Form Of November [19], 2010 DST Systems, Inc.
Form Of
November [19], 2010
DST Systems, Inc.
▇▇▇▇ ▇▇▇▇▇▇▇▇, ▇▇▇ ▇▇▇▇▇
Kansas City, MO 64105
Attn: Group Vice President – Full Service
Dear Sir or Madam:
▇▇▇▇ ▇▇▇▇▇▇ Municipal Income Fund, Inc. (the “Fund”), as a party to the Agency Agreement by and among each of the funds within the Lord ▇▇▇▇▇▇ Family of Funds and DST Systems, Inc. dated April 30, 2010 (the “Agreement”), hereby requests an amendment to the Schedule A of Agreement.
This letter is to notify DST Systems, Inc. that on November 17, 2010, the Fund’s officers executed Articles Supplementary to the Articles of Incorporation establishing three new series of the Fund, the legal names of which are as follows: Lord ▇▇▇▇▇▇ High Yield Municipal Bond Fund, ▇▇▇▇ ▇▇▇▇▇▇ Intermediate Tax Free Fund, and Lord ▇▇▇▇▇▇ Short Duration Tax Free Fund (each a “Series”). It is the Fund’s desire to have DST Systems render services as transfer agent, dividend disbursing agent, and shareholder servicing agent to each Series under the terms of the Agreement; therefore, the Fund requests that DST Systems, Inc. agree, in writing, to provide such services to each Series thereby making each Series a Series under the terms of the Agreement. Attached is the revised Schedule A, amended to reflect the addition of each new series.
It is currently anticipated that the registration statement for the Series will become effective on November [19], 2010. Accordingly, we appreciate your prompt attention to this matter. Please indicate DST Systems, Inc.’s acceptance by signing below.
| Lord ▇▇▇▇▇▇ Municipal Income Fund, Inc. | ||
| By: |
| |
| ▇▇▇▇▇▇▇▇ ▇. ▇▇▇▇▇▇ | ||
| Vice President and Secretary | ||
Accepted:
|
|
| Group Vice President– Full Service |
| DST Systems, Inc. |
Enclosures
SCHEDULE A (amended as of November [19], 2010)1
List of Funds
This Schedule A, as may be amended from time to time, is incorporated into that certain Agency Agreement dated April 30, 2010 by and between DST Systems, Inc. and ▇▇▇▇ ▇▇▇▇▇▇ Family of Funds. Capitalized terms used herein but not defined herein in this Schedule A have the meanings given to such terms in the Agreement.
The following table is the list of the Funds within the Lord ▇▇▇▇▇▇ Family of Funds. Registrants are listed in bold font and each Registrant’s Series, if any, are listed in italics immediately below the Registrant.
▇▇▇▇ ▇▇▇▇▇▇ AFFILIATED FUND, INC.
▇▇▇▇ ▇▇▇▇▇▇ BLEND TRUST
Lord ▇▇▇▇▇▇ Small-Cap Blend Fund
▇▇▇▇ ▇▇▇▇▇▇ BOND-DEBENTURE FUND, INC.
▇▇▇▇ ▇▇▇▇▇▇ DEVELOPING GROWTH FUND, INC.
LORD ▇▇▇▇▇▇ GLOBAL FUND, INC.
▇▇▇▇ ▇▇▇▇▇▇ Global Allocation Fund
Lord ▇▇▇▇▇▇ Developing Local Markets Fund
LORD ▇▇▇▇▇▇ INVESTMENT TRUST
Lord ▇▇▇▇▇▇ Convertible Fund
Lord ▇▇▇▇▇▇ Core Fixed Income Fund
Lord ▇▇▇▇▇▇ Floating Rate Fund
Lord ▇▇▇▇▇▇ High Yield Fund
Lord ▇▇▇▇▇▇ Income Fund
Lord ▇▇▇▇▇▇ Short Duration Income Fund
▇▇▇▇ ▇▇▇▇▇▇ Total Return Fund
Lord ▇▇▇▇▇▇ Balanced Strategy Fund
Lord ▇▇▇▇▇▇ Diversified Income Strategy Fund
Lord ▇▇▇▇▇▇ Growth & Income Strategy Fund
▇▇▇▇ ▇▇▇▇▇▇ Diversified Equity Strategy Fund
▇▇▇▇ ▇▇▇▇▇▇ MID-CAP VALUE FUND, INC.
1 As amended on November [19], 2010 to reflect (1) the Reorganization of each of Lord ▇▇▇▇▇▇ Connecticut Tax-Free Income Fund, Georgia Series, Lord ▇▇▇▇▇▇ Hawaii Tax-Free Income Fund, Lord ▇▇▇▇▇▇ Missouri Tax-Free Income Fund, and Pennsylvania Series into Lord ▇▇▇▇▇▇ National Tax-Free Income Fund; and (2) the Redomestication of each of Lord ▇▇▇▇▇▇ High Yield Municipal Bond Fund, ▇▇▇▇ ▇▇▇▇▇▇ Intermediate Tax-Free Fund, and Lord ▇▇▇▇▇▇ Short Duration Tax Free Fund, as a series of Lord ▇▇▇▇▇▇ Municipal Income Fund, Inc.
▇▇▇▇ ▇▇▇▇▇▇ MUNICIPAL INCOME FUND, INC.
▇▇▇▇ ▇▇▇▇▇▇ AMT Free Municipal Bond Fund
Lord ▇▇▇▇▇▇ California Tax-Free Income Fund
Lord ▇▇▇▇▇▇ High Yield Municipal Bond Fund
Lord ▇▇▇▇▇▇ Intermediate Tax-Free Fund
Lord ▇▇▇▇▇▇ National Tax-Free Income Fund
▇▇▇▇ ▇▇▇▇▇▇ New Jersey Tax-Free Income Fund
Lord ▇▇▇▇▇▇ New York Tax-Free Income Fund
Lord ▇▇▇▇▇▇ Short Duration Tax Free Fund
▇▇▇▇ ▇▇▇▇▇▇ RESEARCH FUND, INC.
Lord ▇▇▇▇▇▇ Capital Structure Fund
Lord ▇▇▇▇▇▇ Classic Stock Fund
Lord ▇▇▇▇▇▇ Growth Opportunities Fund
Small-Cap Value Series
LORD ▇▇▇▇▇▇ SECURITIES TRUST
Lord ▇▇▇▇▇▇ Alpha Strategy Fund
▇▇▇▇ ▇▇▇▇▇▇ Fundamental Equity Fund
▇▇▇▇ ▇▇▇▇▇▇ International Core Equity Fund
▇▇▇▇ ▇▇▇▇▇▇ International Dividend Income Fund
▇▇▇▇ ▇▇▇▇▇▇ International Opportunities Fund
Lord ▇▇▇▇▇▇ Large-Cap Value Fund
Lord ▇▇▇▇▇▇ Micro-Cap Growth Fund
Lord ▇▇▇▇▇▇ Micro-Cap Value Fund
Lord ▇▇▇▇▇▇ Value Opportunities Fund
LORD ▇▇▇▇▇▇ SERIES FUND, INC.
Bond-Debenture Portfolio
Capital Structure Portfolio
Classic Stock Portfolio
Developing Growth Portfolio
Fundamental Equity Portfolio
Growth and Income Portfolio
Growth Opportunities Portfolio
International Core Equity Portfolio
International Opportunities Portfolio
Mid-Cap Value Portfolio
Total Return Portfolio
Value Opportunities Portfolio
▇▇▇▇ ▇▇▇▇▇▇ STOCK APPRECIATION FUND
▇▇▇▇ ▇▇▇▇▇▇ U.S. GOVERNMENT & GOVERNMENT SPONSORED ENTERPRISES MONEY MARKET FUND, INC.