AMENDMENT TO SCHEDULE OF DATA SERVICES
The Schedule of Data Services with an effective date of October 27, 2009 (the
"Schedule") between Interactive Data Pricing and Reference Data, Inc. ("Vendor")
having a place of business at 00 Xxxxxx Xxxxx, Xxxxxxx, XX 00000 and First Trust
Advisors L.P. ("Customer") having a place of business at 000 Xxxx Xxxxxxx Xxxxx,
Xxxxx 000, Xxxxxxx Xx 00000, which is governed by the terms and conditions of
the Services Agreement (the "Agreement") dated July 2, 1996 by and between
Vendor and First Trust Portfolios, L.P. (formerly Nike Securities L.P.), as
amended, is hereby further amended as set forth below as of FEBRUARY 18, 2011
(the "AMENDMENT EFFECTIVE DATE"). Capitalized terms used in this Amendment and
not otherwise defined in this Amendment shall have the meaning ascribed to them
in the Agreement.
W I T N E S S E T H:
WHEREAS, Customer and Vendor have previously entered into the Services Agreement
and the Schedule; and
WHEREAS, the parties wish to modify the Schedule in accordance with the terms
set forth in this Amendment.
NOW, THEREFORE, for good and valuable consideration, the parties agree as
follows:
1. DEFINITIONS
(A) The "Additional ETFs" shall mean the ETFs referenced in Section 2
below.
(B) The "COMMENCEMENT DATE" shall be FEBRUARY 18, 2011.
2. DESCRIPTION OF ADDITIONAL ETFS
(A) Vendor and Customer desire to modify Exhibit I to the Schedule by
adding the Additional ETF and fees referenced below:
Additional ETF Annual Fee
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First Trust NASDAQ CEA Smartphone Index Fund $15,000 per annum
The fees referenced above: (i) shall accrue as of the Commencement Date;
and (ii) shall be in addition to and not in replacement of any ETF or any
fees set forth in the Schedule, the Agreement, and/or any other
documentation.
3. COUNTERPARTS
(A) This Amendment may be executed in counterparts, each of which shall be
deemed an original Amendment, but all of which will constitute a single
Amendment.
4. Except as expressly modified above, the Services Agreement in all other
respects is hereby ratified and confirmed.
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IN WITNESS WHEREOF, the parties hereto have caused this Amendment to be signed
by their authorized representatives, thereby incorporating this Amendment into
the Schedule of the Amendment Effective Date.
FIRST TRUST ADVISORS L.P. INTERACTIVE DATA PRICING AND
REFERENCE DATA, INC.
(Formerly Interactive Data Corporation)
By: /s/ Xxxx X. Xxxxxxx By: /s/ Xxxx X. X'Xxxxx
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Print Name: Xxxx X. Xxxxxxx Print Name: Xxxx X. X'Xxxxx
------------------------------- ------------------------------
Title: Chief Operating Officer Title: V.P. Sales
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