AMENDMENT TO TRANSFER AGENCY AND SERVICE AGREEMENT
Exhibit (h)(13)
AMENDMENT TO
TRANSFER AGENCY AND SERVICE AGREEMENT
This Amendment, dated as of May 11, 2023, by and between DBX ETF Trust (the “Trust”) and The Bank of New York Mellon (“BNYM”) who are parties to the Transfer Agency and Service Agreement dated January 31, 2011 (the “Agreement”).
WHEREAS, the parties wish to amend the Agreement as set forth below:
NOW THEREFORE, in consideration of the mutual agreements herein contained, the parties agree as follows:
| 1. | Exhibit A is replaced in its entirety with the attached Exhibit A dated as of the date of this Amendment. |
| 2. | Except as specifically amended hereby, all other terms and conditions of the Agreement shall remain in full force and effect. |
| 3. | This Amendment may be executed in any number of counterparts, either manually or by Electronic Signature, each of which will be deemed an original, and said counterparts when taken together will constitute one and the same instrument and may be sufficiently evidenced by one set of counterparts. Each party represents and warrants that the individual executing this Amendment on its behalf has the requisite authority to bind it to this Amendment including by Electronic Signature, and any such Electronic Signature represents an intent to enter into this Amendment and an agreement with its terms. As used herein, “Electronic Signature” shall mean image, representation or symbol inserted into an electronic copy of the Amendment by electronic, digital or other technological methods. Executed counterparts may be delivered by facsimile or email. |
EXECUTION
IN WITNESS WHEREOF, the parties hereto have caused the foregoing instrument to be executed by their duly authorized officers and their seals to be hereunto affixed, all as of the day and year first above written.
| DBX ETF TRUST, on behalf of the Trust and each portfolio series identified on Exhibit A attached hereto | ||
| By: | ||
| Name: | Xxxx Xxxxxxxx | |
| Title: | Secretary | |
| THE BANK OF NEW YORK MELLON | ||
| By: | ||
| Name: | Xxxxx Xxxxxxx | |
| Title: | Vice President | |
2
EXHIBIT A
(as of May 11, 2023)
List of Portfolios
| Xtrackers MSCI China A Inclusion Equity ETF | ASHX |
| Xtrackers X.X. Xxxxxx ESG Emerging Markets Sovereign ETF | ESEB |
| Xtrackers FTSE Developed ex US Multifactor ETF | DEEF |
| Xtrackers Harvest CSI 300 China A-Shares ETF | ASHR |
| Xtrackers Harvest CSI 500 China A-Shares Small Cap ETF | ASHS |
| Xtrackers High Beta High Yield Bond ETF | HYUP |
| Xtrackers Bloomberg US Investment Grade Corporate ESG ETF | ESCR |
| Xtrackers X.X. Xxxxxx ESG USD High Yield Corporate Bond ETF | ESHY |
| Xtrackers International Real Estate ETF | HAUZ |
| Xtrackers Low Beta High Yield Bond ETF | HYDW |
| Xtrackers Emerging Markets Carbon Reduction and Climate Improvers ETF | EMCR |
| Xtrackers MSCI All China Equity ETF | CN |
| Xtrackers MSCI All World ex US Hedged Equity ETF | DBAW |
| Xtrackers MSCI All World ex US High Dividend Yield Equity ETF | HDAW |
| Xtrackers MSCI EAFE ESG Leaders Equity ETF | EASG |
| Xtrackers MSCI EAFE Hedged Equity ETF | DBEF |
| Xtrackers MSCI EAFE High Dividend Yield Equity ETF | HDEF |
| Xtrackers MSCI Emerging Markets Hedged Equity ETF | DBEM |
| Xtrackers MSCI Emerging Markets ESG Leaders Equity ETF | EMSG |
| Xtrackers MSCI Europe Hedged Equity ETF | DBEU |
| Xtrackers MSCI Eurozone Hedged Equity ETF | DBEZ |
| Xtrackers MSCI Germany Hedged Equity ETF | DBGR |
| Xtrackers MSCI Japan Hedged Equity ETF | DBJP |
| Xtrackers MSCI Kokusai Equity ETF | KOKU |
| Xtrackers MSCI USA ESG Leaders Equity ETF | USSG |
| Xtrackers Municipal Infrastructure Revenue Bond ETF | RVNU |
| Xtrackers Xxxxxxx US Multifactor ETF | DEUS |
| Xtrackers Xxxxxxx 1000 US Quality at a Reasonable Price ETF | QARP |
| Xtrackers S&P 500 ESG ETF | SNPE |
| Xtrackers S&P MidCap 400 ESG ETF | MIDE |
| Xtrackers S&P SmallCap 600 ESG ETF | SMLE |
| Xtrackers Short Duration High Yield Bond ETF | SHYL |
| Xtrackers USD High Yield Corporate Bond ETF | HYLB |
| Xtrackers Global Carbon ETF | ECRB |
| Xtrackers Risk Managed USD High Yield Strategy ETF | HYRM |
| Xtrackers Net Zero Pathway Paris Aligned US Equity ETF | USNZ |
| Xtrackers S&P 500 Growth ESG ETF | SNPG |
| Xtrackers S&P 500 Value ESG ETF | SNPV |
EXECUTION
| Xtrackers S&P ESG Dividend Aristocrats ETF | SNPD |
| Xtrackers MSCI USA Climate Action Equity ETF | USCA |
| Xtrackers US Green Infrastructure Select Equity ETF | |
| Xtrackers Cybersecurity Select Equity ETF | |
| Xtrackers Semiconductor Select Equity ETF |
