3 4 tradable, unrestricted securities in any amount per Share equal to the greater of (x) three (3) times the Warrant Price or (y) the excess (if any) of the Market Value (as defined herein) of the Shares over the Warrant Price. The Market Value of...Ribogene Inc / Ca/ • October 27th, 1997 • California
RIBOGENE, INC.Stock Option Agreement • October 27th, 1997 • Ribogene Inc / Ca/ • California
1 EXHIBIT 4.3 RIBOGENE, INC. NINTH AMENDED AND RESTATED RIGHTS AGREEMENTRights Agreement • October 27th, 1997 • Ribogene Inc / Ca/ • California
RECITALSLicense Agreement • May 20th, 1998 • Ribogene Inc / Ca/ • Services-commercial physical & biological research • California
1 EXHIBIT 4.21 THE SECURITIES EVIDENCED BY THIS CERTIFICATE HAVE BEEN ACQUIRED FOR INVESTMENT AND HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933. SUCH SECURITIES MAY NOT BE SOLD OR TRANSFERRED IN THE ABSENCE OF SUCH REGISTRATION OR AN...Ribogene Inc / Ca/ • April 8th, 1998 • Services-commercial physical & biological research
1 EXHIBIT 10.41 STOCK PURCHASE AGREEMENT RIBOGENE, INC.Stock Purchase Agreement • November 12th, 1998 • Ribogene Inc / Ca/ • Services-commercial physical & biological research • California
1 Exhibit 10.19 RIBOGENE, INC. SUBSCRIPTION AGREEMENT 2 TABLE OF CONTENTSSubscription Agreement • October 27th, 1997 • Ribogene Inc / Ca/ • New York
1 EXHIBIT 10.44 COMMON STOCK PURCHASE AGREEMENT RIBOGENE, INC. SEPTEMBER _____, 1998 TABLE OF CONTENTSCommon Stock Purchase Agreement • November 12th, 1998 • Ribogene Inc / Ca/ • Services-commercial physical & biological research • California
2- 3 (d) ADJUSTMENT FOR QUALIFIED FINANCING. In the event that (a) the Company consummates a transaction or series of related transactions pursuant to which the Company sells equity securities with an aggregate purchase price of not less than...Ribogene Inc / Ca/ • October 27th, 1997
RIBOGENE, INC.Loan and Security Agreement • March 31st, 1999 • Ribogene Inc / Ca/ • Services-commercial physical & biological research • California
RECITALSIndemnity Agreement • November 12th, 1997 • Ribogene Inc / Ca/ • Services-commercial physical & biological research • Delaware
1 EXHIBIT 4.3 RIBOGENE, INC. TENTH AMENDED AND RESTATED RIGHTS AGREEMENT 2 TABLE OF CONTENTSRights Agreement • April 8th, 1998 • Ribogene Inc / Ca/ • Services-commercial physical & biological research • California
EXHIBIT 10.43 AMENDMENT NO. 1 TO LICENSE AGREEMENT This Amendment ("Amendment") is entered into as of the ____ day of _________, 1998 (the "Effective Date") by and between RiboGene Inc., a Delaware corporation ("RiboGene"), and Dainippon...License Agreement • November 12th, 1998 • Ribogene Inc / Ca/ • Services-commercial physical & biological research
1 Exhibit 4.10 NEITHER THIS WARRANT NOR THE SHARES OF STOCK ISSUABLE UPON EXERCISE HEREOF HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED. NO SALE, TRANSFER OR OTHER DISPOSITION OF THIS WARRANT OR SAID SHARES MAY BE EFFECTED WITHOUT...Ribogene Inc / Ca/ • October 27th, 1997 • California
2 3 per share, up to an aggregate of 405,000 Option Securities. Option Securities may be purchased solely for the purpose of covering over- allotments made in connection with the offering of the Securities. Such option shall expire at 5:00 P.M.,...Ribogene Inc / Ca/ • May 14th, 1998 • Services-commercial physical & biological research • Illinois
LEASE BETWEEN HAYWARD POINT EDEN I LIMITED PARTNERSHIP ("Landlord") and RIBOGENE, INC. ("Tenant")Lease • October 27th, 1997 • Ribogene Inc / Ca/ • California
1 Exhibit 4.18 THE SECURITIES EVIDENCED BY THIS CERTIFICATE HAVE BEEN ACQUIRED FOR INVESTMENT AND HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933. SUCH SECURITIES MAY NOT BE SOLD OR TRANSFERRED IN THE ABSENCE OF SUCH REGISTRATION OR AN...Ribogene Inc / Ca/ • October 27th, 1997
ANDWarrant Agreement • May 14th, 1998 • Ribogene Inc / Ca/ • Services-commercial physical & biological research • Delaware
RIBOGENE, INC.Restricted Stock Purchase Agreement • October 27th, 1997 • Ribogene Inc / Ca/
BY AND AMONGAsset Purchase Agreement • October 27th, 1997 • Ribogene Inc / Ca/ • New York
EXHIBIT 10.39 STOCK PURCHASE AGREEMENTStock Purchase Agreement • August 13th, 1998 • Ribogene Inc / Ca/ • Services-commercial physical & biological research • Delaware
1 Exhibit 10.1 ABBOTT-RIBOGENE LICENSE AGREEMENT 2 Table of ContentsLicense Agreement • May 14th, 1998 • Ribogene Inc / Ca/ • Services-commercial physical & biological research • New York
2 - 3 (j) "Purchase Price" shall mean the purchase price to be paid upon exercise of each Warrant in accordance with the terms hereof, which price shall be the lesser of (i) $2.25 and (ii) the effective per share price of the Common Stock sold in the...Warrant Agreement • October 27th, 1997 • Ribogene Inc / Ca/ • New York
1 Exhibit 4.14 THIS WARRANT AND THE SHARES ISSUABLE HEREUNDER HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, AND MAY NOT BE SOLD, PLEDGED, OR OTHERWISE TRANSFERRED WITHOUT AN EFFECTIVE REGISTRATION THEREOF UNDER SUCH ACT OR...Ribogene Inc / Ca/ • October 27th, 1997 • California
RECITALSResearch Agreement • May 20th, 1998 • Ribogene Inc / Ca/ • Services-commercial physical & biological research • California
LEASE BETWEEN HALL PROPERTIES, INC. ("Landlord") and RIBOGENE, INC. ("Tenant")Lease • October 27th, 1997 • Ribogene Inc / Ca/ • California
1 EXHIBIT 10.16 FIRST AMENDMENT TO LEASE FIRST AMENDMENT TO LEASE ("Amendment") is entered into as of September 24, 1997 between HAYWARD POINT EDEN I LIMITED PARTNERSHIP, a Delaware limited partnership ("Landlord") and RIBOGENE, INC., a California...Ribogene Inc / Ca/ • October 27th, 1997
RECITALSRegistration Rights Agreement • November 12th, 1998 • Ribogene Inc / Ca/ • Services-commercial physical & biological research • California
RIBOGENE, INC.Consulting Agreement • October 27th, 1997 • Ribogene Inc / Ca/ • California
1 RIBOGENE, INC. 1998 NON-OFFICER EQUITY INCENTIVE PLAN STOCK OPTION AGREEMENT Pursuant to the Grant Notice and this Stock Option Agreement, the Company has granted you an option to purchase the number of shares of the Company's common stock ("Common...Stock Option Agreement • July 30th, 1999 • Ribogene Inc / Ca/ • Services-commercial physical & biological research
2- 3 8. Miscellaneous. The provisions of Section 10(b), (c), (d), (e), (f), (h), (i), (j) and (k) of the Purchase Agreement are incorporated herein by reference and made a part hereof (with all references to the "Agreement" therein being construed to...Non-Competition Agreement • October 27th, 1997 • Ribogene Inc / Ca/
RECITALSOption and License Agreement • November 12th, 1998 • Ribogene Inc / Ca/ • Services-commercial physical & biological research • California
EXCLUSIVE PATENT LICENSE AGREEMENTExclusive Patent License Agreement • May 20th, 1998 • Ribogene Inc / Ca/ • Services-commercial physical & biological research • Washington
i) the shares of Common Stock issuable or issued upon conversion or exercise of (1) the Series F Shares, (2) the Class A Warrants, (3) 2 the Placement and Advisory Warrants, including without limitation, the shares of Common Stock issuable upon...Investor Rights Agreement • October 27th, 1997 • Ribogene Inc / Ca/ • New York
RIBOGENE, INC. [VICE PRESIDENTS AND DIRECTORS] CHANGE OF CONTROL AGREEMENTControl Agreement • October 27th, 1997 • Ribogene Inc / Ca/ • California
