Exhibit e.1 AMENDED AND RESTATED DISTRIBUTION AGREEMENT This Agreement, entered into as of this 1st day of March, 1999, is between OAK RIDGE FUNDS, INC., a Maryland corporation (the "Fund"), and OAK RIDGE INVESTMENTS, INC., an Illinois corporation...Distribution Agreement • March 2nd, 1999 • Oak Ridge Funds Inc • Maryland
AMENDMENT TO EXPENSE CAP/REIMBURSEMENT AGREEMENT This Amendment to the Expense Cap/Reimbursement Agreement entered into as of the 1st day of March 1999 (the "Agreement") is entered into as of the 31st day of March 2001, between Oak Ridge Investments,...Reimbursement Agreement • March 27th, 2001 • Oak Ridge Funds Inc
This Amendment to the Expense Cap/Reimbursement Agreement entered into as of the 1st day of March 1999 (the "Agreement") is entered into as of the 31st day of March 2001, between Oak Ridge Investments, LLC (the "Adviser") and Oak Ridge Funds, Inc. (the "Company") on behalf of the Oak Ridge Small Cap Equity Fund and the Oak Ridge Large Cap Equity Fund, each referred to herein as a "Fund."
Exhibit 9.1 ----------- TRANSFER AGENT AGREEMENT THIS AGREEMENT is made and entered into on this 1st day of December, 1995, by and between O.R.I. Funds, Inc. (the "Company"), on behalf of O.R.I. Growth Fund (hereinafter referred to as the "Fund"), and...Transfer Agent Agreement • December 26th, 1995 • Ori Funds Inc • Wisconsin
Exhibit 9.3 ----------- FUND ACCOUNTING SERVICING AGREEMENT This contract between O.R.I. Funds, Inc., a Maryland corporation (the "Company"), on behalf of O.R.I. Growth Fund (hereinafter called the "Fund") and Firstar Trust Company, a Wisconsin...Fund Accounting Servicing Agreement • December 26th, 1995 • Ori Funds Inc • Wisconsin
EXPENSE CAP/REIMBURSEMENT AGREEMENT This Agreement is entered into as of the 1st day of March, 1999, between Oak Ridge Investments, LLC (the "Adviser") and Oak Ridge Funds, Inc. on behalf of the Oak Ridge Small Cap Equity Fund and the Oak Ridge Large...Expense Cap/Reimbursement Agreement • March 2nd, 1999 • Oak Ridge Funds Inc
WHEREAS, the Adviser has previously voluntarily agreed to reduce its advisory fee and/or reimburse the Funds for certain operating expenses to the extent necessary to cap a Fund's total operating expenses at certain levels.
Exhibit d.1 AMENDED AND RESTATED INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • March 2nd, 1999 • Oak Ridge Funds Inc • Maryland
Exhibit h.5 ADDITION OF THE OAK RIDGE LARGE CAP FUND TO THE FUND ADMINISTRATION SERVICING AGREEMENT Between OAK RIDGE FUNDS, INC. and FIRSTAR MUTUAL FUND SERVICES, LLC Dated December 1, 1995 WHEREAS, the above parties have entered into a Fund...Oak Ridge Funds Inc • March 2nd, 1999
WITNESSETH:Investment Advisory Agreement • February 26th, 1997 • Ori Growth Funds Inc • Illinois
Exhibit 13 O.R.I. FUNDS, INC. STOCK SUBSCRIPTION AGREEMENTAgreement • March 20th, 1998 • Oak Ridge Funds Inc
Exhibit 8 --------- CUSTODIAN AGREEMENT THIS AGREEMENT made on December 1, 1995, between O.R.I. Funds, Inc., a Maryland corporation (the "Company"), on behalf of O.R.I. Growth Fund (hereinafter called the ("Fund"), and FIRSTAR TRUST COMPANY, a...Custodian Agreement • December 26th, 1995 • Ori Funds Inc • Wisconsin
Exhibit 9.2 ----------- FUND ADMINISTRATION SERVICING AGREEMENT This Agreement is made and entered into on this 1st day of December, 1995, by and between O.R.I Funds, Inc. (the "Company"), on behalf of O.R.I. Growth Fund (hereinafter referred to as...Fund Administration Servicing Agreement • December 26th, 1995 • Ori Funds Inc • Wisconsin
FOURTH AMENDMENT TO EXPENSE CAP/REIMBURSEMENT AGREEMENTReimbursement Agreement • March 25th, 2003 • Oak Ridge Funds Inc
This Fourth Amendment, to the Expense Cap/Reimbursement Agreement entered into as of the 1st day of March 1999 (the “Agreement”), is entered into as of the 31st day of March 2003, between Oak Ridge Investments, LLC (the “Adviser”) and Oak Ridge Funds, Inc. (the “Company”) on behalf of the Oak Ridge Small Cap Equity Fund and the Oak Ridge Large Cap Equity Fund, each referred to herein as a “Fund.”
OAK RIDGE FUNDS, INC. AMENDMENT TO TRANSFER AGENT AGREEMENTTransfer Agent Agreement • March 25th, 2003 • Oak Ridge Funds Inc
THIS AMENDMENT, dated as of July 24, 2002, modifies the Transfer Agent Agreement by and between U.S. Bancorp Fund Services, LLC (the “Transfer Agent”) and Oak Ridge Funds, Inc. (the “Company”), such Agreement being hereinafter referred to as the “Agreement.”
OAK RIDGE FUNDS, INC. AMENDMENT TO THE TRANSFER AGENT AGREEMENTTransfer Agent Agreement • March 22nd, 2002 • Oak Ridge Funds Inc
THIS AMENDMENT dated as of January 1, 2002 to the Transfer Agent Agreement dated as of December 1, 1995, by and between Oak Ridge Funds, Inc., a Maryland corporation, and Firstar Mutual Fund Services, LLC, a Wisconsin limited liability company, shall be as follows:
Exhibit d.3 AMENDMENT TO EXPENSE CAP/REIMBURSEMENT AGREEMENT This Amendment to the Expense Cap/Reimbursement Agreement entered into as of the 1st day of March 1999 (the "Agreement") is entered into as of the 6th day of January 2000, between Oak Ridge...Reimbursement Agreement • March 21st, 2000 • Oak Ridge Funds Inc
This Amendment to the Expense Cap/Reimbursement Agreement entered into as of the 1st day of March 1999 (the "Agreement") is entered into as of the 6th day of January 2000, between Oak Ridge Investments, LLC (the "Adviser") and Oak Ridge Funds, Inc. (the "Company") on behalf of the Oak Ridge Small Cap Equity Fund and the Oak Ridge Large Cap Equity Fund, each referred to herein as a "Fund."
Exhibit h.4 Addendum to Firstar Servicing Agreements This Addendum to the Fund Administration, Fund Accounting, and Transfer Agent Agreements dated December 1, 1995, is entered into by and between Firstar Mutual Fund Services, LLC and Oak Ridge...Oak Ridge Funds Inc • March 2nd, 1999
This Addendum to the Fund Administration, Fund Accounting, and Transfer Agent Agreements dated December 1, 1995, is entered into by and between Firstar Mutual Fund Services, LLC and Oak Ridge Investments, LLC as of the 30th day of September, 1998.
Exhibit h.6 ADDITION OF THE OAK RIDGE LARGE CAP FUND TO THE FUND ACCOUNTING SERVICING AGREEMENT Between OAK RIDGE FUNDS, INC. and FIRSTAR MUTUAL FUND SERVICES, LLC Dated December 1, 1995 WHEREAS, the above parties have entered into a Fund Accounting...Oak Ridge Funds Inc • March 2nd, 1999
NOW THEREFORE, the Company and FMFS agree to add the Fund to the Agreement and compensation for the addition of the Fund is as follows:
Oak Ridge Investments, Inc. 10 South LaSalle Street, Suite 1050 Chicago, IL 60603 _______ __, 1999 [Dealer Name and Address]Oak Ridge Funds Inc • March 2nd, 1999 • Illinois
OAK RIDGE FUNDS, INC. AMENDMENT TO THE FUND ACCOUNTING SERVICING AGREEMENTFund Accounting Servicing Agreement • March 22nd, 2002 • Oak Ridge Funds Inc
THIS AMENDMENT dated as of January 1, 2002 to the Fund Accounting Servicing Agreement dated as of December 1, 1995, by and between Oak Ridge Funds, Inc., a Maryland corporation, and Firstar Mutual Fund Services, LLC, a Wisconsin limited liability company, shall be as follows:
OAK RIDGE FUNDS, INC. AMENDMENT TO THE CUSTODIAN AGREEMENTThe Custodian Agreement • March 22nd, 2002 • Oak Ridge Funds Inc
THIS AMENDMENT dated as of January 1, 2002 to the Custodian Agreement dated as of December 1, 1995, by and between Oak Ridge Funds, Inc., a Maryland corporation, and Firstar Bank, N.A, shall be as follows:
Exhibit h.7 ADDITION OF THE OAK RIDGE LARGE CAP FUND TO THE TRANSFER AGENT AGREEMENT Between OAK RIDGE FUNDS, INC. and FIRSTAR MUTUAL FUND SERVICES, LLC Dated December 1, 1995 WHEREAS, the above parties have entered into a Transfer Agent Agreement...Oak Ridge Funds Inc • March 2nd, 1999
NOW THEREFORE, the Company and FMFS agree to add the Fund to the Agreement and compensation for the addition of the Fund is as follows:
OAK RIDGE FUNDS, INC. AMENDMENT TO THE FUND ADMINISTRATION SERVICING AGREEMENTFund Administration Servicing Agreement • March 22nd, 2002 • Oak Ridge Funds Inc
THIS AMENDMENT dated as of January 1, 2002 to the Fund Administration Servicing Agreement dated as of December 1, 1995, by and between Oak Ridge Funds, Inc., a Maryland corporation, and Firstar Mutual Fund Services, LLC, a Wisconsin limited liability company, shall be as follows:
Exhibit g.2 Addendum to Custodian Agreement This Addendum to the Custodian Agreement dated December 1, 1995, is entered into by and between Firstar Bank Milwaukee, N.A. and Oak Ridge Investments, LLC as of the 30th day of September, 1998; andTo Custodian Agreement • March 2nd, 1999 • Oak Ridge Funds Inc
WHEREAS, Firstar Bank Milwaukee, N.A. represents that it has the necessary trust and custodial powers to enter into this Agreement;
THIRD AMENDMENT TO EXPENSE CAP/REIMBURSEMENT AGREEMENTReimbursement Agreement • March 22nd, 2002 • Oak Ridge Funds Inc
This Third Amendment to the Expense Cap/Reimbursement Agreement entered into as of the 1st day of March 1999 (the "Agreement") is entered into as of the 31st day of March 2002, between Oak Ridge Investments, LLC (the "Adviser") and Oak Ridge Funds, Inc. (the "Company") on behalf of the Oak Ridge Small Cap Equity Fund and the Oak Ridge Large Cap Equity Fund, each referred to herein as a "Fund."
ADDITION OF THE OAK RIDGE LARGE CAP FUND TO THE CUSTODIAN AGREEMENT Between OAK RIDGE FUNDS, INC. and FIRSTAR BANK MILWAUKEE, N.A. Dated December 1, 1995 WHEREAS, the above parties have entered into a Custodian Agreement (the "Agreement") whereby...Oak Ridge Funds Inc • March 2nd, 1999
NOW THEREFORE, the Company and FBM agree to add the Fund to the Agreement and compensation for the addition of the Fund is as follows:
Exhibit 5 OAK RIDGE FUNDS, INC. AMENDED AND RESTATED INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • March 20th, 1998 • Oak Ridge Funds Inc • Delaware
Oak Ridge Investments, Inc. 233 N. Michigan Ave., Suite 1807 Chicago, IL 60601Ori Funds Inc • December 26th, 1995 • Illinois
