESULFURIZATION SYSTEMS FOR MERCURY REMOVAL

Granted

22-Apr-1996

08/635532

30-Sep-1997

5672323

Babcock & Wilcox Power Generation Group, Inc.

5798

DRAINABLE DISCHARGE PAN FOR IMPACT TYPE PARTICLE SEPARATOR

Granted

17-Jun-1996

08/664755

01-Sep-1998

5799593

Babcock & Wilcox Power Generation Group, Inc.

5820

FLUE GAS DESULFURIZATION METHOD AND APPARATUS

Granted

26-Jun-1996

08/669762

29-Sep-1998

5814288

Babcock & Wilcox Power Generation Group, Inc.

5828

FLOODING REDUCTION ON A TUBULAR HEAT EXCHANGER

Granted

02-Aug-1996

08/691725

11-Aug-1998

5791404

Babcock & Wilcox Power Generation Group, Inc.

5860

LOW PRESSURE DROP, TURBULENT MIXING ZONE DRY SCRUBBER

Granted

02-Oct-1996

08/720855

17-Jun-1997

5639430

Babcock & Wilcox Power Generation Group, Inc.

5862

TRAPEZOIDAL DEFLECTORS FOR HEAT EXCHANGER TUBES

Granted

22-Jul-1997

08/898607

01-Sep-1998

5799724

Babcock & Wilcox Power Generation Group, Inc.

5864

CIRCULATING FLUIDIZED BED FURNACE/REACTOR WITH AN INTEGRAL SECONDARY AIR PLENUM

Granted

03-Dec-1996

08/759885

17-Nov-1998

5836257

Babcock & Wilcox Power Generation Group, Inc.

*	McDermott Technology Inc. changed its name to Babcock & Wilcox Technology, Inc. April 20, 2010

Babcock & Wilcox Nuclear Power Generation Group, changed its name to Babcock & Wilcox Nuclear Energy, Inc. April 29, 2010

The Babcock & Wilcox Company changed its name to Babcock & Wilcox Power Generation Group, Inc. November 20, 2007

Babcock & Wilcox Modular Nuclear Energy LLC merged into Babcock & Wilcox Nuclear Energy, Inc. June 30, 2011


Monday, May 21, 2012 Prepared by AMSaus		Page 7 of 31

The Babcock & Wilcox Company Active U.S. Patents and Applications

CASE NO

SubCase

STATUS

FILE DATE

APP NO

PUB DATE

PUB NO

ISSUE DATE

PAT NO

OWNER

5875

PULVERIZED COAL BURNER

Granted

12-Nov-1996

08/747319

03-Nov-1998

5829369

Babcock & Wilcox Power Generation Group, Inc.

5882

LOW PRESSURE DROP VANES FOR BURNERS AND NOx PORTS

Granted

15-Nov-1996

08/749883

09-Sep-1997

5664944

Babcock & Wilcox Power Generation Group, Inc.

5883

CAST ABRASION RESISTANT HOLLOW BALLS

Granted

27-Nov-1996

08/757990

14-Oct-1997

5676193

Babcock & Wilcox Power Generation Group, Inc.

5887

FURNACE GAS PYROMETER (GASTEMP ALTERNATIVE)

Granted

19-Dec-1996

08/770609

11-May-2004

6733173

Diamond Power International, Inc.

Granted

09-Feb-2004

10/774565

12-Aug-2004

20040156420 A1

21-Feb-2006

7001067

Diamond Power International, Inc.

5894

STRAIN RELIEF MAIN SHAFT

Granted

22-Jul-1997

08/898606

19-Feb-2002

6347758

Babcock & Wilcox Power Generation Group, Inc.

5895

STRAIN RELIEF MAIN SHAFT ASSEMBLY

Granted

05-Jun-1997

08/868867

07-Aug-2001

6270026

Babcock & Wilcox Power Generation Group, Inc.

5898

DIESEL OR DUAL-FUEL ENGINE AND BLACK LIQUOR GASIFIER COMBINED CYCLE

Granted

14-Feb-1997

08/801836

20-Apr-1999

5895507

Babcock & Wilcox Power Generation Group, Inc.

5927

FINE-PARTICULATE AND AEROSOL REMOVAL TECHNIQUE IN A CONDENSING HEAT EXCHANGER USING AN ELECTROSTATIC SYSTEM ENHANCEMENT

Granted

05-Jun-1997

08/869335

08-Dec-1998

5846301

Babcock & Wilcox Power Generation Group, Inc.

5934

INTEGRATED REBURN SYSTEM FOR NOx CONTROL FROM CYCLONE-FIRED BOILERS

Granted

21-Nov-1997

08/975725

09-Mar-1999

5878700

Babcock & Wilcox Power Generation Group, Inc.

5942

PRESSURE EQUALIZATION VALVE

Granted

04-Aug-1997

08/905176

14-Sep-1999

5950677

Diamond Power International, Inc.

5951

RETROFIT OF A CENTER INLET TYPE SCRUBBER WITH ABSORPTION/GAS DISTRIBUTION TRAY TO IMPROVE GAS-LIQUID CONTACT IN THE ABSORPTION ZONE

Granted

13-Jan-1998

09/006376

14-Mar-2000

6036756

Babcock & Wilcox Power Generation Group, Inc.

5958

CYCLONE FURNACE FOR RETROFIT APPLICATIONS

Granted

07-Nov-1997

08/966110

08-Feb-2000

6021724

Babcock & Wilcox Power Generation Group, Inc.

*	McDermott Technology Inc. changed its name to Babcock & Wilcox Technology, Inc. April 20, 2010

Babcock & Wilcox Nuclear Power Generation Group, changed its name to Babcock & Wilcox Nuclear Energy, Inc. April 29, 2010

The Babcock & Wilcox Company changed its name to Babcock & Wilcox Power Generation Group, Inc. November 20, 2007

Babcock & Wilcox Modular Nuclear Energy LLC merged into Babcock & Wilcox Nuclear Energy, Inc. June 30, 2011


Monday, May 21, 2012 Prepared by AMSaus		Page 8 of 31

The Babcock & Wilcox Company Active U.S. Patents and Applications

CASE NO

SubCase

STATUS

FILE DATE

APP NO

PUB DATE

PUB NO

ISSUE DATE

PAT NO

OWNER

5968

IMPROVED INTERNAL OIL FLOW PATH FOR GEARBOX BEARINGS

Granted

20-Jan-1998

009366

08-May-2001

6227712

Babcock & Wilcox Power Generation Group, Inc.

5969

LOW PRESSURE DROP INLET DESIGN TO PROMOTE GOOD GAS FLOW PATTERNS IN HIGH VELOCITY ABSORBERS

Granted

11-Feb-1998

09/022136

03-Dec-2002

6488899

Babcock & Wilcox Power Generation Group, Inc.

5973

RETAINER SHIELD FOR SPLIT RING CASTINGS

Granted

11-Jun-1998

09/096045

28-Dec-1999

6006702

Babcock & Wilcox Power Generation Group, Inc.

5976

STEAM GENERATOR FOR GASIFYING COAL

Granted

13-Jul-1998

09/114743

06-Nov-2001

6312482

Babcock & Wilcox Power Generation Group, Inc.

5977

FUME SENSOR SYSTEM AND METHODS FOR BACKGROUND NOISE SUPPRESSION

Granted

11-Aug-2000

09/637717

03-Dec-2002

6490040

Babcock & Wilcox Power Generation Group, Inc.

5979

VARIABLE PRESSURE ONCE-THROUGH STEAM GENERATOR UPPER FURNACE HAVING NON-SPLIT FLOW CIRCUITRY

Granted

16-Apr-1998

09/061480

10-Aug-1999

5934227

Babcock & Wilcox Power Generation Group, Inc.

5980

FURNACE FLOOR

Granted

15-Apr-1999

09/292722

30-May-2000

6067944

Babcock & Wilcox Power Generation Group, Inc.

5994

INTERCONNECT FOR SOLID OXIDE FUEL CELLS

Granted

01-Mar-1999

09/259711

24-Jul-2001

6265095

SOFCo-EFS Holdings, LLC

5996

DETECTION OF CORROSION FATIGUE IN BOILER TUBES USING A SPIKE EMAT PULSER

Granted

26-Jun-1998

09/105514

03-Oct-2000

6125703

McDermott Technology, Inc.

6002

AIR HEATER GAS INLET PLENUM

Granted

22-Jul-1999

09/359098

18-Jun-2002

6405791

Babcock & Wilcox Power Generation Group, Inc.

Granted

19-Mar-2002

10/101645

25-Jul-2002

20020096316 A1

17-Dec-2002

6494255

Babcock & Wilcox Power Generation Group, Inc.

6003

WATER JACKETED, HIGH TEMPERATURE, BOILER, STRETCHER, ACCESS DOOR

Granted

21-Jan-1999

09/234687

09-Jul-2002

6415724

Babcock & Wilcox Power Generation Group, Inc.

6006

MERCURY REMOVAL IN UTILITY WET SCRUBBER USING A CHELATING AGENT

Granted

31-Mar-1999

09/282816

11-Dec-2001

6328939

Babcock & Wilcox Power Generation Group, Inc.

*	McDermott Technology Inc. changed its name to Babcock & Wilcox Technology, Inc. April 20, 2010

Babcock & Wilcox Nuclear Power Generation Group, changed its name to Babcock & Wilcox Nuclear Energy, Inc. April 29, 2010

The Babcock & Wilcox Company changed its name to Babcock & Wilcox Power Generation Group, Inc. November 20, 2007

Babcock & Wilcox Modular Nuclear Energy LLC merged into Babcock & Wilcox Nuclear Energy, Inc. June 30, 2011


Monday, May 21, 2012 Prepared by AMSaus		Page 9 of 31

The Babcock & Wilcox Company Active U.S. Patents and Applications

CASE NO

SubCase

STATUS

FILE DATE

APP NO

PUB DATE

PUB NO

ISSUE DATE

PAT NO

OWNER

6012

CIRCULATING FLUIDIZED BED REACTOR WITH FLOORED INTERNAL PRIMARY PARTICLE SEPARATOR

Granted

07-Dec-1998

09/206353

01-Aug-2000

6095095

Babcock & Wilcox Power Generation Group, Inc.

6013

APPARATUS FOR CONTROL OF MERCURY

Granted

31-Mar-1999

09/282817

04-Sep-2001

6284199

Babcock & Wilcox Power Generation Group, Inc.

6014

OXIDATION RESISTANT LOW ALLOY ATTACHMENT FOR BOILER COMPONENTS

Granted

14-Jan-1999

09/231914

27-Nov-2001

6321691

Babcock & Wilcox Power Generation Group, Inc.

6016

ALKALINE SORBENT INJECTION FOR MERCURY CONTROL

Granted

07-Dec-1998

09/206465

16-Apr-2002

6372187

Babcock & Wilcox Power Generation Group, Inc.

6016

ALKALINE SORBENT INJECTION FOR MERCURY CONTROL

Granted

16-Nov-2001

09/993230

01-Aug-2002

20020102189 A1

04-Mar-2003

6528030

McDermott Technology, Inc.

6018

COMBINED FLUE GAS DESULFURIZATION AND CARBON DIOXIDE REMOVAL SYSTEM

Granted

04-Jun-1999

09/326450

04-Jun-2002

6399030

Babcock & Wilcox Power Generation Group, Inc.

6019

LOW PRESSURE DROP INLET FOR HIGH VELOCITY ABSORBERS WITH STRAIGHT TANKS

Granted

18-Jun-1999

09/336412

31-Jul-2001

6267358

Babcock & Wilcox Power Generation Group, Inc.

6024

METHOD OF REDUCING NOx EMISSIONS WITH MINIMAL INCREASES IN UNBURNED CARBON AND WATERWALL CORROSION

Granted

13-Sep-1999

09/394163

20-Nov-2001

6318277

Babcock & Wilcox Power Generation Group, Inc.

6030

WALL PROTECTION FROM DOWNWARD FLOWING SOLIDS

Granted

06-May-1999

09/305962

04-Apr-2000

6044805

Babcock & Wilcox Power Generation Group, Inc.

6036

ULTRA-HIGH PARTICULATE COLLECTION OF SUB-MICRON AEROSOLS

Granted

23-Apr-1999

09/298778

29-May-2001

6238459

McDermott Technology, Inc.

6040

APPARATUS TO RECOVER SULFUR FROM CONCENTRATED ACID GAS INTO ALKALINE SOLUTION

Granted

08-Nov-1999

09/435745

27-Aug-2002

6440379

The Babcock & Wilcox Company

6050

HORIZONTAL SPIRAL TUBE BOILER CONVECTION PASS ENCLOSURE DESIGN

Granted

16-Dec-2002

10/320342

13-Apr-2004

6718915

Babcock & Wilcox Power Generation Group, Inc.

*	McDermott Technology Inc. changed its name to Babcock & Wilcox Technology, Inc. April 20, 2010

Babcock & Wilcox Nuclear Power Generation Group, changed its name to Babcock & Wilcox Nuclear Energy, Inc. April 29, 2010

The Babcock & Wilcox Company changed its name to Babcock & Wilcox Power Generation Group, Inc. November 20, 2007

Babcock & Wilcox Modular Nuclear Energy LLC merged into Babcock & Wilcox Nuclear Energy, Inc. June 30, 2011


Monday, May 21, 2012 Prepared by AMSaus		Page 10 of 31

The Babcock & Wilcox Company Active U.S. Patents and Applications

CASE NO

SubCase

STATUS

FILE DATE

APP NO

PUB DATE

PUB NO

ISSUE DATE

PAT NO

OWNER

6061

USE OF SULFIDE-CONTAINING LIQUORS FOR REMOVING MERCURY FROM FLUE GASES

Granted

17-Dec-1999

09/464806

07-Jan-2003

6503470

Babcock & Wilcox Power Generation Group, Inc.

Granted

20-Dec-2002

10/324833

15-May-2003

20030091490 A1

02-May-2006

7037474

Babcock & Wilcox Power Generation Group, Inc.

6067

METHOD FOR PRODUCING CHROMIUM CARBIDE COATINGS

Granted

02-Aug-2000

09/631207

07-Jan-2003

6503340

Babcock & Wilcox Power Generation Group, Inc.

6072

FINE SOLIDS RECYCLE IN CIRCULATING FLUIDIZED BED

Granted

17-Dec-1999

09/464258

07-Aug-2001

6269778

Babcock & Wilcox Power Generation Group, Inc.

6092

DRUMLESS NATURAL CIRCULATION BOILER

Granted

01-Jun-2000

09/585878

08-Jan-2002

6336429

Babcock & Wilcox Power Generation Group, Inc.

6093

PARTICULATE COLLECTOR CHANNEL WITH COOLING INNER ELEMENTS IN A CFB BOILER

Granted

10-Jul-2000

09/613132

27-Nov-2001

6322603

Babcock & Wilcox Power Generation Group, Inc.

6094

SINGLE SPRAY LEVEL FOR FLUE GAS DESULFURIZATION SYSTEM WITH INTERNAL MAIN FEED HEADERS

Granted

01-Oct-2001

09/969333

03-Apr-2003

03-0061940

02-Sep-2003

6613133

Babcock & Wilcox Power Generation Group, Inc.

6096

INTEGRATED AIR FOIL AND AMMONIA INJECTION GRID FOR SCR SYSTEM

Granted

23-Jun-2000

09/602483

03-May-2005

6887435

Babcock & Wilcox Power Generation Group, Inc.

6098

WALL PROTECTION FROM DOWNWARD FLOWING SOLIDS

Granted

06-Nov-2001

09/979615

10-Dec-2002

6491000

Babcock & Wilcox Power Generation Group, Inc.

6102

CIRCULATING FLUIDIZED BED REACTOR WITH SELECTIVE CATALYTIC REDUCTION

Granted

13-Feb-2000

09/503218

28-May-2002

6395237

Babcock & Wilcox Power Generation Group, Inc.

6103

EL TYPE PULVERIZERS

Granted

27-Oct-2000

09/698558

05-Apr-2005

6874715

Babcock & Wilcox Power Generation Group, Inc.

6110

VARIABLE RESISTANCE DEVICE FOR A HIGH PRESSURE AIR SUPPLY SYSTEM

Granted

22-Jun-2000

09/599326

14-Aug-2001

6273141

Babcock & Wilcox Power Generation Group, Inc.

6111

COOLED TUBES ARRANGED TO FORM IMPACT TYPE PARTICLE SEPARATORS

Granted

25-May-2001

09/865609

21-Feb-2002

20020020158 A1

31-Dec-2002

6500221

Babcock & Wilcox Power Generation Group, Inc.

*	McDermott Technology Inc. changed its name to Babcock & Wilcox Technology, Inc. April 20, 2010

Babcock & Wilcox Nuclear Power Generation Group, changed its name to Babcock & Wilcox Nuclear Energy, Inc. April 29, 2010

The Babcock & Wilcox Company changed its name to Babcock & Wilcox Power Generation Group, Inc. November 20, 2007

Babcock & Wilcox Modular Nuclear Energy LLC merged into Babcock & Wilcox Nuclear Energy, Inc. June 30, 2011


Monday, May 21, 2012 Prepared by AMSaus		Page 11 of 31

The Babcock & Wilcox Company Active U.S. Patents and Applications

CASE NO

SubCase

STATUS

FILE DATE

APP NO

PUB DATE

PUB NO

ISSUE DATE

PAT NO

OWNER

6112

CFB IMPACT TYPE PARTICLE COLLECTION ELEMENTS ATTACHED TO COOLED SUPPORTS

Granted

25-May-2001

09/865332

24-Sep-2002

6454824

Babcock & Wilcox Power Generation Group, Inc.

6117

SYSTEM FOR CONTROLLING FLUE GAS EXIT TEMPERATURE FOR OPTIMAL SCR OPERATIONS

Granted

27-Feb-2002

10/085715

28-Aug-2003

03-0159662

26-Aug-2003

6609483

Babcock & Wilcox Power Generation Group, Inc.

6121

METHOD FOR CONTROLLING ELEMENTAL MERCURY EMISSIONS

Granted

05-Dec-2000

09/730100

06-Jun-2002

20020068030 A1

15-Feb-2005

6855859

Babcock & Wilcox Power Generation Group, Inc.

6128

TAPERED CORROSION PROTECTION OF TUBES AT MUD DRUM LOCATION

Granted

28-Sep-2000

09/670897

17-Dec-2002

6495268

Babcock & Wilcox Power Generation Group, Inc.

Granted

31-Oct-2002

10/284625

20-Mar-2003

03/0051779

05-Oct-2004

6800149

Babcock & Wilcox Power Generation Group, Inc.

6130

SPACER BAR WITH TUBE SLEEVE AND TAB

Granted

06-Oct-2000

09/680725

14-Aug-2001

6273030

Babcock & Wilcox Power Generation Group, Inc.

6145

INTERNAL FUEL STAGING TO IMPROVE FUEL CELL PERFORMANCE

Granted

18-Jul-2000

09/618525

23-Apr-2002

6376117

SOFCo-EFS Holdings, LLC

6156

FUEL CELL COLUMN HEAT EXCHANGER MATED MODULE

Granted

02-Jan-1996

581989

18-Mar-1997

5612149

SOFCo-EFS Holdings, LLC

6157

FUEL CELL MODULE

Granted

04-Feb-1994

192416

02-Jan-1996

5480738

SOFCo-EFS Holdings, LLC

6158

THERMALLY INTEGRATED REFORMER FOR SOLID OXIDE FUEL CELLS

Granted

06-Oct-1993

08/133444

22-Nov-1994

5366819

SOFCo-EFS Holdings, LLC

6159

THERMALLY INTEGRATED HEAT EXCHANGE SYSTEM FOR SOLID OXIDE ELECTROLYTE SYSTEMS

Granted

29-Sep-1993

128522

23-Aug-1994

5340664

SOFCo-EFS Holdings, LLC

6185

CFB WITH CONTROLLABLE IN-BED HEAT EXCHANGER

Granted

17-Jul-2001

09/906993

23-Jan-2003

20030015150

18-Mar-2003

6532905

Babcock & Wilcox Power Generation Group, Inc.

6207

ATTACHABLE HEAT FLUX MEASURING DEVICE

Granted

27-Oct-2000

09/697866

26-Nov-2002

6485174

Babcock & Wilcox Power Generation Group, Inc.

*	McDermott Technology Inc. changed its name to Babcock & Wilcox Technology, Inc. April 20, 2010

Babcock & Wilcox Nuclear Power Generation Group, changed its name to Babcock & Wilcox Nuclear Energy, Inc. April 29, 2010

The Babcock & Wilcox Company changed its name to Babcock & Wilcox Power Generation Group, Inc. November 20, 2007

Babcock & Wilcox Modular Nuclear Energy LLC merged into Babcock & Wilcox Nuclear Energy, Inc. June 30, 2011


Monday, May 21, 2012 Prepared by AMSaus		Page 12 of 31

The Babcock & Wilcox Company Active U.S. Patents and Applications

CASE NO

SubCase

STATUS

FILE DATE

APP NO

PUB DATE

PUB NO

ISSUE DATE

PAT NO

OWNER

6208

PROCESS AND COMPOSITION FOR CHROMIZING 400-SERIES STAINLESS STEELS

Granted

20-Feb-2001

09/788742

14-May-2002

6387194

Babcock & Wilcox Power Generation Group, Inc.

6217

BOILER INTERNAL FLUE GAS BY-PASS DAMPER FOR FLUE GAS TEMPERATURE CONTROL

Granted

19-Dec-2001

10/024874

27-Jun-2002

20020079374 A1

15-Jun-2004

6748880

Babcock & Wilcox Power Generation Group, Inc.

7000

CIRCULATING FLUIDIZED BED REACTOR WITH SELECTIVE CATALYTIC REDUCTION

Granted

07-Jan-2002

09/958622

05-Dec-2002

20020182122 A1

22-Nov-2005

6967005

Babcock & Wilcox Power Generation Group, Inc.

7004

CHANNELIZED SCR INLET FOR IMPROVED AMMONIA INJECTION AND EFFICIENT NOx CONTROL

Granted

29-Jun-2001

09/896169

02-Jan-2003

20030003029 A1

14-Jun-2005

6905658

Babcock & Wilcox Power Generation Group, Inc.

7005

ARTICULATING WATER MONITOR CLEANING DEVICE

Granted

26-Dec-2001

10/036173

03-Oct-2002

20020139402 A1

02-Dec-2003

6655397

Diamond Power International, Inc.

7007

COMPARTMENTED GAS OUTLET FOR NOX CONTROL AND MIXING FOR SCR

Granted

23-Jan-2002

10/055317

28-Jan-2003

6510820

Babcock & Wilcox Power Generation Group, Inc.

7012

SOOTBLOWER NOZZLE ASSEMBLY WITH AN IMPROVED DOWNSTREAM NOZZLE

Granted

02-Jan-2002

10/039430

05-Sep-2002

02/0121563

20-Jul-2004

6764030

Diamond Power International, Inc.

7013

Sootblower mechanism providing varying lance rotational speed

Granted

20-Dec-2001

10/029,900

27-Jun-2002

20020078982 A1

10-Aug-2004

6772775

Diamond Power International, Inc.

7015

SOOTBLOWER LANCE TUBE FOR DUAL CLEANING MEDIA

Granted

05-Feb-2002

10/049303

06-Nov-2003

0205261

31-Aug-2004

6782902

Diamond Power International, Inc.

7020

HYDRAULIC LOADING SYSTEM FOR BALL AND RING PULVERIZERS

Granted

07-Sep-2001

09/948823

13-Mar-2003

03/0047629

26-Aug-2003

6609669

Babcock & Wilcox Power Generation Group, Inc.

7022

OSCILLATING SOOTBLOWER MECHANISM

Granted

19-Jul-2002

10/199626

23-Jan-2003

03-0015151

10-Jun-2003

6575122

Diamond Power International, Inc.

*	McDermott Technology Inc. changed its name to Babcock & Wilcox Technology, Inc. April 20, 2010

Babcock & Wilcox Nuclear Power Generation Group, changed its name to Babcock & Wilcox Nuclear Energy, Inc. April 29, 2010

The Babcock & Wilcox Company changed its name to Babcock & Wilcox Power Generation Group, Inc. November 20, 2007

Babcock & Wilcox Modular Nuclear Energy LLC merged into Babcock & Wilcox Nuclear Energy, Inc. June 30, 2011


Monday, May 21, 2012 Prepared by AMSaus		Page 13 of 31

The Babcock & Wilcox Company Active U.S. Patents and Applications

CASE NO

SubCase

STATUS

FILE DATE

APP NO

PUB DATE

PUB NO

ISSUE DATE

PAT NO

OWNER

7025

FURNACE VIDEO CAMERA APPARATUS

Granted

26-Sep-1997

08/938195

30-May-2000

6069652

Diamond Power International, Inc.

Granted

08-Dec-1999

09/456638

29-May-2001

6239831

Diamond Power International, Inc.

Granted

06-Oct-2000

09/680578

17-Aug-2004

6778209

Diamond Power International, Inc.

Granted

10-Jan-2001

09/758019

16-Aug-2001

0013892

19-Oct-2004

6806900

Diamond Power International, Inc.

7029

LASER WELDED BOILER TUBE WALL PANELS

Granted

19-Jun-2002

10/175297

25-Dec-2003

20030234241

08-Feb-2005

6852945

Babcock & Wilcox Power Generation Group, Inc.

7033

TWO-FLUTED HOUSING LINER

Granted

25-Jan-2002

10/056825

31-Jul-2003

03-0141396

31-Aug-2004

6783091

Babcock & Wilcox Power Generation Group, Inc.

7035

DUAL FUEL BURNER FOR A SHORTENED FLAME AND REDUCED POLLUTANT EMISSIONS

Granted

21-May-2003

10/443287

25-Nov-2004

040234912

04-Oct-2005

6951454

Babcock & Wilcox Power Generation Group, Inc.

7036

COMPACT FOOTPRINT CFB WITH MECHANICAL DUST COLLECTOR

Granted

30-Apr-2002

10/135432

30-Oct-2003

20030202913

08-Mar-2005

6863703

Babcock & Wilcox Power Generation Group, Inc.

7041

METHOD OF CONVERTING A DOWNFLOW/UPFLOW WET FLUE GAS DESULFURIZATION (WFGD) SYSTEM TO AN UPFLOW SINGLE-LOOP WFGD SYSTEM

Granted

16-Jul-2002

10/196597

22-Jan-2004

04-0011200

27-Apr-2004

6726748

Babcock & Wilcox Power Generation Group, Inc.

7042

IMPROVED COLLECTION SCOOP FOR FGD BLEED STREAM OR EX SITU OXIDATION

Granted

10-Jun-2002

10/166589

11-Dec-2003

03-0228247

24-Feb-2004

6695018

Babcock & Wilcox Power Generation Group, Inc.

Granted

16-Dec-2003

10/736914

08-Jul-2004

040131526

09-Aug-2005

6926870

Babcock & Wilcox Power Generation Group, Inc.

Granted

16-Dec-2003

10/737499

08-Jul-2004

040131525

13-Nov-2007

7294322

Babcock & Wilcox Power Generation Group, Inc.

7043

BUBBLE CAP ASSEMBLY

Granted

29-May-2003

10/447895

02-Dec-2004

20040237858 A1

22-Mar-2005

6868795

Blasch Precision Ceramics, Inc.

7047

EMISSIVITY PROBE

Granted

13-Aug-2002

10/218067

19-Feb-2004

20040032583 A1

21-Jun-2005

6909495

Diamond Power International, Inc.

7048

FLUE GAS DESULFURIZATION SYSTEM WITH A STEPPED TRAY

Granted

24-Oct-2002

10/279425

29-Apr-2004

04-0079235

02-Aug-2005

6923852

Babcock & Wilcox Power Generation Group, Inc.

*	McDermott Technology Inc. changed its name to Babcock & Wilcox Technology, Inc. April 20, 2010

Babcock & Wilcox Nuclear Power Generation Group, changed its name to Babcock & Wilcox Nuclear Energy, Inc. April 29, 2010

The Babcock & Wilcox Company changed its name to Babcock & Wilcox Power Generation Group, Inc. November 20, 2007

Babcock & Wilcox Modular Nuclear Energy LLC merged into Babcock & Wilcox Nuclear Energy, Inc. June 30, 2011


Monday, May 21, 2012 Prepared by AMSaus		Page 14 of 31

The Babcock & Wilcox Company Active U.S. Patents and Applications

CASE NO

SubCase

STATUS

FILE DATE

APP NO

PUB DATE

PUB NO

ISSUE DATE

PAT NO

OWNER

7052

PASSIVE SYSTEM FOR OPTIMAL NOx REDUCTION VIA SELECTIVE CATALYTIC REDUCTION

Granted

06-Sep-2002

10/236854

11-Mar-2004

04-0045513

04-Apr-2006

7021248

Babcock & Wilcox Power Generation Group, Inc.

7060

INTERMITTENT MIXER WITH LOW PRESSURE DROP

Granted

18-Mar-2003

10/391393

23-Sep-2004

040182052

20-Sep-2005

6946011

Babcock & Wilcox Power Generation Group, Inc.

Granted

03-Aug-2005

11/196084

15-Dec-2005

050274413

06-Nov-2007

7291194

Babcock & Wilcox Power Generation Group, Inc.

Granted

03-Aug-2005

11/196075

08-Dec-2005

050268964

30-Oct-2007

7288128

Babcock & Wilcox Power Generation Group, Inc.

7062

UNBURNED CARBON AND OTHER COMBUSTIBLES

Granted

06-Oct-1997

08/944120

30-Jun-1998

5774176

Diamond Power International, Inc.

Granted

08-Sep-1997

08/925340

23-Nov-1999

5988079

Diamond Power International, Inc.

7063

COMBUSTION OPTIMIZATION SYSTEM

Granted

25-Jan-1996

08/591012

18-Aug-1998

5794549

Diamond Power International, Inc.

7064

SOOTBLOWING OPTIMIZATION SYSTEM

Granted

09-Nov-1999

09/436944

04-Dec-2001

6325025

Diamond Power International, Inc.

Granted

01-Aug-2001

09/920697

10-Jan-2002

0002956

30-Jul-2002

6425352

Diamond Power International, Inc.

7065

ASH HANDLING SYSTEM

Granted

18-Oct-2000

09/691562

15-Jan-2002

6338306

Diamond Power International, Inc.

7067

IMPACT TYPE PARTICLE SEPARATOR MADE OF MUTUALLY INVERTED U-SHAPED ELEMENTS

Granted

29-May-2003

10/447688

16-Dec-2004

20040250521

22-Mar-2005

6869459

Babcock & Wilcox Power Generation Group, Inc.

7068

SOOTBLOWER CONTROL BASED ON BOILER THERMAL EFFICIENCY OPTIMIZATION

Granted

18-Dec-2003

10/739858

19-Aug-2004

0159270

16-Aug-2005

6928937

Diamond Power International, Inc.

7070

DEVICE FOR REGULATING AND CLEANING AN AIR INTAKE

Granted

05-Sep-2000

09/623450

13-Aug-2002

6431125

Diamond Power International, Inc.

7071

ANTI-VIBRATION BARS FOR BOILER TUBES WITH PROTECTIVE SHIELDS

Granted

17-Mar-2004

10/802688

26-Jan-2006

060016402

02-Oct-2007

7275589

Babcock & Wilcox Power Generation Group, Inc.

7072

DUAL PRESSURE RECOVERY BOILER

Granted

20-Oct-2004

10/969125

20-Apr-2006

20060081199

17-Jul-2007

7243619

Babcock & Wilcox Power Generation Group, Inc.

*	McDermott Technology Inc. changed its name to Babcock & Wilcox Technology, Inc. April 20, 2010

Babcock & Wilcox Nuclear Power Generation Group, changed its name to Babcock & Wilcox Nuclear Energy, Inc. April 29, 2010

The Babcock & Wilcox Company changed its name to Babcock & Wilcox Power Generation Group, Inc. November 20, 2007

Babcock & Wilcox Modular Nuclear Energy LLC merged into Babcock & Wilcox Nuclear Energy, Inc. June 30, 2011


Monday, May 21, 2012 Prepared by AMSaus		Page 15 of 31

The Babcock & Wilcox Company Active U.S. Patents and Applications

CASE NO

SubCase

STATUS

FILE DATE

APP NO

PUB DATE

PUB NO

ISSUE DATE

PAT NO

OWNER

7073

SPLIT RING CASTING FOR BOILER TUBES WITH TUBE SHIELDS

Granted

17-Mar-2004

10/802474

22-Sep-2005

050205018

27-Feb-2007

7182045

Babcock & Wilcox Power Generation Group, Inc.

7075

RE-ORIENTED OVER FIRE AIR PORTS FOR REDUCTION OF NOx PRODUCTION FROM PULVERIZED COAL-FIRED BURNERS

Granted

29-Jan-2004

10/767978

04-Aug-2005

05-0166867

01-Dec-2009

7624707

Babcock & Wilcox Power Generation Group, Inc.

7086

SOOTBLOWER NOZZLE ASSEMBLY WITH NOZZLES HAVING DIFFERENT GEOMETRIES

Granted

24-Mar-2004

10/808047

11-Nov-2004

0222324

18-Apr-2006

7028926

Diamond Power International, Inc.

7087

ASSEMBLY AND METHOD FOR REMOVING A DEVICE FROM A BOILER

Granted

15-Jun-2005

11/153671

16-Feb-2006

20060032468 A1

29-Dec-2009

7637002

Diamond Power International, Inc.

7088

BAFFLE FOR INCREASED CAPTURE OF POPCORN ASH IN ECONOMIZER HOPPERS

Granted

10-Jan-2005

11/033085

14-Jul-2005

05-0150439

05-Sep-2006

7100521

Babcock & Wilcox Power Generation Group, Inc.

7097

IN-FURNACE REDUCTION OF NITROGEN OXIDE BY MIXED FUELS INVOLVING A BIOMASS DERIVATIVE

Published

27-Jun-2006

11/426906

15-Feb-2007

20070034126

The Babcock & Wilcox Company Ole Miss

7098

SNCR DISTRIBUTION GRID

Granted

12-Nov-2008

11/577171

05-Mar-2009

20090060806

14-Feb-2012

8114359

Babcock & Wilcox Power Generation Group, Inc.

7100

BURNER WITH CENTER AIR JET

Granted

30-Jun-2005

11/171027

04-Jan-2007

20070003889

07-Oct-2008

7430970

Babcock & Wilcox Power Generation Group, Inc.

7101

SOOTBLOWER FRAME ASSEMBLY

Granted

20-Dec-2005

10/561569

28-Dec-2006

20060288515 A1

16-Nov-2010

7832366

Diamond Power International, Inc.

7105

OXY-FUEL REBURN: A METHOD FOR NOx REDUCTION BY FUEL REBURNING WITH OXYGEN

Granted

18-Jul-2005

11/183512

16-Nov-2006

20060257800

17-Feb-2009

7491055

Babcock & Wilcox Power Generation Group, Inc.

7106

CARRIER AIR HEATING SYSTEM FOR SCR

Granted

13-Apr-2005

11/105053

19-Oct-2006

06-0234173

15-Sep-2009

7588440

The Babcock & Wilcox Company

7107

WETTED PARTICLE AND DROPLET IMPINGEMENT

Granted

23-Sep-2004

10/948478

23-Mar-2006

20060060088 A1

16-Oct-2007

7282087

Babcock & Wilcox Power Generation Group, Inc.

7110

PORT RODDER WITH VELOCITY DAMPER

Granted

26-May-2005

11/138574

01-Dec-2005

050263047

01-Jul-2008

7392751

Diamond Power International, Inc.

*	McDermott Technology Inc. changed its name to Babcock & Wilcox Technology, Inc. April 20, 2010

Babcock & Wilcox Nuclear Power Generation Group, changed its name to Babcock & Wilcox Nuclear Energy, Inc. April 29, 2010

The Babcock & Wilcox Company changed its name to Babcock & Wilcox Power Generation Group, Inc. November 20, 2007

Babcock & Wilcox Modular Nuclear Energy LLC merged into Babcock & Wilcox Nuclear Energy, Inc. June 30, 2011


Monday, May 21, 2012 Prepared by AMSaus		Page 16 of 31

The Babcock & Wilcox Company Active U.S. Patents and Applications

CASE NO

SubCase

STATUS

FILE DATE

APP NO

PUB DATE

PUB NO

ISSUE DATE

PAT NO

OWNER

7111

RETRACTABLE LIQUOR GUN FOR A RECOVERY FURNACE

Granted

26-May-2005

11/138044

01-Dec-2005

050263108

13-Jan-2009

7475645

Diamond Power International, Inc.

7112

DETONATION / DEFLAGRATION SOOTBLOWER

Granted

14-Jun-2005

11/152577

12-Jan-2006

060005786

22-Apr-2008

7360508

Diamond Power International, Inc.

7113

ABSORBER TOWER METAL HOOD TO CONCRETE SHELL ATTACHMENT

Granted

10-Feb-2005

11/055760

24-Aug-2006

06-0185320

04-May-2010

7707782

The Babcock & Wilcox Company

7117

BOILER WALL BOX COOLING SYSTEM

Granted

24-Jun-2004

10/876132

09-Aug-2005

6925969

Diamond Power International, Inc.

7118

TUNNELED MULTI-BLADE SWIRLER FOR LIQUID FUEL ATOMIZATION

Granted

08-Jun-2005

11/100731

14-Dec-2006

06-0281036

06-May-2008

7367798

Babcock & Wilcox Power Generation Group, Inc.

7122

HEAT EXCHANGER FRAMEWORK

Granted

17-Jul-2006

11/487624

31-Jan-2008

20080022949

16-Dec-2008

7464671

Babcock & Wilcox Power Generation Group, Inc.

7124

PASSIVE MIXING DEVICE FOR STAGED COMBUSTION OF GASEOUS BOILER FUELS

Granted

11-Jul-2007

11/775919

15-Jan-2009

20090017402

24-Feb-2009

7493876

The Babcock & Wilcox Company

7126

STEAM/WATER CONICAL CYCLONE SEPARATOR

Granted

05-Jul-2007

11/753335

08-Jan-2009

09-0010721

29-Dec-2009

7637699

The Babcock & Wilcox Company

7128

LOW NOx CYCLONE FURNACE STEAM GENERATOR

Granted

25-Jan-2008

11/720506

05-Jun-2008

20080127869

19-Apr-2011

7926432

The Babcock & Wilcox Company

7136

ENHANCEMENT OF CONVENTIONAL SCR AND SNCR PROCESSES WITH AMMONIA DESTRUCTION CATALYST

Granted

07-Apr-2008

12/098623

08-Oct-2009

20090252665

08-Mar-2011

7901647

Babcock & Wilcox Power Generation Group, Inc.

7144

STEAM GENERATOR TO CONTAIN AND COOL SYNTHESIS GAS

Granted

27-Jul-2005

11/191183

17-Jan-2008

20080011247

26-Apr-2011

7931710

The Babcock & Wilcox Company

7145

RECOVERY BOILER COMBUSTION AIR SYSTEM WITH INTERMEDIATE AIR PORTS VERTICALLY ALIGNED WITH MULTIPLE LEVELS OF TERTIARY AIR PORTS

Published

30-Mar-2007

11/694125

02-Oct-2008

20080236459

The Babcock & Wilcox Company

7146

LARGE DIAMETER MID-ZONE AIR SEPARATION CONE FOR EXPANDING IRZ

Granted

01-Jun-2006

11/444779

06-Dec-2007

20070281265

14-Feb-2012

8113824

Babcock & Wilcox Power Generation Group, Inc.

*	McDermott Technology Inc. changed its name to Babcock & Wilcox Technology, Inc. April 20, 2010

Babcock & Wilcox Nuclear Power Generation Group, changed its name to Babcock & Wilcox Nuclear Energy, Inc. April 29, 2010

The Babcock & Wilcox Company changed its name to Babcock & Wilcox Power Generation Group, Inc. November 20, 2007

Babcock & Wilcox Modular Nuclear Energy LLC merged into Babcock & Wilcox Nuclear Energy, Inc. June 30, 2011


Monday, May 21, 2012 Prepared by AMSaus		Page 17 of 31

The Babcock & Wilcox Company Active U.S. Patents and Applications

CASE NO

SubCase

STATUS

FILE DATE

APP NO

PUB DATE

PUB NO

ISSUE DATE

PAT NO

OWNER

7148

CIRCULATION SYSTEM FOR SLIDING PRESSURE STEAM GENERATOR

Granted

07-Jun-2006

11/448648

13-Dec-2007

07-0283906

15-Sep-2009

7587996

The Babcock & Wilcox Company

7149

LINK TYPE SEISMIC TIE FOR BOILERS

Granted

03-May-2007

11/743722

06-Nov-2008

08-0271686

25-May-2010

7721680

Babcock & Wilcox Power Generation Group, Inc.

7150

ASSEMBLY FOR ASH SEPARATION FROM FLUE GAS

Granted

27-Feb-2007

11/711509

28-Aug-2008

08-0202077

10-Nov-2009

7615086

Babcock & Wilcox Power Generation Group, Inc.

7155

RADIANT SYNGAS COOLER

Granted

26-Oct-2006

11/588045

31-May-2007

070119577

15-Sep-2009

7587995

The Babcock & Wilcox Company

7159

HYBRID WET ELECTROSTATIC PRECIPITATOR (HWESP)

Granted

27-Mar-2008

12/056417

01-Oct-2009

20090241781

15-Dec-2009

7632341

Babcock & Wilcox Power Generation Group, Inc.

7160

APPARATUS FOR CLEANING A SMELT SPOUT OF A COMBUSTION DEVICE (BLADERUNNER)

Granted

24-May-2006

11/439674

29-Nov-2007

20070272130

15-Jun-2010

7735435

Diamond Power International, Inc.

7164

Process for controlling the moisture concentration of a combustion flue gas

Granted

11-Apr-2007

11/733942

18-Oct-2007

0243119

08-Sep-2009

7585476

The Babcock & Wilcox Company

7166

INTEGRATED FLUIDIZED BED ASH COOLER

Granted

19-Apr-2006

11/406765

13-Dec-2007

20070283902

16-Dec-2008

7464669

Babcock & Wilcox Power Generation Group, Inc.

7170

COMBUSTION SYSTEM AND PROCESS

Published

15-Nov-2007

11/940575

02-Apr-2009

20090084294

Babcock & Wilcox Power Generation Group, Inc.

7171

END SUPPORT CONFIGURATION FOR STEAM TUBES OF A SUPERHEATER OR REHEATER

Granted

26-Apr-2007

11/740340

30-Oct-2008

080264358

14-Jul-2009

7559294

Babcock & Wilcox Power Generation Group, Inc.

7174

SELF SUPPORTING REINFORCED HEADER PIPE

Granted

15-Mar-2007

11/686437

27-Sep-2007

07-0221279

08-Jun-2010

7730908

Babcock & Wilcox Power Generation Group, Inc.

7180

MULTIPLE PASS ECONOMIZER AND METHOD FOR SCR TEMPERATURE CONTROL

Granted

09-May-2006

11/430761

15-Nov-2007

07-0261646

25-Aug-2009

7578265

The Babcock & Wilcox Company

Granted

03-Oct-2006

11/542413

15-Nov-2007

07-0261647

29-Dec-2009

7637233

The Babcock & Wilcox Company

7181

METHOD OF MANUFACTURING A TUBULAR STRUCTURE

Granted

17-May-2007

11/749967

05-Jun-2008

20080128580

15-Nov-2011

8056229

Babcock & Wilcox Canada Ltd.

Babcock & Wilcox Power Generation Group, Inc.

*	McDermott Technology Inc. changed its name to Babcock & Wilcox Technology, Inc. April 20, 2010

Babcock & Wilcox Nuclear Power Generation Group, changed its name to Babcock & Wilcox Nuclear Energy, Inc. April 29, 2010

The Babcock & Wilcox Company changed its name to Babcock & Wilcox Power Generation Group, Inc. November 20, 2007

Babcock & Wilcox Modular Nuclear Energy LLC merged into Babcock & Wilcox Nuclear Energy, Inc. June 30, 2011


Monday, May 21, 2012 Prepared by AMSaus		Page 18 of 31

The Babcock & Wilcox Company Active U.S. Patents and Applications

CASE NO

SubCase

STATUS

FILE DATE

APP NO

PUB DATE

PUB NO

ISSUE DATE

PAT NO

OWNER

7190

STEPPED DOWN GAS MIXING DEVICE

Published

03-Feb-2010

12/699407

04-Aug-2011

20110188338

Babcock & Wilcox Power Generation Group, Inc.

7191

COMPACT RADIAL PLATEN ARRANGEMENT FOR RADIANT SYNGAS COOLER

Published

15-Aug-2007

11/839285

21-Feb-2008

20080041572

The Babcock & Wilcox Company

7193

SYNGAS COOLER CLEANING DEVICE

Published

14-Aug-2007

11/838580

21-Feb-2008

20080041322

The Babcock & Wilcox Company

7194

SEALING ARRANGEMENT WITH A SEGMENTED SEAL AND PRESSURE RELIEF

Granted

15-Aug-2007

11/839357

21-Feb-2008

20080042373

20-Mar-2012

8136544

Babcock & Wilcox Power Generation Group, Inc.

7195

CATALYST PARTICULATE DIVERTER

Granted

07-Sep-2007

11/851443

12-Mar-2009

20090065414

30-Nov-2010

7842251

Babcock & Wilcox Power Generation Group, Inc.

7200

EXTENDED WATER LEVEL RANGE STEAM / WATER CONICAL CYCLONE SEPARATOR

Granted

19-Sep-2007

11/857898

20-Mar-2008

20080069646

30-Nov-2010

7842113

Babcock & Wilcox Power Generation Group, Inc.

7206

RAPPER ALIGNMENT PLUG

Published

27-Jun-2007

11/768941

01-Jan-2009

20090000770

The Babcock & Wilcox Company

7207

SPRAY DRYER ABSORBER AND RELATED PROCESSES

Published

13-Sep-2007

11/854795

19-Mar-2009

20090074642

The Babcock & Wilcox Company

7212

CONTOURED FLAT STUD AND STUD ARRANGEMENT FOR CYCLONE SLAG TAPS

Published

18-Jul-2008

12/175524

21-Jan-2010

20100012005

Babcock & Wilcox Power Generation Group, Inc.

7214

IN-SITU REGENERATION OF A CATALYST MASKED BY CALCIUM SULFATE

Granted

26-Mar-2008

12/055439

01-Oct-2009

20090247392

01-Nov-2011

8048818

Babcock & Wilcox Power Generation Group, Inc.

7219

A LOW-TEMPERATURE, MOVING BED CATALYTIC REACTOR FOR CONTROL OF NOX EMISSIONS FROM COAL COMBUSTION

Granted

18-Jul-2008

12/175540

05-Feb-2009

20090035200

17-Aug-2010

7776293

Babcock & Wilcox Power Generation Group, Inc.

7223

SEGREGATED IN-SITU FORCED OXIDATION WET FLUE GAS DESULFURIZATION FOR OXYGEN-FIRED FOSSIL FUEL COMBUSTION

Published

12-Oct-2009

12/577456

14-Apr-2011

20110083592

Babcock & Wilcox Power Generation Group, Inc.

7224

SYSTEM AND METHOD FOR MINIMIZING NITROGEN OXIDE (NOx) EMISSIONS IN CYCLONE COMBUSTORS

Published

29-May-2008

12/129052

08-Jan-2009

20090007827

Babcock & Wilcox Power Generation Group, Inc.

American Air Liquide, Inc.

*	McDermott Technology Inc. changed its name to Babcock & Wilcox Technology, Inc. April 20, 2010

Babcock & Wilcox Nuclear Power Generation Group, changed its name to Babcock & Wilcox Nuclear Energy, Inc. April 29, 2010

The Babcock & Wilcox Company changed its name to Babcock & Wilcox Power Generation Group, Inc. November 20, 2007

Babcock & Wilcox Modular Nuclear Energy LLC merged into Babcock & Wilcox Nuclear Energy, Inc. June 30, 2011


Monday, May 21, 2012 Prepared by AMSaus		Page 19 of 31

The Babcock & Wilcox Company Active U.S. Patents and Applications

CASE NO

SubCase

STATUS

FILE DATE

APP NO

PUB DATE

PUB NO

ISSUE DATE

PAT NO

OWNER

7227

METHOD AND APPARATUS FOR PREPARING PULVERIZED COAL USED TO PRODUCE SYNTHESIS GAS

Granted

01-Apr-2008

12/060459

09-Oct-2008

20080245076

23-Aug-2011

8001788

Babcock & Wilcox Power Generation Group, Inc.

7228

STEAM GENERATOR ARRANGEMENT

Granted

11-Apr-2008

12/101513

16-Oct-2008

20080251037

25-Oct-2011

8042497

Babcock & Wilcox Power Generation Group, Inc.

7230

COIN RETRIEVAL FROM REFUSE

Published

06-Aug-2007

11/834247

12-Feb-2009

20090038996

The Babcock & Wilcox Company

7231

TRI-SECTOR REGENERATIVE OXIDANT PREHEATER FOR OXY-FIRED PULVERIZED COAL COMBUSTION

Published

08-Jul-2008

12/169168

15-Jan-2009

20090013941

Babcock & Wilcox Power Generation Group, Inc.

7234

CARBON OXIDE AND/OR SULFUR OXIDE CAPTURE IN A LIQUID ENVIRONMENT

Published

13-Oct-2009

12/577806

29-Apr-2010

20100104492

Babcock & Wilcox Power Generation Group, Inc.

7235

RETRACTABLE ARTICULATING ROBOTIC SOOTBLOWER

Granted

26-Feb-2009

12/393441

26-Aug-2010

20100212608 A1

15-May-2012

8176883

Diamond Power International, Inc.

7237

METHOD OF FORMING, INSERTING, AND PERMANENTLY BONDING RIBS IN BOILER TUBES

Published

06-Jun-2008

12/134295

10-Dec-2009

20090301159

Babcock & Wilcox Power Generation Group, Inc.

7238

BLACK PLANT STEAM FURNACE INJECTION

Granted

17-Jul-2008

12/175102

29-Jan-2009

20090025658

01-Nov-2011

8047162

Babcock & Wilcox Power Generation Group, Inc.

7245

SOOTBLOWER ISOLATION WALL BOX

Published

17-Sep-2009

12/561488

17-Mar-2011

20110061611

Babcock & Wilcox Power Generation Group, Inc.

Diamond Power International, Inc.

7247

HEAT EXCHANGER

Published

14-Jan-2009

12/353716

16-Jul-2009

20090178779

Babcock & Wilcox Power Generation Group, Inc.

7249

ENHANCED STEAM CYCLE UTILIZING A DUAL PRESSURE RECOVERY BOILER WITH REHEAT

Published

26-Mar-2008

12/055832

01-Oct-2009

20090241860

Babcock & Wilcox Power Generation Group, Inc.

7256

OXY-COMBUSTION COAL FIRED BOILER AND METHOD OF TRANSITIONED BETWEEN AIR AND OXYGEN FIRING

Published

13-Apr-2009

12/422685

15-Oct-2009

20090255450

Babcock & Wilcox Power Generation Group, Inc.

7257

ERECTION METHOD FOR SOLAR RECEIVER & SUPPORT TOWER

Published

04-May-2009

12/435062

12-Nov-2009

20090276993

Babcock & Wilcox Power Generation Group, Inc.

*	McDermott Technology Inc. changed its name to Babcock & Wilcox Technology, Inc. April 20, 2010

Babcock & Wilcox Nuclear Power Generation Group, changed its name to Babcock & Wilcox Nuclear Energy, Inc. April 29, 2010

The Babcock & Wilcox Company changed its name to Babcock & Wilcox Power Generation Group, Inc. November 20, 2007

Babcock & Wilcox Modular Nuclear Energy LLC merged into Babcock & Wilcox Nuclear Energy, Inc. June 30, 2011


Monday, May 21, 2012 Prepared by AMSaus		Page 20 of 31

The Babcock & Wilcox Company Active U.S. Patents and Applications

CASE NO

SubCase

STATUS

FILE DATE

APP NO

PUB DATE

PUB NO

ISSUE DATE

PAT NO

OWNER

7261

WET SCRUBBER TRAY

Published

13-Jun-2009

12/484187

17-Dec-2009

20090309245

Babcock & Wilcox Power Generation Group, Inc.

7265

ACCESS DOOR WITH INSIDE LATCH RELEASE

Granted

22-Jan-2009

12/357743

22-Jul-2010

20100181781

20-Mar-2012

8136851

Babcock & Wilcox Power Generation Group, Inc.

7266

SHOP-ASSEMBLED SOLAR RECEIVER HEAT EXCHANGER

Published

23-Oct-2009

12/605241

29-Apr-2010

20100101564 A1

Babcock & Wilcox Power Generation Group, Inc.

7268

BLADED BULLET COAL DIFFUSER WITH COAL LINE BALANCING DEVICE

Published

09-Nov-2009

12/614480

20-May-2010

20100123027

Babcock & Wilcox Power Generation Group, Inc.

7281

IN-BED SOLIDS CONTROL VALVE

Published

30-Sep-2009

12/570823

31-Mar-2011

20110073049

Babcock & Wilcox Power Generation Group, Inc.

7283

PRIMARY OXIDANT FEED TO OXY-FIRED CIRCULATING FLUIDIZED BED (CFB)

Published

30-Sep-2009

12/571187

31-Mar-2011

20110073022

Babcock & Wilcox Power Generation Group, Inc.

7284

CIRCULATING FLUIDIZED BED (CFB) WITH IN-FURNACE SECONDARY AIR NOZZLES

Published

30-Sep-2009

12/571279

31-Mar-2011

20110073050 A1

Babcock & Wilcox Power Generation Group, Inc.

7287

SYSTEM AND METHOD FOR SOFTENING WATER FOR USE IN A SCRUBBER

Published

19-Jan-2010

12/689313

26-Aug-2010

20100212497

Babcock & Wilcox Power Generation Group, Inc.

7288

SYSTEM AND METHOD FOR PROTECTION OF SCR CATALYST AND CONTROL OF MULTIPLE EMISSIONS

Published

21-Jan-2010

12/691527

28-Oct-2010

20100273643

Babcock & Wilcox Power Generation Group, Inc.

7289

INTEGRATED SPLIT STREAM WATERCOIL AIRHEATER & ECONOMIZER (IWE)

Published

19-Oct-2009

12/581637

16-Sep-2010

20100229805

Babcock & Wilcox Power Generation Group, Inc.

7290

OXY-FUEL COMBUSTION OXIDANT HEATER INTERNAL ARRANGEMENT

Pending

25-Feb-2010

12/712268

Babcock & Wilcox Power Generation Group, Inc.

7294

BIOMASS CENTER AIREJET(R) BURNER

Published

26-Apr-2010

12/766991

04-Nov-2010

20100275824

Babcock & Wilcox Power Generation Group, Inc.

7295

SOOTBLOWER WITH PROGRESSIVE CLEANING ARC

Granted

18-Dec-2009

12/642210

11-Jan-2011

7865996

Diamond Power International, Inc.

*	McDermott Technology Inc. changed its name to Babcock & Wilcox Technology, Inc. April 20, 2010

Babcock & Wilcox Nuclear Power Generation Group, changed its name to Babcock & Wilcox Nuclear Energy, Inc. April 29, 2010

The Babcock & Wilcox Company changed its name to Babcock & Wilcox Power Generation Group, Inc. November 20, 2007

Babcock & Wilcox Modular Nuclear Energy LLC merged into Babcock & Wilcox Nuclear Energy, Inc. June 30, 2011


Monday, May 21, 2012 Prepared by AMSaus		Page 21 of 31

The Babcock & Wilcox Company Active U.S. Patents and Applications

CASE NO

SubCase

STATUS

FILE DATE

APP NO

PUB DATE

PUB NO

ISSUE DATE

PAT NO

OWNER

7299

SYSTEM FOR CONTROLLING COAL FLOW IN A COAL PULVERIZER

Granted

22-Jun-2010

12/820481

23-Dec-2010

20100320298

20-Mar-2012

8136746

Babcock & Wilcox Power Generation Group, Inc.

7302

SYSTEM AND METHOD FOR PROTECTION OF SCR CATALYST

Published

25-Aug-2009

12/547040

03-Mar-2011

20110048234

Babcock & Wilcox Power Generation Group, Inc.

7303

REDOX METHOD FOR CAPTURE OF TOTAL GASEOUS MERCURY BY WET FGD

Granted

15-Jul-2010

12/837131

20-Jan-2011

20110014104

10-Jan-2012

8092766

Babcock & Wilcox Power Generation Group, Inc.

7304

WEAR-RESISTANT VALVE FOR TRANSPORTING PARTICULATE MATTER AND METHOD OF MAKING

Published

27-Apr-2010

12/768133

27-Oct-2011

US201102592 51

Diamond Power International, Inc.

7312

EMERGENCY CORE COOLING SYSTEMS FOR PRESSURIZED WATER REACTOR

Pending

23-Mar-2011

13/069657

Babcock & Wilcox Nuclear Energy, Inc.

7313

CHEMICAL COMPOUNDS FOR THE REMOVAL OF CARBON DIOXIDE FROM GASES

Published

22-Mar-2011

13/069204

29-Sep-2011

20110232490

Babcock & Wilcox Power Generation Group, Inc.

7319

HYBRID WATER TREATMENT FOR HIGH TEMPERATURE STEAM GENERATORS

Published

17-Mar-2010

12/725777

22-Sep-2011

20110229371

Babcock & Wilcox Power Generation Group, Inc.

7322

INTEGRATED FLUE GAS DEHUMIDIFICATION AND WET COOLING TOWER SYSTEM

Granted

06-Jul-2010

12/830850

09-Aug-2011

7993615

Babcock & Wilcox Power Generation Group, Inc.

7325

COMPACT NUCLEAR REACTOR

Published

25-Oct-2010

12/911572

29-Mar-2012

20120076254

Babcock & Wilcox Nuclear Energy, Inc.

7326

COMPACT NUCLEAR REACTOR WITH INTEGRAL STEAM GENERATOR

Pending

27-Sep-2010

12/891317

Babcock & Wilcox Nuclear Energy, Inc.

Babcock & Wilcox Canada Ltd.

7327

INTEGRAL HELICAL COIL PRESSURIZED WATER NUCLEAR REACTOR

Published

08-Jun-2010

12/796626

16-Dec-2010

20100316181 A1

Babcock & Wilcox Nuclear Energy, Inc.

7332

VARIABLE INDUCTANCE CURRENT LIMITING REACTOR CONTROL SYSTEM FOR ELECTROSTATIC PRECIPITATOR

Granted

22-Nov-1994

08/338631

06-Jan-1998

5705923

Babcock & Wilcox Power Generation Group, Inc.

7333

COLLECTOR PLATE FOR ELECTROSTATIC PRECIPITATOR

Granted

28-Sep-1995

08/530300

09-Sep-1997

5665147

Babcock & Wilcox Power Generation Group, Inc.

*	McDermott Technology Inc. changed its name to Babcock & Wilcox Technology, Inc. April 20, 2010

Babcock & Wilcox Nuclear Power Generation Group, changed its name to Babcock & Wilcox Nuclear Energy, Inc. April 29, 2010

The Babcock & Wilcox Company changed its name to Babcock & Wilcox Power Generation Group, Inc. November 20, 2007

Babcock & Wilcox Modular Nuclear Energy LLC merged into Babcock & Wilcox Nuclear Energy, Inc. June 30, 2011


Monday, May 21, 2012 Prepared by AMSaus		Page 22 of 31

The Babcock & Wilcox Company Active U.S. Patents and Applications

CASE NO

SubCase

STATUS

FILE DATE

APP NO

PUB DATE

PUB NO

ISSUE DATE

PAT NO

OWNER

7334

METHOD FOR CONTROLLING AN EVAPORATIVE GAS CONDITIONING SYSTEM

Granted

10-Oct-1997

08/948912

14-Sep-1999

5950441

Babcock & Wilcox Power Generation Group, Inc.

Granted

17-Sep-1998

09/156789

06-Apr-1999

5890369

Babcock & Wilcox Power Generation Group, Inc.

7335

METHOD AND SYSTEM FOR IMPROVED RAPPER CONTROL

Granted

06-Jul-2001

09/900082

16-Jan-2003

20030010203

01-Apr-2003

6540812

Babcock & Wilcox Power Generation Group, Inc.

7336

AN APPARATUS AND METHOD FOR FILTERING VOLTAGE FOR AN ELECTROSTATIC PRECIPATOR

Granted

19-Mar-2002

10/063099

26-Aug-2003

6611440

Babcock & Wilcox Power Generation Group, Inc.

7338

SYSTEM AND METHOD FOR APPLYING PARTIAL DISCHARGE ANALYSIS FOR ELECTROSTATIC PRECIPITATOR

Granted

29-Dec-2005

11/321832

05-Jul-2007

20070151446

18-Nov-2008

7452403

Babcock & Wilcox Power Generation Group, Inc.

7339

AN ELECTROSTATIC PRECIPITATOR HAVING A SPARK CURRENT LIMITING RESISTORS AND METHOD FOR LIMITING SPARKING

Granted

27-Feb-2007

11/679513

28-Aug-2008

20080202331

27-Apr-2010

7704302

Babcock & Wilcox Power Generation Group, Inc.

Granted

15-Apr-2010

12/760820

13-Jan-2011

20110005388

30-Aug-2011

8007566

Babcock & Wilcox Power Generation Group, Inc.

7341

DISCHARGE ELECTRODE AND METHOD FOR ENHANCEMENT OF AN ELECTROSTATIC PRECIPITATOR

Published

19-Dec-2008

12/339332

04-Jun-2009

20090139406

Babcock & Wilcox Power Generation Group, Inc.

7343

SYSTEM AND METHOD FOR LOCATING SPARKS IN ELECTROSTATIC PRECIPITATORS

Published

12-Nov-2008

12/269104

13-May-2010

20100116127

Babcock & Wilcox Power Generation Group, Inc.

7346

METHOD AND SYSTEM TO FACILITATE IMPROVING ELECTROSTATIC PRECIPITATOR PERFORMANCE

Granted

14-Jun-2007

11/763195

18-Dec-2008

20080307974 A1

02-Feb-2010

7655068

Babcock & Wilcox Power Generation Group, Inc.

7348

APPARATUS AND ARRANGEMENT FOR HOUSING VOLTAGE CONDITIONING AND FILTERING CIRCUITRY COMPONENTS FOR AN ELECTROSTATIC PRECIPITATOR

Granted

20-Aug-2009

12/544608

24-Feb-2011

20110043999

16-Aug-2011

8000102

Babcock & Wilcox Power Generation Group, Inc.

7353

SYSTEMS AND METHODS FOR MONITORING A RAPPING PROCESS

Published

03-Sep-2008

12/203713

04-Mar-2010

20100057269

Babcock & Wilcox Power Generation Group, Inc.

7355

COLLECTING PLATE CLEANING USING A RESONANT FREQUENCY WAVE APPLICATION

Published

17-Dec-2009

12/640253

23-Jun-2011

20110146486

Babcock & Wilcox Power Generation Group, Inc.

*	McDermott Technology Inc. changed its name to Babcock & Wilcox Technology, Inc. April 20, 2010

Babcock & Wilcox Nuclear Power Generation Group, changed its name to Babcock & Wilcox Nuclear Energy, Inc. April 29, 2010

The Babcock & Wilcox Company changed its name to Babcock & Wilcox Power Generation Group, Inc. November 20, 2007

Babcock & Wilcox Modular Nuclear Energy LLC merged into Babcock & Wilcox Nuclear Energy, Inc. June 30, 2011


Monday, May 21, 2012 Prepared by AMSaus		Page 23 of 31

The Babcock & Wilcox Company Active U.S. Patents and Applications

CASE NO

SubCase

STATUS

FILE DATE

APP NO

PUB DATE

PUB NO

ISSUE DATE

PAT NO

OWNER

7361

PNEUMATIC FLOW DELIVERY OF WATER TO HUMIDIFICATION PERMEATION TUBE OR VAPORIZER FOR ELEMENTAL Hg GAS

Published

29-Jun-2007

11/824089

01-Jan-2009

20090000349

Babcock & Wilcox Power Generation Group, Inc.

7365

APPARATUS FOR USE IN SAMPLE MONITORING

Granted

08-Aug-2008

12/188672

11-Feb-2010

20100031729 A1

20-Sep-2011

8020457

Babcock & Wilcox Power Generation Group, Inc.

7367

CALIBRATION SYSTEM AND METHOD OF USING MID-IR LASER MEASURE AND MONITOR EXHAUST POLLUTANT

Published

09-Dec-2009

12/633862

09-Jun-2011

20110132063

Babcock & Wilcox Power Generation Group, Inc.

7368

SYSTEMS AND METHODS FOR ACCESSING DATA FROM A DATABASE

Published

25-Jun-2009

12/491324

30-Dec-2010

20100332469

Babcock & Wilcox Power Generation Group, Inc.

7371

SYSTEM AND METHOD FOR STABILIZING A SENSOR

Published

20-Jan-2010

12/690744

21-Jul-2011

20110174053

Babcock & Wilcox Power Generation Group, Inc.

7372

CLEANING SYSTEM AND METHOD FOR CONTINUOUS EMISSIONS MONITORING EQUIPMENT

Granted

02-Oct-2006

11/541970

03-Apr-2008

20080078260

21-Jul-2009

7562556

Babcock & Wilcox Power Generation Group, Inc.

7373

SYSTEM, METHODS AND COMPUTER PROGRAM FOR CONTINUOUS EMISSIONS MONITORING ON-LINE (NetDAHS)

Granted

12-May-2004

10/709543

01-Dec-2005

20050267642

20-Feb-2007

7181320

Babcock & Wilcox Power Generation Group, Inc.

7376

SYSTEM AND METHOD FOR PROTECTION OF SCR CATALYST AND CONTROL OF MULTIPLE EMISSIONS

Published

21-Oct-2010

12/909753

26-Apr-2012

20120100052

Babcock & Wilcox Power Generation Group, Inc.

7377

CATALYSTS POSSESSIGN AN IMPROVED RESISTANCE TO POISONING

Pending

25-Jul-2011

13/190105

Babcock & Wilcox Power Generation Group, Inc.

Pending

30-May-2011

61/491292

Babcock & Wilcox Power Generation Group, Inc.

7382

INTEGRATED FLUE GAS DEHUMIDIFICATION AND WET COOLING TOWER SYSTEM

Published

08-Jul-2011

13/178576

23-Feb-2012

20120042779

Babcock & Wilcox Power Generation Group, Inc.

7386

TERMINAL ELEMENTS FOR COUPLING CONNECTING RODS AND CONTROL RODS IN CONTROL ROD ASSEMBLIES FOR A NUCLEAR REACTOR

Published

24-Aug-2010

12/862124

01-Mar-2012

20120051482

Babcock & Wilcox Nuclear Energy, Inc.

*	McDermott Technology Inc. changed its name to Babcock & Wilcox Technology, Inc. April 20, 2010

Babcock & Wilcox Nuclear Power Generation Group, changed its name to Babcock & Wilcox Nuclear Energy, Inc. April 29, 2010

The Babcock & Wilcox Company changed its name to Babcock & Wilcox Power Generation Group, Inc. November 20, 2007

Babcock & Wilcox Modular Nuclear Energy LLC merged into Babcock & Wilcox Nuclear Energy, Inc. June 30, 2011


Monday, May 21, 2012 Prepared by AMSaus		Page 24 of 31

The Babcock & Wilcox Company Active U.S. Patents and Applications

CASE NO

SubCase

STATUS

FILE DATE

APP NO

PUB DATE

PUB NO

ISSUE DATE

PAT NO

OWNER

7387

SUPPORT STRUCTURE FOR A CONTROL ROD ASSEMBLY OF A NUCLEAR REACTOR

Published

21-Oct-2010

12/909252

26-Apr-2012

20120099691

Babcock & Wilcox Nuclear Energy, Inc.

7388

CONTROL ROD/CONTROL ROD DRIVE MECHANISM COUPLINGS

Pending

07-Oct-2010

12/899739

Babcock & Wilcox Nuclear Energy, Inc.

Babcock & Wilcox Nuclear Operations Group, Inc.

7389

SHAFT-TO-ROLLER ATTACHMENT FOR CLINKER GRINDER ROLLER

Pending

18-Oct-2011

13/275826

Diamond Power International, Inc.

7390

CONTROL SYSTEM AND METHOD FOR PRESSURIZED WATER REACTOR (PWR) AND PWR SYSTEMS INCLUDING SAME

Pending

16-Dec-2010

12/970067

Babcock & Wilcox Nuclear Energy, Inc.

7392

NUCLEAR REACTOR REFUELING METHODS AND APPARATUSES

Pending

19-Aug-2011

13/213389

Babcock & Wilcox Nuclear Energy, Inc.

7397

CONTROL ROD WITH OUTER HAFNIUM SKIN

Pending

12-Dec-2011

13/316826

Babcock & Wilcox Nuclear Energy, Inc.

7398

EXTERNAL HEAT EXCHANGERS FOR DECAY HEAT REMOVAL

Pending

15-Apr-2012

61/624326

Babcock & Wilcox Nuclear Energy, Inc.

7399

STEAM CYCLE EFFICIENCY IMPROVEMENT WITH PRE-ECONOMIZER

Published

25-Aug-2011

13/217833

01-Mar-2012

20120048215

Babcock & Wilcox Power Generation Group, Inc.

7405

SOLAR RECEIVER WITH TWO SIDED HEAT ABSORPTION PANEL

Pending

16-Nov-2011

61/560512

Babcock & Wilcox Power Generation Group, Inc.

7406

SOLAR RECEIVER WITH TWO-SIDED HEAT ABSORPTION PANEL

Pending

16-Nov-2011

61/560527

Babcock & Wilcox Power Generation Group, Inc.

7409

HIGH EFFICIENCY SOLAR RECEIVER

Pending

16-Nov-2011

61/560631

Babcock & Wilcox Power Generation Group, Inc.

7413

INTEGRATED EMERGENCY CORE COOLING CONDENSER FOR PRESSURIZED WATER REACTOR

Pending

15-Jun-2011

13/161078

Babcock & Wilcox Nuclear Energy, Inc.

7414

COMPACT INTEGRAL PRESSURIZED WATER NUCLAR REACTOR

Pending

13-Apr-2011

13/085527

Babcock & Wilcox Nuclear Energy, Inc.

*	McDermott Technology Inc. changed its name to Babcock & Wilcox Technology, Inc. April 20, 2010

Babcock & Wilcox Nuclear Power Generation Group, changed its name to Babcock & Wilcox Nuclear Energy, Inc. April 29, 2010

The Babcock & Wilcox Company changed its name to Babcock & Wilcox Power Generation Group, Inc. November 20, 2007

Babcock & Wilcox Modular Nuclear Energy LLC merged into Babcock & Wilcox Nuclear Energy, Inc. June 30, 2011


Monday, May 21, 2012 Prepared by AMSaus		Page 25 of 31

The Babcock & Wilcox Company Active U.S. Patents and Applications

CASE NO

SubCase

STATUS

FILE DATE

APP NO

PUB DATE

PUB NO

ISSUE DATE

PAT NO

OWNER

7416

PRESSURIZER BAFFLE PLATE AND PRESSURIZED WATER REACTOR (PWR) EMPLOYING SAME

Pending

16-May-2011

13/108734

Babcock & Wilcox Nuclear Energy, Inc.

Babcock & Wilcox Canada Ltd.

7418

PRESSURIZED WATER REACTOR WITH UPPER VESSEL SECTION PROVIDING BOTH PRESSURE AND FLOW CONTROL

Pending

17-May-2011

13/109120

Babcock & Wilcox Nuclear Energy, Inc.

7419

PLANT LAYOUT

Pending

06-Feb-2012

13/366909

Babcock & Wilcox Nuclear Energy, Inc.

Pending

28-Jul-2011

61/512644

Babcock & Wilcox Nuclear Energy, Inc.

7420DES

REACTOR VESSEL

Pending

07-Mar-2011

29/386966

Babcock & Wilcox Nuclear Energy, Inc.

7421DES

REACTOR VESSEL

Pending

15-Apr-2011

29/389704

Babcock & Wilcox Nuclear Energy, Inc.

7422

PRESSURIZED WATER REACTOR WITH REACTOR COOLANT PUMPS OPERATING IN THE DOWNCOMER ANNULUS

Pending

28-Jul-2011

13/192735

Babcock & Wilcox Nuclear Energy, Inc.

7426

SOLAR RECEIVER WITH FREEZE/SOLIDIFICATION PROTECTION SYSTEM

Pending

16-Nov-2011

61/560538

Babcock & Wilcox Power Generation Group, Inc.

7430

SYSTEM AND METHOD FOR INCREASING THE SERVICE LIFE AND/OR CATALYTIC ACTIVITY OF AN SCR CATALYST AND CONTROL OF MULTIPLE EMISSIONS

Published

27-May-2011

13/117332

22-Sep-2011

20110229388

Babcock & Wilcox Power Generation Group, Inc.

7432

SPENT FUEL POOL WITH PASSIVE COOLING

Pending

13-Apr-2012

61/623934

Babcock & Wilcox Nuclear Energy, Inc.

7434

DRY SORBENT INJECTION DURING STEADY-STATE CONDITIONS IN DRY SCRUBBER

Pending

29-Sep-2011

61/540795

Babcock & Wilcox Power Generation Group, Inc.

7436

PRESSURIZED WATER REACTOR WITH REACTOR COLLANT PUMPS COMPRISING TURBO PUMPS DRIVEN BY EXTERNAL PUMPS

Pending

16-Apr-2012

61/624942

Babcock & Wilcox Nuclear Energy, Inc.

*	McDermott Technology Inc. changed its name to Babcock & Wilcox Technology, Inc. April 20, 2010

Babcock & Wilcox Nuclear Power Generation Group, changed its name to Babcock & Wilcox Nuclear Energy, Inc. April 29, 2010

The Babcock & Wilcox Company changed its name to Babcock & Wilcox Power Generation Group, Inc. November 20, 2007

Babcock & Wilcox Modular Nuclear Energy LLC merged into Babcock & Wilcox Nuclear Energy, Inc. June 30, 2011


Monday, May 21, 2012 Prepared by AMSaus		Page 26 of 31

The Babcock & Wilcox Company Active U.S. Patents and Applications

CASE NO

SubCase

STATUS

FILE DATE

APP NO

PUB DATE

PUB NO

ISSUE DATE

PAT NO

OWNER

7437

REACTOR COOLANT PUMP SYSTEM INCLUDING TURBO PUMPS POWER BY A MAINFOLD PLENUM CHAMBER

Pending

16-Apr-2012

61/624693

Babcock & Wilcox Nuclear Energy, Inc.

7438

REACTOR COOLANT PUMP SYSTEMS

Pending

16-Apr-2012

61/624453

Babcock & Wilcox Nuclear Energy, Inc.

7439

PRESSURIZED WATER REACTOR WITH REACTOR COLLANT PUMP SYSTEM INLCUDING JET PUMPS

Pending

16-Apr-2012

61/624445

Babcock & Wilcox Nuclear Energy, Inc.

7440

PRESSURIZED WATER REACTOR WITH COMPACT PASSIVE SAFETY SYSTEMS

Pending

25-Aug-2011

13/217941

Babcock & Wilcox Nuclear Energy, Inc.

7441

PRESSURIZED WATER REACTOR WITH INTERNAL REACTOR COOLANT PUMP SYSTEM

Pending

16-Apr-2012

61/624425

Babcock & Wilcox Nuclear Energy, Inc.

7443

PRESSURIZED WATER REACTOR WITH UPPER VESSEL SECTION PROVIDING BOTH PRESSURE AND FLOW CONTROL

Pending

26-Oct-2011

13/282217

Babcock & Wilcox Nuclear Energy, Inc.

7444

DUAL PATH PARALLEL SUPERHEATER (DPPS)

Pending

21-Jun-2011

61/499253

Babcock & Wilcox Power Generation Group, Inc.

7445

CONTROL ROD ASSEMBLY IMPACT LIMITER

Pending

13-Apr-2012

61/624034

Babcock & Wilcox Nuclear Energy, Inc.

7446

INTEGRAL PRESSURIZED WATER REACTOR WITH EXTERNAL STEAM DRUM

Pending

17-Jan-2012

13/351940

Babcock & Wilcox Nuclear Energy, Inc.

7447

CONTROL ROD DRIVE MECHANISM (CRDM) MOUNTING SYSTEM FOR PRESSURIZED WATER REACTORS

Pending

27-Feb-2012

13/405405

Babcock & Wilcox Nuclear Energy, Inc.

7450

SPACER GRID

Pending

02-Feb-2012

13/364769

Babcock & Wilcox Nuclear Energy, Inc.

7451

PRESSURIZED WATER REACTOR WITH SKIRTED LOWER END FITTING AND FILTER PLATE

Pending

15-Apr-2012

61/624325

Babcock & Wilcox Nuclear Energy, Inc.

7452

LOWER END FITTING LOCKNUT FOR NUCLEAR FUEL ASSEMBLY

Pending

16-Apr-2012

13/447655

Babcock & Wilcox Nuclear Energy, Inc.

*	McDermott Technology Inc. changed its name to Babcock & Wilcox Technology, Inc. April 20, 2010

Babcock & Wilcox Nuclear Power Generation Group, changed its name to Babcock & Wilcox Nuclear Energy, Inc. April 29, 2010

The Babcock & Wilcox Company changed its name to Babcock & Wilcox Power Generation Group, Inc. November 20, 2007

Babcock & Wilcox Modular Nuclear Energy LLC merged into Babcock & Wilcox Nuclear Energy, Inc. June 30, 2011


Monday, May 21, 2012 Prepared by AMSaus		Page 27 of 31

The Babcock & Wilcox Company Active U.S. Patents and Applications

CASE NO

SubCase

STATUS

FILE DATE

APP NO

PUB DATE

PUB NO

ISSUE DATE

PAT NO

OWNER

7453

EMERGENCY CORE COOLING SYSTEM (ECCS) FOR NUCLEAR REACTOR EMPLOYING CLOSED HEAT TRANSFER PATHWAYS

Pending

14-Dec-2011

13/325603

Babcock & Wilcox Nuclear Energy, Inc.

7454

SIDE-BY-SIDE LONG FLOW ECONOMIZER

Pending

01-Feb-2012

61/593556

Babcock & Wilcox Power Generation Group, Inc.

7455

SMALL MODULAR REACTOR FUEL ASSEMBLY

Pending

17-Apr-2012

61/625448

Babcock & Wilcox Nuclear Energy, Inc.

7456DES

REACTION VESSEL

Pending

21-Sep-2011

29/402102

Babcock & Wilcox Nuclear Energy, Inc.

7457

PRESSURIZED WATER REACTOR WITH UPPER PLENUM INCLUDING CROSS-FLOW BLOCKING WEIR

Pending

10-Nov-2011

13/293899

Babcock & Wilcox Nuclear Energy, Inc.

Babcock & Wilcox Canada Ltd.

7458

DRY SORBENT INJECTION DURING NON-STEADY STATE CONDITIONS IN DRY SCRUBBER

Pending

29-Sep-2011

61/540806

Babcock & Wilcox Power Generation Group, Inc.

7462

VARIABLE INDUCTANCE CURRENT LIMITING REACTOR

Granted

07-Dec-1994

08/350934

07-May-1996

5515262

Babcock & Wilcox Power Generation Group, Inc.

Hitran Corporation

7465

INTEGRAL PRESSUREIZED WATER REACTOR WITH COMPACT UPPER INTERNALS ASSEMBLY

Pending

17-Apr-2012

61/625491

Babcock & Wilcox Nuclear Energy, Inc.

7466

FEED-THROUGH FOR IN-CORE INSTRUMENTATION, CRDM INSTRUMENTATION, AND CRDM ELECTRICAL POWER

Pending

17-Apr-2012

61/625378

Babcock & Wilcox Nuclear Energy, Inc.

7467

ATTACHABLE LOWER END PLUG TEMPERATURE REDUCTION DEVICE

Pending

17-Apr-2012

61/625367

Babcock & Wilcox Nuclear Energy, Inc.

7468

CRDM DIVERT VALVE

Pending

17-Apr-2012

61/625212

Babcock & Wilcox Nuclear Energy, Inc.

7469

INTEGRAL VESSEL ISOLATION VALVE

Pending

17-Apr-2012

61/625226

Babcock & Wilcox Nuclear Energy, Inc.

7471

VALVE ASSEMBLY WITH ISOLATION VALVE VESSEL

Pending

17-Apr-2012

61/625326

Babcock & Wilcox Nuclear Energy, Inc.

*	McDermott Technology Inc. changed its name to Babcock & Wilcox Technology, Inc. April 20, 2010

Babcock & Wilcox Nuclear Power Generation Group, changed its name to Babcock & Wilcox Nuclear Energy, Inc. April 29, 2010

The Babcock & Wilcox Company changed its name to Babcock & Wilcox Power Generation Group, Inc. November 20, 2007

Babcock & Wilcox Modular Nuclear Energy LLC merged into Babcock & Wilcox Nuclear Energy, Inc. June 30, 2011


Monday, May 21, 2012 Prepared by AMSaus		Page 28 of 31

The Babcock & Wilcox Company Active U.S. Patents and Applications

CASE NO

SubCase

STATUS

FILE DATE

APP NO

PUB DATE

PUB NO

ISSUE DATE

PAT NO

OWNER

7472

RADIAL NEUTRON REFLECTOR

Pending

12-Apr-2012

61/623332

Babcock & Wilcox Nuclear Energy, Inc.

7473

SYSTEMS AND METHODS FOR PERFORMING INDUSTRIAL PROCESSES THAT GENERATE PYROPHORIC PARTICLES

Pending

05-Apr-2012

13/439934

Babcock & Wilcox Nuclear Energy, Inc.

7474

RESISTANCE WELDING OF AN END CAP FOR NUCLEAR FUEL RODS

Pending

17-Apr-2012

61/625410

Babcock & Wilcox Nuclear Energy, Inc.

7475

SPACER GRIDS

Pending

17-Apr-2012

61/625130

Babcock & Wilcox Nuclear Energy, Inc.

7476

LOWER END FITTING FOR NUCLEAR FUEL ASSEMBLY MADE FROM INTERSECTING METAL STRIPS

Pending

17-Apr-2012

61/625386

Babcock & Wilcox Nuclear Energy, Inc.

7477

IN-CORE INSTRUMENTATION CABLE ROUTING AND SUPPORT STRUCTURE FOR PRESSURIZED WATER REACTOR

Pending

17-Apr-2012

61/625387

Babcock & Wilcox Nuclear Energy, Inc.

7479

POWER DISTRIBUTION PLATE FOR POWERING INTERNAL CONTROL ROD DRIVE MECHANISM (CRDM) UNITS

Pending

17-Apr-2012

61/625200

Babcock & Wilcox Nuclear Energy, Inc.

7480

RISER CONE APPARATUS TO PROVIDE COMPLIANCE BETWEEN REACTOR COMPONENTS AND MINIMIZE REACTOR COOLANT BYPASS FLOW

Pending

17-Apr-2012

61/625290

Babcock & Wilcox Nuclear Energy, Inc.

7482

INTEGRAL REACTOR REFUELING SEQUENCE METHOD

Pending

17-Apr-2012

61/625188

Babcock & Wilcox Nuclear Energy, Inc.

7483

INSTRUMENTATION AND CONTROL (I&C) ARCHITECTURE AND MAIN CONTROL ROOM FOR CONTROLLING A NUCLEAR REACTOR FACILITY

Pending

17-Apr-2012

61/625457

Babcock & Wilcox Nuclear Energy, Inc.

7484

USER INTERFACE DEVELOPMENT PROCESS

Pending

17-Apr-2012

61/625468

Babcock & Wilcox Nuclear Energy, Inc.

7485

MAIN CONTROL ROOM FOR A NUCLEAR POWER PLANT WITH TWO REACTOR UNITS

Pending

18-Apr-2012

61/625895

Babcock & Wilcox Nuclear Energy, Inc.

*	McDermott Technology Inc. changed its name to Babcock & Wilcox Technology, Inc. April 20, 2010

Babcock & Wilcox Nuclear Power Generation Group, changed its name to Babcock & Wilcox Nuclear Energy, Inc. April 29, 2010

The Babcock & Wilcox Company changed its name to Babcock & Wilcox Power Generation Group, Inc. November 20, 2007

Babcock & Wilcox Modular Nuclear Energy LLC merged into Babcock & Wilcox Nuclear Energy, Inc. June 30, 2011


Monday, May 21, 2012 Prepared by AMSaus		Page 29 of 31

The Babcock & Wilcox Company Active U.S. Patents and Applications

CASE NO

SubCase

STATUS

FILE DATE

APP NO

PUB DATE

PUB NO

ISSUE DATE

PAT NO

OWNER

7486

SMALL MODULAR REACTOR (SMR) WITH EXTENDED OPERATING CYCLE WITHOUT USING SOLUABLE BORON FOR REACTIVITY CONTROL

Pending

17-Apr-2012

61/625152

Babcock & Wilcox Nuclear Energy, Inc.

7487

AUXILIARY CONDENSER SYSTEM FOR DECAY HEAT REMOVAL IN A NUCLEAR REACTOR SYSTEM

Pending

17-Apr-2012

61/625174

Babcock & Wilcox Nuclear Energy, Inc.

7488

CRDM INTERNAL ELECTRICAL CONNECTOR

Pending

17-Apr-2012

61/625484

Babcock & Wilcox Nuclear Energy, Inc.

7489

INCORE INSTRUMENT TOP ROUTE

Pending

18-Apr-2012

61/625744

Babcock & Wilcox Nuclear Energy, Inc.

7490

CRDM LATERAL SUPPOR

Pending

18-Apr-2012

61/625790

Babcock & Wilcox Nuclear Energy, Inc.

7491

CRDM INTERNAL HYDRAULIC CONNECTOR

Pending

18-Apr-2012

61/625749

Babcock & Wilcox Nuclear Energy, Inc.

7492

ROTATIONAL/LINEAR ENCODER FOR USE IN HIGH TEMPERATURE AND PRESSURE ENVIRONMENTS

Pending

17-Apr-2012

61/62525

Babcock & Wilcox Nuclear Energy, Inc.

7493

PULSE ARC WELDING OF SPACER GRIDS TO GUIDE TUBES

Pending

17-Apr-2012

61/625184

Babcock & Wilcox Nuclear Energy, Inc.

7494

SPACER GRIDS WITH SPRINGS HAVING IMPROVED ROBUSTNESS

Pending

17-Apr-2012

61/625164

Babcock & Wilcox Nuclear Energy, Inc.

7495

LOWER END FITTING LOCATING PINS

Pending

17-Apr-2012

61/625285

Babcock & Wilcox Nuclear Energy, Inc.

7496

USE OF TEMPERATURE RESISTANT MAGNET WIRE IN CRDM AND INTERNAL NUCLEAR PUMP MOTORS

Pending

18-Apr-2012

61/625829

Babcock & Wilcox Nuclear Energy, Inc.

7497

LOWER HANGER PLATE

Pending

17-Apr-2012

61/625261

Babcock & Wilcox Nuclear Energy, Inc.

Pending

17-Apr-2012

61/625764

Babcock & Wilcox Nuclear Energy, Inc.

*	McDermott Technology Inc. changed its name to Babcock & Wilcox Technology, Inc. April 20, 2010

Babcock & Wilcox Nuclear Power Generation Group, changed its name to Babcock & Wilcox Nuclear Energy, Inc. April 29, 2010

The Babcock & Wilcox Company changed its name to Babcock & Wilcox Power Generation Group, Inc. November 20, 2007

Babcock & Wilcox Modular Nuclear Energy LLC merged into Babcock & Wilcox Nuclear Energy, Inc. June 30, 2011


Monday, May 21, 2012 Prepared by AMSaus		Page 30 of 31

The Babcock & Wilcox Company Active U.S. Patents and Applications

CASE NO

SubCase

STATUS

FILE DATE

APP NO

PUB DATE

PUB NO

ISSUE DATE

PAT NO

OWNER

7498

MID HANGER PLATE

Pending

17-Apr-2012

61/625270

Babcock & Wilcox Nuclear Energy, Inc.

7499

UPPER HANGER PLATE

Pending

17-Apr-2012

61/625274

Babcock & Wilcox Nuclear Energy, Inc.

7500

FLEET SERVICES ARRANGEMENT FOR OPERATING A FLEET OF SMALL MODULAR NUCLEAR REACTORS

Pending

17-Apr-2012

61/625489

Babcock & Wilcox Nuclear Energy, Inc.

7501

CONCEPT OF OPERATION AND USER INTERFACE

Pending

18-Apr-2012

61/625740

Babcock & Wilcox Nuclear Energy, Inc.

7502

GRADED APPROACH FOR HUMAN FACTORS ENGINEERING (HFE) DEVELOPMENT

Pending

18-Apr-2012

61/625734

Babcock & Wilcox Nuclear Energy, Inc.

7503

COOLANT PUMP APPARATUSES AND METHODS FOR USE FOR SMRS

Pending

16-Apr-2012

61/624966

Babcock & Wilcox Nuclear Energy, Inc.

7504

RISER TRANSITION

Pending

17-Apr-2012

61/625399

Babcock & Wilcox Nuclear Energy, Inc.

Pending

17-Apr-2012

61/625767

Babcock & Wilcox Nuclear Energy, Inc.

7505

TIE ROD COUPLING

Pending

17-Apr-2012

61/625280

Babcock & Wilcox Nuclear Energy, Inc.

7506

ISLAND MODE FOR NUCLEAR POWER PLANT

Pending

17-Apr-2012

61/625325

Babcock & Wilcox Nuclear Energy, Inc.

7507

EMERGENCY CORE COOLING SYSTEM (ECCS) FOR NUCLEAR ISLAND

Pending

17-Apr-2012

61/625238

Babcock & Wilcox Nuclear Energy, Inc.

Pending

17-Apr-2012

61/625244

Babcock & Wilcox Nuclear Energy, Inc.

*	McDermott Technology Inc. changed its name to Babcock & Wilcox Technology, Inc. April 20, 2010

Babcock & Wilcox Nuclear Power Generation Group, changed its name to Babcock & Wilcox Nuclear Energy, Inc. April 29, 2010

The Babcock & Wilcox Company changed its name to Babcock & Wilcox Power Generation Group, Inc. November 20, 2007

Babcock & Wilcox Modular Nuclear Energy LLC merged into Babcock & Wilcox Nuclear Energy, Inc. June 30, 2011


Monday, May 21, 2012 Prepared by AMSaus		Page 31 of 31

The Babcock & Wilcox Company Active Trademarks and Domain Names

CTY

CASE NO

SUB STATUS

APP NO

FILE DATE

REG NO

REG DATE

OWNER

ABSORPTION PLUS (Hg)

TM-750

Published

77/371049

14-Jan-2008

Babcock & Wilcox Power Generation Group, Inc.

TM-750

Filed

77/371146

14-Jan-2008

4105796

28-Feb-2012

Babcock & Wilcox Power Generation Group, Inc.

xxxxxxxxxxxx.xxx

DN-367

Registered

DOMAIN NAME

20-Jul-2011

Babcock & Wilcox Power Generation Group, Inc.

xxxxxx-xxxxxx.xxx

DN-368

Registered

DOMAIN NAME

20-Jul-2011

Babcock & Wilcox Power Generation Group, Inc.

AireJet

TM-747

Registered

78/891260

24-May-2006

3535538

18-Nov-2008

Babcock & Wilcox Power Generation Group, Inc.

ALLEN-SHERMAN-HOFF (Word Mark)

TM-485

Registered

75/379906

27-Oct-1997

2218648

19-Jan-1999

Diamond Power International, Inc.

A-S-H & DESIGN

TM-490

Registered

71/226183

21-Jan-1926

0221415

30-Nov-1926

Diamond Power International, Inc.

x-x-x.xxx

DN-047

Registered

DOMAIN NAME

16-Mar-1996

08-Nov-2001

Diamond Power International, Inc.

x-x-x.xxx

DN-001

Registered

DOMAIN NAME

27-Jun-1996

Diamond Power International, Inc.

x-x-x.xxx

DN-031

Registered

DOMAIN NAME

04-Dec-2000

Diamond Power International, Inc.

x-x-x.xxx

DN-032

Registered

DOMAIN NAME

04-Dec-2000

Diamond Power International, Inc.

x-x-x.xx

DN-109

Registered

DOMAIN NAME

31-May-2005

Diamond Power International, Inc.

ash.xxx

DN-377

Registered

DOMAIN NAME

29-Nov-2011

Diamond Power International, Inc.

*	McDermott Technology Inc. changed its name to Babcock & Wilcox Technology, Inc. April 20, 2010

Babcock & Wilcox Nuclear Power Generation Group, changed its name to Babcock & Wilcox Nuclear Energy, Inc. April 29, 2010

The Babcock & Wilcox Company changed its name to Babcock & Wilcox Power Generation Group, Inc. November 20, 2007

Babcock & Wilcox Modular Nuclear Energy LLC merged into Babcock & Wilcox Nuclear Energy, Inc. June 30, 2011


Monday, May 21, 2012 Prepared by AMSaus		Page 1 of 22

CTY

CASE NO

SUB STATUS

APP NO

FILE DATE

REG NO

REG DATE

OWNER

a-s-h.xxx

DN-376

Registered

DOMAIN NAME

29-Nov-2011

Diamond Power International, Inc.

ASHANDLER (Word Mark)

TM-581

Registered

78/027752

26-Sep-2000

2601135

30-Jul-2002

Diamond Power International, Inc.

ASHCOLITE (STYLIZED)

TM-491

Registered

72/181733

22-Nov-1963

774841

11-Aug-1964

Diamond Power International, Inc.

ASHCORE

TM-550

Registered

75/485036

14-May-1998

2444743

17-Apr-2001

Diamond Power International, Inc.

ASHFLO (Word Mark)

TM-492

Registered

75/485035

14-May-1998

2394639

17-Oct-2000

Diamond Power International, Inc.

ASHVAC (Word Mark)

TM-580

Registered

76/117101

28-Aug-2000

2581199

18-Jun-2002

Diamond Power International, Inc.

xxxxx.xxx

DN-027

Registered

DOMAIN NAME

27-Jul-2000

Diamond Power International, Inc.

xxx-xx.xxx

DN-028

Registered

DOMAIN NAME

08-Aug-2000

Diamond Power International, Inc.

ASP (Word Mark)

TM-465

Registered

74/649783

21-Mar-1995

2079738

15-Jul-1997

Babcock & Wilcox Power Generation Group, Inc.

ASSURED STOCK PROGRAM (Word Mark)

TM-231

Registered

73624366

03-Oct-1986

1443711

16-Jun-1987

Babcock & Wilcox Power Generation Group, Inc.

TM-231

Registered

74/418432

28-Jun-1993

1846943

26-Jul-1994

Babcock & Wilcox Power Generation Group, Inc.

B&W & HERO ENGINE DESIGN

TM-058

Registered

71/470170

12-May-1944

0419052

05-Feb-1946

Babcock & Wilcox Power Generation Group, Inc.

TM-058

Registered

71/470169

12-May-1944

0415177

31-Jul-1945

Babcock & Wilcox Power Generation Group, Inc.

TM-058

Registered

71/491800

19-Nov-1945

0422229

09-Jul-1946

Babcock & Wilcox Power Generation Group, Inc.

B&W (Word Mark)

TM-074

Registered

71/000828

08-Apr-1905

0044904

25-Jul-1905

Babcock & Wilcox Power Generation Group, Inc.

TM-074

Registered

71/470553

24-May-1944

0415862

21-Aug-1945

Babcock & Wilcox Power Generation Group, Inc.

*	McDermott Technology Inc. changed its name to Babcock & Wilcox Technology, Inc. April 20, 2010

Babcock & Wilcox Nuclear Power Generation Group, changed its name to Babcock & Wilcox Nuclear Energy, Inc. April 29, 2010

The Babcock & Wilcox Company changed its name to Babcock & Wilcox Power Generation Group, Inc. November 20, 2007

Babcock & Wilcox Modular Nuclear Energy LLC merged into Babcock & Wilcox Nuclear Energy, Inc. June 30, 2011


Monday, May 21, 2012 Prepared by AMSaus		Page 2 of 22

CTY

CASE NO

SUB STATUS

APP NO

FILE DATE

REG NO

REG DATE

OWNER

TM-074

Registered

73/782064

21-Feb-1989

1570257

05-Dec-1989

Babcock & Wilcox Power Generation Group, Inc.

TM-074

Registered

73/782065

21-Feb-1989

1573977

26-Dec-1989

Babcock & Wilcox Power Generation Group, Inc.

TM-074

Registered

75/747600

30-Jun-1999

2350120

16-May-2000

Babcock & Wilcox Power Generation Group, Inc.

B&W mPower

TM-757

Filed

77/634702

17-Dec-2008

Babcock & Wilcox Nuclear Energy, Inc.

B&W ROLL WHEEL

TM-715

Registered

78/440093

23-Jun-2004

3330614

06-Nov-2007

Babcock & Wilcox Power Generation Group, Inc.

TM-715

Registered

78/440113

23-Jun-2004

3319508

23-Oct-2007

Babcock & Wilcox Power Generation Group, Inc.

BABCOCK & WILCOX (Word Mark)

TM-075

Registered

71/000829

08-Apr-1905

0044905

25-Jul-1905

Babcock & Wilcox Power Generation Group, Inc.

TM-075

Registered

70/025550

18-Aug-1894

0025550

20-Nov-1894

Babcock & Wilcox Power Generation Group, Inc.

TM-075

Registered

73/782044

21-Feb-1989

1572421

19-Dec-1989

Babcock & Wilcox Power Generation Group, Inc.

TM-075

Registered

73/782055

21-Feb-1989

1571386

12-Dec-1989

Babcock & Wilcox Power Generation Group, Inc.

BABCOCK & WILCOX M BULLSEYE LOGO

TM-422

Registered

74/499978

14-Mar-1994

1900543

20-Jun-1995

Babcock & Wilcox Power Generation Group, Inc.

TM-422

Registered

74/499799

14-Mar-1994

1901922

27-Jun-1995

Babcock & Wilcox Power Generation Group, Inc.

TM-422

Registered

74/499800

14-Mar-1994

1903181

04-Jul-1995

Babcock & Wilcox Power Generation Group, Inc.

TM-422

Registered

74/501629

18-Mar-1994

1900934

20-Jun-1995

Babcock & Wilcox Power Generation Group, Inc.

BABCOCK & WILCOX SERVICE SPECIALISTS (Word Mark)

TM-451

Registered

74/591047

27-Oct-1994

1948476

16-Jan-1996

Babcock & Wilcox Power Generation Group, Inc.

xxxxxxx.xx

DN-256

Registered

DOMAIN NAME

04-Sep-2009

Babcock & Wilcox Power Generation Group, Inc.

xxxxxxx.xx

DN-322

Registered

DOMAIN NAME

03-Sep-2010

Babcock & Wilcox Power Generation Group, Inc.

xxxxxxx.xx.xx

DN-299

Registered

DOMAIN NAME

31-Mar-2010

The Babcock & Wilcox Company

xxxxxxx.xx.xx

DN-285

Registered

DOMAIN NAME

01-Feb-2010

Babcock & Wilcox Power Generation Group, Inc.

*	McDermott Technology Inc. changed its name to Babcock & Wilcox Technology, Inc. April 20, 2010

Babcock & Wilcox Nuclear Power Generation Group, changed its name to Babcock & Wilcox Nuclear Energy, Inc. April 29, 2010

The Babcock & Wilcox Company changed its name to Babcock & Wilcox Power Generation Group, Inc. November 20, 2007

Babcock & Wilcox Modular Nuclear Energy LLC merged into Babcock & Wilcox Nuclear Energy, Inc. June 30, 2011


Monday, May 21, 2012 Prepared by AMSaus		Page 3 of 22

CTY

CASE NO

SUB STATUS

APP NO

FILE DATE

REG NO

REG DATE

OWNER

xxxxxxx.xxx

DN-002

Registered

DOMAIN NAME

24-Mar-1995

The Babcock & Wilcox Company

xxxxxxx.xxx.xx

DN-260

Registered

DOMAIN NAME

04-Nov-2009

Babcock & Wilcox Power Generation Group, Inc.

xxxxxxx.xxx.xx

DN-287

Registered

DOMAIN NAME

01-Feb-2010

Babcock & Wilcox Power Generation Group, Inc.

xxxxxxx.xxx.xx

DN-259

Registered

DOMAIN NAME

04-Nov-2009

Babcock & Wilcox Power Generation Group, Inc.

xxxxxxx.xx

DN-364

Registered

DOMAIN NAME

14-Jun-2011

Babcock & Wilcox Power Generation Group, Inc.

xxxxxxx.xxxx

DN-110

Registered

DOMAIN NAME

08-Jul-2005

The Babcock & Wilcox Company

xxxxxxx.xx

DN-284

Registered

DOMAIN NAME

01-Feb-2010

Babcock & Wilcox Power Generation Group, Inc.

xxxxxxx.xx

DN-286

Registered

DOMAIN NAME

01-Feb-2010

Babcock & Wilcox Power Generation Group, Inc.

xxxxxxx.xx.xxx

DN-319

Registered

DOMAIN NAME

15-Jul-2010

Babcock & Wilcox Power Generation Group, Inc.

babcock.xxx

DN-378

Registered

DOMAIN NAME

29-Nov-2011

Babcock & Wilcox Power Generation Group, Inc.

xxxxxxxxxxxxxxxxx.xxx

DN-134

Registered

DOMAIN NAME

24-Mar-2006

The Babcock & Wilcox Company

xxxxxxxxxxxxxxxx.xxx

DN-058

Registered

DOMAIN NAME

25-Apr-2000

13-Dec-2001

The Babcock & Wilcox Company

xxxxxxxxxxxxxxxx.xx

DN-311

Filed

DOMAIN NAME

10-May-2010

Babcock & Wilcox Power Generation Group, Inc.

xxxxxxxxxxxxxxxx.xx.xx

DN-297

Registered

DOMAIN NAME

31-Mar-2010

The Babcock & Wilcox Company

*	McDermott Technology Inc. changed its name to Babcock & Wilcox Technology, Inc. April 20, 2010

Babcock & Wilcox Nuclear Power Generation Group, changed its name to Babcock & Wilcox Nuclear Energy, Inc. April 29, 2010

The Babcock & Wilcox Company changed its name to Babcock & Wilcox Power Generation Group, Inc. November 20, 2007

Babcock & Wilcox Modular Nuclear Energy LLC merged into Babcock & Wilcox Nuclear Energy, Inc. June 30, 2011


Monday, May 21, 2012 Prepared by AMSaus		Page 4 of 22

CTY

CASE NO

SUB STATUS

APP NO

FILE DATE

REG NO

REG DATE

OWNER

xxxxxxxxxxxxxxxx.xxx.xx

DN-249

Registered

DOMAIN NAME

20-Aug-2009

Babcock & Wilcox Power Generation Group, Inc.

xxxxxxxxxxxxxxxx.xx

DN-295

Registered

DOMAIN NAME

31-Mar-2010

The Babcock & Wilcox Company

babcockandwilcox.xxx

DN-375

Registered

DOMAIN NAME

29-Nov-2011

Babcock & Wilcox Power Generation Group, Inc.

xxxxxxxxxxxxxx.xxx

DN-130

Registered

DOMAIN NAME

24-Mar-2006

The Babcock & Wilcox Company

xxxxxxxxxxxxx.xxx

DN-059

Registered

DOMAIN NAME

25-Apr-2000

13-Dec-2001

The Babcock & Wilcox Company

xxxxxxx-xxxxxx.xxx

DN-060

Registered

DOMAIN NAME

25-Apr-2000

13-Dec-2001

The Babcock & Wilcox Company

xxxxxxx-xxxxxx.xx

DN-310

Filed

DOMAIN NAME

10-May-2010

Babcock & Wilcox Power Generation Group, Inc.

xxxxxxxxxxxxx.xx.xx

DN-300

Registered

DOMAIN NAME

01-Apr-2010

The Babcock & Wilcox Company

xxxxxxx-xxxxxx.xx.xx

DN-298

Registered

DOMAIN NAME

31-Mar-2010

The Babcock & Wilcox Company

xxxxxxxxxxxxx.xxx

DN-004

Registered

DOMAIN NAME

19-May-1999

The Babcock & Wilcox Company

xxxxxxx-xxxxxx.xxx

DN-003

Registered

DOMAIN NAME

19-May-1999

The Babcock & Wilcox Company

xxxxxxxxxxxxx.xxx.xx

DN-248

Registered

DOMAIN NAME

19-Aug-2009

Babcock & Wilcox Power Generation Group, Inc.

xxxxxxxxxxxxx.xx

DN-301

Registered

DOMAIN NAME

01-Apr-2010

The Babcock & Wilcox Company

xxxxxxx-xxxxxx.xx

DN-296

Registered

DOMAIN NAME

31-Mar-2010

The Babcock & Wilcox Company

*	McDermott Technology Inc. changed its name to Babcock & Wilcox Technology, Inc. April 20, 2010

Babcock & Wilcox Nuclear Power Generation Group, changed its name to Babcock & Wilcox Nuclear Energy, Inc. April 29, 2010

The Babcock & Wilcox Company changed its name to Babcock & Wilcox Power Generation Group, Inc. November 20, 2007

Babcock & Wilcox Modular Nuclear Energy LLC merged into Babcock & Wilcox Nuclear Energy, Inc. June 30, 2011


Monday, May 21, 2012 Prepared by AMSaus		Page 5 of 22

CTY

CASE NO

SUB STATUS

APP NO

FILE DATE

REG NO

REG DATE

OWNER

xxxxxxxxxxxxx.xxxx

DN-111

Registered

DOMAIN NAME

08-Jul-2005

The Babcock & Wilcox Company

xxxxxxxxxxxxx.xx

DN-079

Registered

DOMAIN NAME

09-Apr-2002

25-Apr-2002

The Babcock & Wilcox Company

xxxxxxx-xxxxxx.xx

DN-078

Registered

DOMAIN NAME

09-Apr-2002

25-Apr-2002

The Babcock & Wilcox Company

xxxxxxxxxxxxxxxxxxx.xxx

DN-220

Registered

DOMAIN NAME

15-Jun-2009

B&W Modular Nuclear Energy, LLC

xxxxxxxxxxxxxxxxxxx.xxx

DN-234

Registered

DOMAIN NAME

15-Jun-2009

B&W Modular Nuclear Energy, LLC

xxxxxxxxxxxxxxxxxxx.xxx

DN-232

Registered

DOMAIN NAME

15-Jun-2009

B&W Modular Nuclear Energy, LLC

xxxxxxxxxxxxxxx.xxx

DN-135

Registered

DOMAIN NAME

24-Mar-2006

The Babcock & Wilcox Company

xxxxxxxxxxxx.xxx

DN-131

Registered

DOMAIN NAME

24-Mar-2006

The Babcock & Wilcox Company

xxxxxxxxxxxxxxx.xxx

DN-133

Registered

DOMAIN NAME

24-Mar-2006

The Babcock & Wilcox Company

xxxxxxxxxxxx.xxx

DN-129

Registered

DOMAIN NAME

24-Mar-2006

The Babcock & Wilcox Company

xxxxx.xx

DN-309

Filed

DOMAIN NAME

10-May-2010

Babcock & Wilcox Power Generation Group, Inc.

xxxxxxxxxxxxx.xxx

DN-076

Registered

DOMAIN NAME

11-Apr-2002

Diamond Power International, Inc.

xxxxxxxxxxxxx.xxx

DN-074

Registered

DOMAIN NAME

12-Apr-2002

Diamond Power International, Inc.

xxxxxxxxxxxxx.xxx

DN-075

Registered

DOMAIN NAME

12-Apr-2002

Diamond Power International, Inc.

*	McDermott Technology Inc. changed its name to Babcock & Wilcox Technology, Inc. April 20, 2010

Babcock & Wilcox Nuclear Power Generation Group, changed its name to Babcock & Wilcox Nuclear Energy, Inc. April 29, 2010

The Babcock & Wilcox Company changed its name to Babcock & Wilcox Power Generation Group, Inc. November 20, 2007

Babcock & Wilcox Modular Nuclear Energy LLC merged into Babcock & Wilcox Nuclear Energy, Inc. June 30, 2011


Monday, May 21, 2012 Prepared by AMSaus		Page 6 of 22

CTY

CASE NO

SUB STATUS

APP NO

FILE DATE

REG NO

REG DATE

OWNER

xxxxxxxxxxxxx.xxx

DN-077

Registered

DOMAIN NAME

12-Mar-2002

Diamond Power International, Inc.

BLACK LIQUOR CLUB (Word Mark)

TM-437

Registered

74/492512

22-Feb-1994

1942067

19-Dec-1995

Babcock & Wilcox Power Generation Group, Inc.

BLACK LIQUOR CLUB LOGO

TM-433

Registered

74/484952

31-Jan-1994

1939207

05-Dec-1995

Babcock & Wilcox Power Generation Group, Inc.

BOS (Word Mark)

TM-370

Registered

74/274290

11-May-1992

1745641

12-Jan-1993

Diamond Power International, Inc.

x-x.xx

DN-308

Filed

DOMAIN NAME

10-May-2010

Babcock & Wilcox Power Generation Group, Inc.

x-x.xx

DN-082

Registered

DOMAIN NAME

09-Apr-2002

25-Apr-2002

The Babcock & Wilcox Company

bwconversionservices.xxx

DN-383

Registered

DOMAIN NAME

06-Dec-2011

Babcock & Wilcox Power Generation Group, Inc.

xxxxxxxxxxxxx.xxx

DN-252

Registered

DOMAIN NAME

03-Sep-2009

Babcock & Wilcox Power Generation Group, Inc.

xxxxxxxxxxxxx.xxx.xx

DN-251

Registered

DOMAIN NAME

03-Sep-2009

Babcock & Wilcox Power Generation Group, Inc.

xxxxxxxxxxxxx.xxx

DN-253

Registered

DOMAIN NAME

03-Sep-2009

Babcock & Wilcox Power Generation Group, Inc.

xxxxxxxxx.xxx

DN-227

Registered

DOMAIN NAME

15-Jun-2009

B&W Modular Nuclear Energy, LLC

xxxxxxxxx.xxx

DN-225

Registered

DOMAIN NAME

15-Jun-2009

B&W Modular Nuclear Energy, LLC

xxxxxxxxx.xxx

DN-219

Registered

DOMAIN NAME

15-Jun-2009

B&W Modular Nuclear Energy, LLC

xxxxx.xxx

DN-218

Registered

DOMAIN NAME

15-Jun-2009

B&W Modular Nuclear Energy, LLC

*	McDermott Technology Inc. changed its name to Babcock & Wilcox Technology, Inc. April 20, 2010

Babcock & Wilcox Nuclear Power Generation Group, changed its name to Babcock & Wilcox Nuclear Energy, Inc. April 29, 2010

The Babcock & Wilcox Company changed its name to Babcock & Wilcox Power Generation Group, Inc. November 20, 2007

Babcock & Wilcox Modular Nuclear Energy LLC merged into Babcock & Wilcox Nuclear Energy, Inc. June 30, 2011


Monday, May 21, 2012 Prepared by AMSaus		Page 7 of 22

CTY

CASE NO

SUB STATUS

APP NO

FILE DATE

REG NO

REG DATE

OWNER

xxxxx.xxx

DN-217

Registered

DOMAIN NAME

15-Jun-2009

B&W Modular Nuclear Energy, LLC

xxxxx.xxx

DN-236

Registered

DOMAIN NAME

15-Jun-2009

B&W Modular Nuclear Energy, LLC

xxxxxxxxxxxxxxxxxxxxxx.xxx

DN-235

Registered

DOMAIN NAME

15-Jun-2009

B&W Modular Nuclear Energy, LLC

xxxxxxxxxxxxxxxxxxxxxx.xxx

DN-224

Registered

DOMAIN NAME

15-Jun-2009

B&W Modular Nuclear Energy, LLC

xxxxxxxxxxxxxxxxxxxxxx.xxx

DN-223

Registered

DOMAIN NAME

15-Jun-2009

B&W Modular Nuclear Energy, LLC

xxxxxxxx.xxx

DN-230

Registered

DOMAIN NAME

15-Jun-2009

B&W Modular Nuclear Energy, LLC

xx-xxxxxx.xxx

DN-233

Registered

DOMAIN NAME

15-Jun-2009

B&W Modular Nuclear Energy, LLC

xxxxxxxx.xxx

DN-228

Registered

DOMAIN NAME

15-Jun-2009

B&W Modular Nuclear Energy, LLC

xx-xxxxxx.xxx

DN-231

Registered

DOMAIN NAME

15-Jun-2009

B&W Modular Nuclear Energy, LLC

xxxxxxxx.xxx

DN-226

Registered

DOMAIN NAME

15-Jun-2009

B&W Modular Nuclear Energy, LLC

xx-xxxxxx.xxx

DN-229

Registered

DOMAIN NAME

15-Jun-2009

B&W Modular Nuclear Energy, LLC

xxxxx.xxx

DN-371

Registered

DOMAIN NAME

14-Jul-2011

Babcock & Wilcox Nuclear Energy, Inc.

xxxxx.xxx

DN-372

Registered

DOMAIN NAME

14-Jul-2011

Babcock & Wilcox Nuclear Energy, Inc.

xxxxx.xxx

DN-373

Registered

DOMAIN NAME

14-Jul-2011

Babcock & Wilcox Nuclear Energy, Inc.

*	McDermott Technology Inc. changed its name to Babcock & Wilcox Technology, Inc. April 20, 2010

Babcock & Wilcox Nuclear Power Generation Group, changed its name to Babcock & Wilcox Nuclear Energy, Inc. April 29, 2010

The Babcock & Wilcox Company changed its name to Babcock & Wilcox Power Generation Group, Inc. November 20, 2007

Babcock & Wilcox Modular Nuclear Energy LLC merged into Babcock & Wilcox Nuclear Energy, Inc. June 30, 2011


Monday, May 21, 2012 Prepared by AMSaus		Page 8 of 22

CTY

CASE NO

SUB STATUS

APP NO

FILE DATE

REG NO

REG DATE

OWNER

xxxxxxxxx.xxx

DN-061

Registered

DOMAIN NAME

25-Apr-2000

13-Dec-2001

The Babcock & Wilcox Company

xxxx.xxx

DN-374

Registered

DOMAIN NAME

12-Aug-2005

Babcock & Wilcox Power Generation Group, Inc.

CEMSCAN

TM-789

Registered

74/605141

01-Dec-1994

2016261

12-Nov-1996

Babcock & Wilcox Power Generation Group, Inc.

CFS

TM-756

Filed

77/602954

29-Oct-2008

3711230

17-Nov-2009

Babcock & Wilcox Power Generation Group, Inc.

xxxxxxxxx.xxx.xx (pingyin for sootblower)

DN-214

Registered

DOMAIN NAME

24-Jun-2009

Diamond Power International, Inc.

CPM

TM-769

Registered

75/318638

02-Jul-1997

2347485

02-May-2000

Babcock & Wilcox Power Generation Group, Inc.

CycloASH

TM-719

Registered

78/246419

06-May-2003

3169328

07-Nov-2006

Diamond Power International, Inc.

xxxxxxxxxxxxxxxxxx.xxx

DN-203

Registered

DOMAIN NAME

13-Aug-2003

Babcock & Wilcox Power Generation Group, Inc.

deltapowerservices.xxx

DN-385

Registered

DOMAIN NAME

06-Dec-2011

Diamond Power International, Inc.

DIAMOND (Word Mark)

TM-258

Registered

71/304190

04-Aug-1930

279300

13-Jan-1931

Diamond Power International, Inc.

TM-258

Registered

71/096578

15-Jul-1916

113950

14-Nov-1916

Diamond Power International, Inc.

DIAMOND POWER (Word Mark)

TM-261

Registered

72/139604

12-Mar-1962

0746554

12-Mar-1963

Diamond Power International, Inc.

TM-261

Registered

72/139605

12-Mar-1962

0755020

20-Aug-1963

Diamond Power International, Inc.

xxxxxxx.xx (Chinese characters)

DN-209

Registered

DOMAIN NAME

17-Jun-2006

Diamond Power International, Inc.

xxxxxxx.xxx (Chinese characters)

DN-208

Registered

DOMAIN NAME

30-Nov-2007

Diamond Power International, Inc.

*	McDermott Technology Inc. changed its name to Babcock & Wilcox Technology, Inc. April 20, 2010

Babcock & Wilcox Nuclear Power Generation Group, changed its name to Babcock & Wilcox Nuclear Energy, Inc. April 29, 2010

The Babcock & Wilcox Company changed its name to Babcock & Wilcox Power Generation Group, Inc. November 20, 2007

Babcock & Wilcox Modular Nuclear Energy LLC merged into Babcock & Wilcox Nuclear Energy, Inc. June 30, 2011


Monday, May 21, 2012 Prepared by AMSaus		Page 9 of 22

CTY

CASE NO

SUB STATUS

APP NO

FILE DATE

REG NO

REG DATE

OWNER

xxxxxxx.xxx (Chinese characters)

DN-211

Pending

DOMAIN NAME

Diamond Power International, Inc.

xxxxxxx.xxx.xx (Chinese characters)

DN-210

Pending

DOMAIN NAME

Diamond Power International, Inc.

xxxxxxxxxxxxxxxxxx.xxx

DN-055

Registered

DOMAIN NAME

16-Mar-1996

13-Dec-2001

Diamond Power International, Inc.

xxxxxxxxxxxxxxxxxx.xxx

DN-043

Registered

DOMAIN NAME

27-Aug-2001

14-Nov-2001

Diamond Power International, Inc.

xxxxxxxxxxxxxxxxxx.xx

DN-289

Registered

DOMAIN NAME

31-Mar-2010

Diamond Power International, Inc.

xxxxxxxxxxxxxxxxxx.xxx

DN-045

Registered

DOMAIN NAME

16-Mar-2000

Diamond Power International, Inc.

xxxxxxxxxxxxxxxxxx.xxx

DN-044

Registered

DOMAIN NAME

03-Oct-2001

Diamond Power International, Inc.

xxxxxxxxxxxx.xxx

DN-054

Registered

DOMAIN NAME

16-Mar-1996

13-Dec-2001

Diamond Power International, Inc.

xxxxxxxxxxxx.xx.xx

DN-029

Registered

DOMAIN NAME

12-Sep-1996

Diamond Power International, Inc.

xxxxxxxxxxxx.xxx

DN-012

Registered

DOMAIN NAME

16-Mar-1996

Diamond Power International, Inc.

xxxxxxxxxxxx.xx

DN-180

Pending

DOMAIN NAME

Diamond Power International, Inc.

xxxxxxxxxxxx.xx

DN-290

Registered

DOMAIN NAME

31-Mar-2010

Diamond Power International, Inc.

xxxxxxxxxxxx.xxxx

DN-321 Cp

Registered

DOMAIN NAME

15-Jul-2010

Diamond Power International, Inc.

xxxxxxxxxxxx.xxxx

DN-113

Registered

DOMAIN NAME

18-Aug-2005

Diamond Power International, Inc.

*	McDermott Technology Inc. changed its name to Babcock & Wilcox Technology, Inc. April 20, 2010

Babcock & Wilcox Nuclear Power Generation Group, changed its name to Babcock & Wilcox Nuclear Energy, Inc. April 29, 2010

The Babcock & Wilcox Company changed its name to Babcock & Wilcox Power Generation Group, Inc. November 20, 2007

Babcock & Wilcox Modular Nuclear Energy LLC merged into Babcock & Wilcox Nuclear Energy, Inc. June 30, 2011


Monday, May 21, 2012 Prepared by AMSaus		Page 10 of 22

CTY

CASE NO

SUB STATUS

APP NO

FILE DATE

REG NO

REG DATE

OWNER

xxxxxxxxxxxx.xxx

DN-033

Registered

DOMAIN NAME

04-Dec-2000

Diamond Power International, Inc.

xxxxxxxxxxxx.xxx

DN-034

Registered

DOMAIN NAME

04-Dec-2000

Diamond Power International, Inc.

xxxxxxxxxxxx.xx

DN-083

Registered

DOMAIN NAME

09-Apr-2002

25-Apr-2002

Diamond Power International, Inc.

xxxxxxxxxxxx.xx.xxx

DN-320

Registered

DOMAIN NAME

15-Jul-2010

Diamond Power International, Inc.

diamondpower.xxx

DN-379

Registered

DOMAIN NAME

29-Nov-2011

Diamond Power International, Inc.

xxxxxxxxxxxx-xxx.xx

DN-206

Pending

DOMAIN NAME

Diamond Power International, Inc.

xxxxxxxxxxxx-xxx.xx

DN-207

Pending

DOMAIN NAME

Diamond Power International, Inc.

xxxxxxxxxxxxxxxxxxxxxxxxx.xx.xx

DN-291

Registered

DOMAIN NAME

31-Mar-2010

Diamond Power International, Inc.

xxxxxxxxxxxxxxxxxxxxxxxxx.xxx

DN-171

Registered

DOMAIN NAME

09-Apr-2007

Diamond Power International, Inc.

xxxxxxxxxxxxxxxxxxxxxxxxx.xx

DN-292

Registered

DOMAIN NAME

31-Mar-2010

Diamond Power International, Inc.

xxxxxxxxxxxxxxxxxxxxxxxxx.xxx

DN-172

Registered

DOMAIN NAME

10-Apr-2007

Diamond Power International, Inc.

xxxxxxxxxxxxxxxxxxxxxxxxx.xxx

DN-173

Registered

DOMAIN NAME

10-Apr-2007

Diamond Power International, Inc.

diamondpowerinternational.xxx

DN-382

Registered

DOMAIN NAME

06-Dec-2011

Diamond Power International, Inc.

xxxxxxxxxxxxxxxxx.xxx

DN-181

Registered

DOMAIN NAME

09-Apr-2004

Diamond Power International, Inc.

*	McDermott Technology Inc. changed its name to Babcock & Wilcox Technology, Inc. April 20, 2010

Babcock & Wilcox Nuclear Power Generation Group, changed its name to Babcock & Wilcox Nuclear Energy, Inc. April 29, 2010

The Babcock & Wilcox Company changed its name to Babcock & Wilcox Power Generation Group, Inc. November 20, 2007

Babcock & Wilcox Modular Nuclear Energy LLC merged into Babcock & Wilcox Nuclear Energy, Inc. June 30, 2011


Monday, May 21, 2012 Prepared by AMSaus		Page 11 of 22

CTY

CASE NO

SUB STATUS

APP NO

FILE DATE

REG NO

REG DATE

OWNER

xxxxxxxxxxxxxxxxxxxxx.xx.xx

DN-293

Registered

DOMAIN NAME

31-Mar-2010

Diamond Power International, Inc.

xxxxxxxxxxxxxxxxxxxxx.xxx

DN-118

Registered

DOMAIN NAME

29-Nov-2005

Diamond Power International, Inc.

xxxxxxxxxxxxxxxxxxxxx.xx

DN-294

Registered

DOMAIN NAME

31-Mar-2010

Diamond Power International, Inc.

DIAMONIZED

TM-449

Registered

78/570907

18-Feb-2005

3455244

24-Jun-2008

Diamond Power International, Inc.

DIAMONIZED (Word Mark)

TM-449

Registered

75/652227

26-Feb-1999

2448661

08-May-2001

Diamond Power International, Inc.

DP & Design (Color) (NEW logo)

TM-709

Registered

78/143464

12-Jul-2002

3018397

22-Nov-2005

Diamond Power International, Inc.

DP (STYLIZED DESIGN)

TM-262

Registered

72/139733

13-Mar-1962

741246

27-Nov-1962

Diamond Power International, Inc.

TM-262

Registered

72/139732

13-Mar-1962

741270

27-Nov-1962

Diamond Power International, Inc.

DRB-4Z (Word Mark)

TM-531

Registered

75/545775

01-Sep-1998

2446782

24-Apr-2001

Babcock & Wilcox Power Generation Group, Inc.

DRB-XCL (Word Mark)

TM-368

Registered

74/239934

24-Jan-1992

1741145

22-Dec-1992

Babcock & Wilcox Power Generation Group, Inc.

DSVS (Word Mark)

TM-552

Registered

75/506297

22-Jun-1998

2393999

10-Oct-2000

Babcock & Wilcox Power Generation Group, Inc.

ELVERITE (Word Mark)

TM-084

Registered

77/587246

07-Oct-2008

3619276

12-May-2009

Babcock & Wilcox Power Generation Group, Inc.

xxxxxxx.xxx

DN-306

Registered

DOMAIN NAME

22-Oct-1995

Babcock & Wilcox Power Generation Group, Inc.

EXTREME

TM-767

Published

85/006295

05-Apr-2010

Diamond Power International, Inc.

*	McDermott Technology Inc. changed its name to Babcock & Wilcox Technology, Inc. April 20, 2010

Babcock & Wilcox Nuclear Power Generation Group, changed its name to Babcock & Wilcox Nuclear Energy, Inc. April 29, 2010

The Babcock & Wilcox Company changed its name to Babcock & Wilcox Power Generation Group, Inc. November 20, 2007

Babcock & Wilcox Modular Nuclear Energy LLC merged into Babcock & Wilcox Nuclear Energy, Inc. June 30, 2011


Monday, May 21, 2012 Prepared by AMSaus		Page 12 of 22

CTY

CASE NO

SUB STATUS

APP NO

FILE DATE

REG NO

REG DATE

OWNER

FlexRod

TM-720

Registered

78/246422

06-May-2003

2978785

26-Jul-2005

Diamond Power International, Inc.

FST-GAGE (Word Mark)

TM-479

Registered

75/295372

20-May-1997

2162018

02-Jun-1998

Babcock & Wilcox Power Generation Group, Inc.

xxxxxxxxx0-0.xxx

DN-348

Registered

DOMAIN NAME

18-Nov-2010

Babcock & Wilcox Power Generation Group, Inc.

xxxxxxxxx0-0.xxx

DN-349

Registered

DOMAIN NAME

18-Nov-2010

Babcock & Wilcox Power Generation Group, Inc.

xxxxxxxxx0-0.xxx

DN-350

Registered

DOMAIN NAME

18-Nov-2010

Babcock & Wilcox Power Generation Group, Inc.

GASTEMP & DESIGN

TM-403

Registered

74/415759

23-Jul-1993

1873659

17-Jan-1995

Diamond Power International, Inc.

GEMINI (Word Mark)

TM-598

Registered

76/215,395

20-Feb-2001

2687243

11-Feb-2003

Diamond Power International, Inc.

GenClad

TM-704

Registered

78/233349

03-Apr-2003

2886366

21-Sep-2004

Babcock & Wilcox Power Generation Group, Inc.

TM-704

Registered

78/233339

03-Apr-2003

2889004

28-Sep-2004

Babcock & Wilcox Power Generation Group, Inc.

xxxxxxxxxxxxxxxxxxxxxxxxxxx.xxx

DN-132

Registered

DOMAIN NAME

24-Mar-2006

The Babcock & Wilcox Company

Generation mPower

TM-795

Filed

85/083602

13-Jul-2010

Babcock & Wilcox Nuclear Energy, Inc.

TM-795

Filed

85/083906

13-Jul-2010

Babcock & Wilcox Nuclear Energy, Inc.

xxxxxxxxxxxxxxxx.xxx

DN-313

Registered

DOMAIN NAME

14-Jul-2010

B&W Modular Nuclear Energy, LLC

xxxxxxxxxxxxxxxx.xxx

DN-312

Registered

DOMAIN NAME

06-Jul-2010

B&W Modular Nuclear Energy, LLC

xxxxxxxxxxxxxxxx.xxxx

DN-314

Registered

DOMAIN NAME

14-Jul-2010

B&W Modular Nuclear Energy, LLC

*	McDermott Technology Inc. changed its name to Babcock & Wilcox Technology, Inc. April 20, 2010

Babcock & Wilcox Nuclear Power Generation Group, changed its name to Babcock & Wilcox Nuclear Energy, Inc. April 29, 2010

The Babcock & Wilcox Company changed its name to Babcock & Wilcox Power Generation Group, Inc. November 20, 2007

Babcock & Wilcox Modular Nuclear Energy LLC merged into Babcock & Wilcox Nuclear Energy, Inc. June 30, 2011


Monday, May 21, 2012 Prepared by AMSaus		Page 13 of 22

CTY

CASE NO

SUB STATUS

APP NO

FILE DATE

REG NO

REG DATE

OWNER

xxxxxxxxxxxxxxxx.xxx

DN-315

Registered

DOMAIN NAME

14-Jul-2010

B&W Modular Nuclear Energy, LLC

xxxxxxxxxxxxxxxx.xxx

DN-316

Registered

DOMAIN NAME

14-Jul-2010

B&W Modular Nuclear Energy, LLC

xxxxxxxxxxxxxxxx.xx

DN-317

Registered

DOMAIN NAME

14-Jul-2010

B&W Modular Nuclear Energy, LLC

xxxxxxxxxxxxxxxx.xx.xxx

DN-318

Registered

DOMAIN NAME

14-Jul-2010

B&W Modular Nuclear Energy, LLC

generationmpower.xxx

DN-381

Registered

DOMAIN NAME

06-Dec-2011

Babcock & Wilcox Nuclear Energy, Inc.

GlassCam

TM-801

Published

85/255660

02-Mar-2011

Diamond Power International, Inc.

Heat Transfer Manager

TM-725

Registered

85/250679

24-Feb-2011

4117257

27-Mar-2012

Babcock & Wilcox Power Generation Group, Inc.

HONE & GLOW (Word Mark)

TM-287

Registered

73/723107

18-Apr-1988

1516861

13-Dec-1988

Babcock & Wilcox Power Generation Group, Inc.

HYDROBIN

TM-500

Registered

72/181735

22-Nov-1963

773659

21-Jul-1964

Diamond Power International, Inc.

HYDRO-EJECTOR (Word Mark)

TM-501

Registered

73/374330

12-Jul-1982

1249599

30-Aug-1983

Diamond Power International, Inc.

HYDROJET (Word Mark)

TM-700

Registered

76/230869

12-Mar-2001

2599299

23-Jul-2002

Diamond Power International, Inc.

HYDROVACTOR

TM-506

Registered

72/181734

22-Nov-1963

774939

11-Aug-1964

Diamond Power International, Inc.

IK-700

TM-754

Registered

77/496333

11-Jun-2008

3642266

23-Jun-2009

Diamond Power International, Inc.

IMPAK

TM-774

Registered

75/048111

24-Jan-1996

2232541

16-Mar-1999

Babcock & Wilcox Power Generation Group, Inc.

*	McDermott Technology Inc. changed its name to Babcock & Wilcox Technology, Inc. April 20, 2010

Babcock & Wilcox Nuclear Power Generation Group, changed its name to Babcock & Wilcox Nuclear Energy, Inc. April 29, 2010

The Babcock & Wilcox Company changed its name to Babcock & Wilcox Power Generation Group, Inc. November 20, 2007

Babcock & Wilcox Modular Nuclear Energy LLC merged into Babcock & Wilcox Nuclear Energy, Inc. June 30, 2011


Monday, May 21, 2012 Prepared by AMSaus		Page 14 of 22

CTY

CASE NO

SUB STATUS

APP NO

FILE DATE

REG NO

REG DATE

OWNER

xxxxxxxxxxxxxxxx.xxx

DN-366

Registered

DOMAIN NAME

20-Jul-2011

Babcock & Wilcox Power Generation Group, Inc.

xxxxxxxxxxxxxxxxxxx.xxx

DN-365

Registered

DOMAIN NAME

20-Jul-2011

Babcock & Wilcox Power Generation Group, Inc.

intechinternational.xxx

DN-386

Registered

DOMAIN NAME

06-Dec-2011

Babcock & Wilcox Power Generation Group, Inc.

xxxxxx-xxxx.xxx

DN-369

Registered

DOMAIN NAME

14-Jul-2011

Babcock & Wilcox Power Generation Group, Inc.

xxxxxxxxxx.xxx

DN-370

Registered

DOMAIN NAME

20-Jul-2011

Babcock & Wilcox Power Generation Group, Inc.

xxxxxxxxxx.xxx

DN-204

Pending

DOMAIN NAME

Babcock & Wilcox Power Generation Group, Inc.

iveycooper.xxx

DN-387

Registered

DOMAIN NAME

06-Dec-2011

Babcock & Wilcox Power Generation Group, Inc.

JUICECAN

TM-777

Registered

76/449434

13-Sep-2002

2736486

15-Jul-2003

Babcock & Wilcox Power Generation Group, Inc.

KilnCam

TM-800

Pending

85/255645

02-Mar-2011

Diamond Power International, Inc.

KVB

TM-790

Registered

73/291272

29-Dec-1980

1189025

02-Feb-1982

Babcock & Wilcox Power Generation Group, Inc.

xxx-xxxx.xxx

DN-303

Registered

DOMAIN NAME

05-Aug-1996

Babcock & Wilcox Power Generation Group, Inc.

xxx-xxxxxxx.xxx

DN-302

Registered

DOMAIN NAME

29-Oct-1998

Babcock & Wilcox Power Generation Group, Inc.

LM2100 (Word Mark)

TM-588

Registered

76/158574

03-Nov-2000

2490831

18-Sep-2001

Babcock & Wilcox Power Generation Group, Inc.

MACT PAK

TM-805

Pending

85/534432

06-Feb-2012

Babcock & Wilcox Power Generation Group, Inc.

*	McDermott Technology Inc. changed its name to Babcock & Wilcox Technology, Inc. April 20, 2010

Babcock & Wilcox Nuclear Power Generation Group, changed its name to Babcock & Wilcox Nuclear Energy, Inc. April 29, 2010

The Babcock & Wilcox Company changed its name to Babcock & Wilcox Power Generation Group, Inc. November 20, 2007

Babcock & Wilcox Modular Nuclear Energy LLC merged into Babcock & Wilcox Nuclear Energy, Inc. June 30, 2011


Monday, May 21, 2012 Prepared by AMSaus		Page 15 of 22

CTY

CASE NO

SUB STATUS

APP NO

FILE DATE

REG NO

REG DATE

OWNER

MILLCARE (Word Mark)

TM-538

Registered

76/360419

17-Jan-2002

2736043

15-Jul-2003

Babcock & Wilcox Power Generation Group, Inc.

xxxxxxxxxxxxxxxxxxxx.xxx

DN-222

Registered

DOMAIN NAME

15-Jun-2009

B&W Modular Nuclear Energy, LLC

xxxxxxxxxxxxxxxxxxxx.xxx

DN-221

Registered

DOMAIN NAME

15-Jun-2009

B&W Modular Nuclear Energy, LLC

mPower

TM-796

Filed

85/083612

13-Jul-2010

Babcock & Wilcox Nuclear Energy, Inc.

TM-796

Filed

85/083915

13-Jul-2010

Babcock & Wilcox Nuclear Energy, Inc.

xxxxxxxxxxx.xxx

DN-017

Registered

DOMAIN NAME

13-Jun-1997

McDermott Technology, Inc.

MULTICLONE (Word Mark)

TM-510

Registered

72/421977

20-Apr-1972

0978546

12-Feb-1974

Babcock & Wilcox Power Generation Group, Inc.

MYB&W (standard characters)

TM-733

Registered

78/433112

10-Jun-2004

3034676

27-Dec-2005

Babcock & Wilcox Power Generation Group, Inc.

xxxxxxxxxxx.xxx

DN-182

Registered

DOMAIN NAME

14-Feb-2008

The Babcock & Wilcox Company

xxxxxxxxx.xxx

DN-123

Registered

DOMAIN NAME

17-Feb-2006

The Babcock & Wilcox Company

NETDAHS

TM-787

Pending

COMMON LAW

Babcock & Wilcox Power Generation Group, Inc.

xxxxxxx.xxx

DN-305

Registered

DOMAIN NAME

30-Nov-2001

Babcock & Wilcox Power Generation Group, Inc.

NOTIS (Word Mark)

TM-249

Registered

73/715221

07-Mar-1988

1543964

13-Jun-1989

Babcock & Wilcox Power Generation Group, Inc.

xxxxxx.xxx

DN-304

Registered

DOMAIN NAME

31-Oct-2000

Babcock & Wilcox Power Generation Group, Inc.

*	McDermott Technology Inc. changed its name to Babcock & Wilcox Technology, Inc. April 20, 2010

Babcock & Wilcox Nuclear Power Generation Group, changed its name to Babcock & Wilcox Nuclear Energy, Inc. April 29, 2010

The Babcock & Wilcox Company changed its name to Babcock & Wilcox Power Generation Group, Inc. November 20, 2007

Babcock & Wilcox Modular Nuclear Energy LLC merged into Babcock & Wilcox Nuclear Energy, Inc. June 30, 2011


Monday, May 21, 2012 Prepared by AMSaus		Page 16 of 22

CTY

CASE NO

SUB STATUS

APP NO

FILE DATE

REG NO

REG DATE

OWNER

OBSERVER

TM-788

Pending

COMMON LAW

Babcock & Wilcox Power Generation Group, Inc.

ONE WAY (Word Mark)

TM-455

Registered

75/422315

19-Jan-1998

2290894

09-Nov-1999

Diamond Power International, Inc.

OPTICAP

TM-799

Published

85/238965

10-Feb-2011

Babcock & Wilcox Power Generation Group, Inc.

xxxxx.xxx

DN-237

Registered

DOMAIN NAME

09-Jul-2009

The Babcock & Wilcox Company

xxxxx.xxx

DN-238

Registered

DOMAIN NAME

09-Jul-2009

The Babcock & Wilcox Company

xxxxxxxxxxxx.xxx

DN-239

Registered

DOMAIN NAME

09-Jul-2009

The Babcock & Wilcox Company

xxxxxxxxxxxx.xxx

DN-240

Registered

DOMAIN NAME

09-Jul-2009

The Babcock & Wilcox Company

xxxxxxxxxxxx.xxx

DN-241

Registered

DOMAIN NAME

09-Jul-2009

The Babcock & Wilcox Company

xxxxxxxxxx.xxx

DN-242

Registered

DOMAIN NAME

10-Jul-2009

Diamond Power International, Inc.

xxxxxxxxxx.xxx

DN-243

Registered

DOMAIN NAME

10-Jul-2009

Diamond Power International, Inc.

xxxxxxxxxxxxxxxxx.xxx

DN-244

Registered

DOMAIN NAME

10-Jul-2009

Diamond Power International, Inc.

xxxxxxxxxxxxxxxxx.xxx

DN-245

Registered

DOMAIN NAME

10-Jul-2009

Diamond Power International, Inc.

xxxxxxxxxxxxxxxxx.xxx

DN-246

Registered

DOMAIN NAME

10-Jul-2009

Diamond Power International, Inc.

PARTNERSHIP STOCKING PROGRAM

TM-347

Registered

74/062676

25-May-1990

1720593

29-Sep-1992

Diamond Power International, Inc.

*	McDermott Technology Inc. changed its name to Babcock & Wilcox Technology, Inc. April 20, 2010

Babcock & Wilcox Nuclear Power Generation Group, changed its name to Babcock & Wilcox Nuclear Energy, Inc. April 29, 2010

The Babcock & Wilcox Company changed its name to Babcock & Wilcox Power Generation Group, Inc. November 20, 2007

Babcock & Wilcox Modular Nuclear Energy LLC merged into Babcock & Wilcox Nuclear Energy, Inc. June 30, 2011


Monday, May 21, 2012 Prepared by AMSaus		Page 17 of 22

CTY

CASE NO

SUB STATUS

APP NO

FILE DATE

REG NO

REG DATE

OWNER

PARTS PLUS (Word Mark)

TM-432

Registered

74/485889

02-Feb-1994

1951818

23-Jan-1996

Babcock & Wilcox Power Generation Group, Inc.

xxx-xxxxxxxxxx.xxx

DN-354

Registered

DOMAIN NAME

28-Apr-2011

Babcock & Wilcox Power Generation Group, Inc.

xxx-xxxxxxxxxx.xxx

DN-355

Registered

DOMAIN NAME

28-Apr-2011

Babcock & Wilcox Power Generation Group, Inc.

xxx-xxxxxxxxxx.xxx

DN-356

Registered

DOMAIN NAME

28-Apr-2011

Babcock & Wilcox Power Generation Group, Inc.

POWER CLEAN

TM-724

Registered

85/250656

24-Feb-2011

4031634

27-Sep-2011

Babcock & Wilcox Power Generation Group, Inc.

PowerASH

TM-739

Registered

78/513189

08-Nov-2004

3065460

07-Mar-2006

Diamond Power International, Inc.

POWERTEC

TM-794

Pending

COMMON LAW

Babcock & Wilcox Power Generation Group, Inc.

xxxxxxxx.xxx

DN-307

Registered

DOMAIN NAME

01-Sep-1994

Babcock & Wilcox Power Generation Group, Inc.

PowerTrain

TM-714

Registered

78/208057

28-Jan-2003

2897116

26-Oct-2004

Diamond Power International, Inc.

PRC-100

TM-778

Registered

74/012213

18-Dec-1989

1614727

25-Sep-1990

Babcock & Wilcox Power Generation Group, Inc.

PRECIPTECH AND DESIGN

TM-780

Registered

73/583729

19-Feb-1986

1410236

23-Sep-1986

Babcock & Wilcox Power Generation Group, Inc.

PRECISION CLEAN (Word Mark)

TM-567

Registered

76/042361

24-Apr-2000

2529275

15-Jan-2002

Diamond Power International, Inc.

PrecisionJet (standard characters)

TM-722

Registered

78/470198

19-Aug-2004

3147543

26-Sep-2006

Babcock & Wilcox Power Generation Group, Inc.

TM-722

Registered

78/470249

19-Aug-2004

3013278

08-Nov-2005

Babcock & Wilcox Power Generation Group, Inc.

*	McDermott Technology Inc. changed its name to Babcock & Wilcox Technology, Inc. April 20, 2010

Babcock & Wilcox Nuclear Power Generation Group, changed its name to Babcock & Wilcox Nuclear Energy, Inc. April 29, 2010

The Babcock & Wilcox Company changed its name to Babcock & Wilcox Power Generation Group, Inc. November 20, 2007

Babcock & Wilcox Modular Nuclear Energy LLC merged into Babcock & Wilcox Nuclear Energy, Inc. June 30, 2011


Monday, May 21, 2012 Prepared by AMSaus		Page 18 of 22

CTY

CASE NO

SUB STATUS

APP NO

FILE DATE

REG NO

REG DATE

OWNER

PrecisionJet (stylized and/or with design)

TM-722

Registered

78/470266

19-Aug-2004

3147544

26-Sep-2006

Babcock & Wilcox Power Generation Group, Inc.

RACER (Word Mark)

TM-140

Registered

72/267795

29-Mar-1967

0855089

20-Aug-1968

Babcock & Wilcox Power Generation Group, Inc.

SENTRYSERIES

TM-743

Registered

78/665617

07-Jul-2005

3589020

10-Mar-2009

Diamond Power International, Inc.

xxxxxxxxxxxx.xxx

DN-124

Registered

DOMAIN NAME

02-Feb-2006

Diamond Power International, Inc.

xxxxxxxxxxxx.xxx

DN-127

Registered

DOMAIN NAME

01-Mar-2006

Diamond Power International, Inc.

sentryseries.xxx

DN-380

Registered

DOMAIN NAME

29-Nov-2011

Diamond Power International, Inc.

xxxxxxxxxxxxxxxxxxxx.xxx

DN-125

Registered

DOMAIN NAME

02-Feb-2006

Diamond Power International, Inc.

xxxxxxxxxxxxxxxxxxxx.xxx

DN-126

Registered

DOMAIN NAME

01-Mar-2006

Diamond Power International, Inc.

xxxxxxxxxxxxxxxxxxxx.xx

DN-174

Registered

DOMAIN NAME

04-Dec-2007

Diamond Power International, Inc.

SMARTREPORTS

TM-786

Pending

COMMON LAW

Babcock & Wilcox Power Generation Group, Inc.

SmeltCam

TM-730

Registered

78/341285

16-Dec-2003

3415516

22-Apr-2008

Diamond Power International, Inc.

xxxxxxxxxx.xx.xx

DN-178

Registered

DOMAIN NAME

04-Jun-2004

Diamond Power International, Inc.

xxxxxxxxxx.xxx (Chinese characters)

DN-212

Pending

DOMAIN NAME

Diamond Power International, Inc.

xxxxxxxxxx.xxx.xx (Chinese characters)

DN-213

Pending

DOMAIN NAME

Diamond Power International, Inc.

*	McDermott Technology Inc. changed its name to Babcock & Wilcox Technology, Inc. April 20, 2010

Babcock & Wilcox Nuclear Power Generation Group, changed its name to Babcock & Wilcox Nuclear Energy, Inc. April 29, 2010

The Babcock & Wilcox Company changed its name to Babcock & Wilcox Power Generation Group, Inc. November 20, 2007

Babcock & Wilcox Modular Nuclear Energy LLC merged into Babcock & Wilcox Nuclear Energy, Inc. June 30, 2011


Monday, May 21, 2012 Prepared by AMSaus		Page 19 of 22

CTY

CASE NO

SUB STATUS

APP NO

FILE DATE

REG NO

REG DATE

OWNER

xxxxxxxxxx.xx

DN-179

Pending

DOMAIN NAME

Diamond Power International, Inc.

xxxxxxxxxx.xxx

DN-177

Registered

DOMAIN NAME

26-Feb-2004

Diamond Power International, Inc.

xxxxxxxxxx.xxx (Chinese characters)

DN-215

Pending

DOMAIN NAME

Diamond Power International, Inc.

xxxxxxxxxx.xxx.xx (Chinese characters)

DN-216

Pending

DOMAIN NAME

Diamond Power International, Inc.

SQ-300

TM-781

Registered

75/718164

24-May-1999

2399532

31-Oct-2000

Babcock & Wilcox Power Generation Group, Inc.

SteelCam

TM-802

Published

85/255674

02-Mar-2011

Diamond Power International, Inc.

STIRLING

TM-078

Registered

71/029843

10-Sep-1907

0089810

14-Jan-1913

Babcock & Wilcox Power Generation Group, Inc.

SUNTRANZFORMER

TM-798

Published

85/176484

15-Nov-2010

Babcock & Wilcox Power Generation Group, Inc.

xxx-xxxxxxxxxx.xxx

DN-358

Registered

DOMAIN NAME

16-May-2011

Babcock & Wilcox Power Generation Group, Inc.

xxx-xxxxxxxxxx.xxx

DN-359

Registered

DOMAIN NAME

16-May-2011

Babcock & Wilcox Power Generation Group, Inc.

xxx-xxxxxxxxxx.xxx

DN-360

Registered

DOMAIN NAME

16-May-2011

Babcock & Wilcox Power Generation Group, Inc.

swa-wteproject.xxx

DN-384

Registered

DOMAIN NAME

06-Dec-2011

Babcock & Wilcox Power Generation Group, Inc.

xxxxx.xxx

DN-329

Registered

DOMAIN NAME

14-Sep-2010

Babcock & Wilcox Power Generation Group, Inc.

xxxxx.xx

DN-332

Registered

DOMAIN NAME

14-Sep-2010

Babcock & Wilcox Power Generation Group, Inc.

*	McDermott Technology Inc. changed its name to Babcock & Wilcox Technology, Inc. April 20, 2010

Babcock & Wilcox Nuclear Power Generation Group, changed its name to Babcock & Wilcox Nuclear Energy, Inc. April 29, 2010

The Babcock & Wilcox Company changed its name to Babcock & Wilcox Power Generation Group, Inc. November 20, 2007

Babcock & Wilcox Modular Nuclear Energy LLC merged into Babcock & Wilcox Nuclear Energy, Inc. June 30, 2011


Monday, May 21, 2012 Prepared by AMSaus		Page 20 of 22

CTY

CASE NO

SUB STATUS

APP NO

FILE DATE

REG NO

REG DATE

OWNER

xxxxx.xxx

DN-330

Registered

DOMAIN NAME

14-Sep-2010

Babcock & Wilcox Power Generation Group, Inc.

xxxxx.xxx

DN-331

Registered

DOMAIN NAME

14-Sep-2010

Babcock & Wilcox Power Generation Group, Inc.

TEMPVU

TM-803

Published

85/271130

18-Mar-2011

Diamond Power International, Inc.

xxxxxxxxxx.xxx

DN-122

Registered

DOMAIN NAME

17-Feb-2006

The Babcock & Wilcox Company

THERMO-PROBE (Word Mark)

TM-272

Registered

72/115223

09-Mar-1961

723589

07-Nov-1961

Diamond Power International, Inc.

TOWERPAK (Word Mark)

TM-352

Registered

74/086326

09-Aug-1990

1652309

30-Jul-1991

Babcock & Wilcox Power Generation Group, Inc.

TRUFLUX

TM-721

Registered

78/247391

08-May-2003

2830175

06-Apr-2004

Babcock & Wilcox Power Generation Group, Inc.

UtiliCam

TM-738

Registered

78/494808

05-Oct-2004

3410329

08-Apr-2008

Diamond Power International, Inc.

V P A S (Word Mark)

TM-192

Registered

73/395364

30-Sep-1982

1291929

28-Aug-1984

Babcock & Wilcox Power Generation Group, Inc.

VAM (Word Mark)

TM-150

Registered

73/409839

17-Jan-1983

1299266

09-Oct-1984

Babcock & Wilcox Power Generation Group, Inc.

TM-150

Registered

73/737264

30-Jun-1988

1564170

07-Nov-1989

Babcock & Wilcox Power Generation Group, Inc.

V-TEMP

TM-760

Published

85/099728

04-Aug-2010

Babcock & Wilcox Power Generation Group, Inc.

TM-760

Pending

85/570337

15-Mar-2012

Babcock & Wilcox Power Generation Group, Inc.

WEARESISTOR (Word Mark)

TM-461

Registered

74/611124

14-Dec-1994

2169816

30-Jun-1998

Babcock & Wilcox Power Generation Group, Inc.

xxxxxxxxxxxxx.xxx

DN-046

Registered

DOMAIN NAME

16-Mar-1996

08-Nov-2001

Diamond Power International, Inc.

*	McDermott Technology Inc. changed its name to Babcock & Wilcox Technology, Inc. April 20, 2010

Babcock & Wilcox Nuclear Power Generation Group, changed its name to Babcock & Wilcox Nuclear Energy, Inc. April 29, 2010

The Babcock & Wilcox Company changed its name to Babcock & Wilcox Power Generation Group, Inc. November 20, 2007

Babcock & Wilcox Modular Nuclear Energy LLC merged into Babcock & Wilcox Nuclear Energy, Inc. June 30, 2011


Monday, May 21, 2012 Prepared by AMSaus		Page 21 of 22

CTY

CASE NO

SUB STATUS

APP NO

FILE DATE

REG NO

REG DATE

OWNER

xxxxxxxxxxxxx.xxx

DN-019

Registered

DOMAIN NAME

02-Nov-1999

Diamond Power International, Inc.

xxxxxxxxxxxxx.xxx

DN-035

Registered

DOMAIN NAME

04-Dec-2000

Diamond Power International, Inc.

xxxxxxxxxxxxx.xxx

DN-036

Registered

DOMAIN NAME

04-Dec-2000

Diamond Power International, Inc.

WINDAC

TM-783

Registered

75/658874

12-Mar-1999

2335456

28-Mar-2000

Babcock & Wilcox Power Generation Group, Inc.

WINRAP

TM-785

Registered

76/176810

07-Dec-2000

2571146

21-May-2002

Babcock & Wilcox Power Generation Group, Inc.

xxxxxxxxxx.xxx

DN-183

Pending

DOMAIN NAME

The Babcock & Wilcox Company

XCL-S (Word Mark)

TM-527

Registered

75/175105

05-Sep-1996

2175559

21-Jul-1998

Babcock & Wilcox Power Generation Group, Inc.

*	McDermott Technology Inc. changed its name to Babcock & Wilcox Technology, Inc. April 20, 2010

Babcock & Wilcox Nuclear Power Generation Group, changed its name to Babcock & Wilcox Nuclear Energy, Inc. April 29, 2010

The Babcock & Wilcox Company changed its name to Babcock & Wilcox Power Generation Group, Inc. November 20, 2007

Babcock & Wilcox Modular Nuclear Energy LLC merged into Babcock & Wilcox Nuclear Energy, Inc. June 30, 2011


Monday, May 21, 2012 Prepared by AMSaus		Page 22 of 22

SCHEDULE 3.10

TO PLEDGE AND SECURITY AGREEMENT

COMMERCIAL TORT CLAIMS

None.

Releases; Termination of this Agreement

Amendment and Restatement