JOINT FILING AGREEMENTJoint Filing Agreement • May 18th, 1998 • Wynnefield Partners Small Cap Value Lp • Industrial inorganic chemicals
The Amendment No. 2 to Schedule 13D, relating to the common stock, par value $.10 per share, of LSB Industries, Inc., dated May 18, 1998, is filed on behalf of Wynnefield Partners Small Cap Value L.P., Wynnefield Partners Small Cap Value L.P. I, Channel Partnership II L.P., Wynnefield Small Cap Value Offshore Fund Ltd and Nelson Obus.
EXHIBIT 1 --------- AGREEMENT OF JOINT FILING Pursuant to Rule 13d-1(f)(1) promulgated under the Securities Exchange Act of 1934, as amended, the undersigned hereby agree to file with the Securities and Exchange Commission the Statement on Schedule...Wynnefield Partners Small Cap Value Lp • May 1st, 1997 • Bituminous coal & lignite mining
Pursuant to Rule 13d-1(f)(1) promulgated under the Securities Exchange Act of 1934, as amended, the undersigned hereby agree to file with the Securities and Exchange Commission the Statement on Schedule 13D (the "Statement") to which this Agreement is attached as an exhibit, and agree that such Statement, as so filed, is filed on behalf of each of them.
Exhibit 2 SUPPORT AGREEMENT SUPPORT AGREEMENT (the "Agreement") dated as of May 7, 2003, between WYNNEFIELD CAPITAL MANAGEMENT, LLC, a Delaware limited liability company ("Wynnefield"), and CROWN CRAFTS, INC., a Georgia corporation (the "Company")....Support Agreement • May 12th, 2003 • Wynnefield Partners Small Cap Value Lp • Broadwoven fabric mills, cotton • Georgia
R E C I T A L SStandstill Agreement • April 5th, 2004 • Wynnefield Partners Small Cap Value Lp • Construction - special trade contractors • Delaware
VOTING AGREEMENT THIS VOTING AGREEMENT (this "AGREEMENT"), dated as of November 16, 2003, is made by and among each of the persons listed under the heading "Stockholders" on the signature page hereto (collectively, the "STOCKHOLDERS" and each,...Voting Agreement • November 19th, 2003 • Wynnefield Partners Small Cap Value Lp • Agricultural production-crops • Nevada
AGREEMENT OF JOINT FILING Pursuant to Rule 13d-1(k)(1) under the Securities Exchange Act of 1934, as amended, the undersigned hereby consent to the joint filing on their behalf of a single Schedule 13G and any amendments thereto, with respect to the...Agreement of Joint Filing • February 14th, 2008 • Wynnefield Partners Small Cap Value Lp
Pursuant to Rule 13d-1(k)(1) under the Securities Exchange Act of 1934, as amended, the undersigned hereby consent to the joint filing on their behalf of a single Schedule 13G and any amendments thereto, with respect to the beneficial ownership by each of the undersigned of shares of common stock, $0.01 par value per share, of MVC Capital, Inc., a Delaware corporation. The undersigned hereby further agree that this statement may be executed in any number of counterparts, each of which when so executed shall be deemed to be an original, but all of which counterparts shall together constitute one and the same instrument.
EXHIBIT 99.3 TENDER AND VOTING AGREEMENT TENDER AND VOTING AGREEMENT dated as of November 5, 2002 (this "Agreement"), among Enghouse Systems Limited, an Ontario corporation ("Parent"), Syntellect Inc., a Delaware corporation (the "Company"), and the...Tender and Voting Agreement • November 13th, 2002 • Wynnefield Partners Small Cap Value Lp • Telephone & telegraph apparatus • Delaware
PREAMBLEStock Purchase Agreement • November 19th, 2003 • Wynnefield Partners Small Cap Value Lp • Agricultural production-crops • New York
EXHIBIT 99.1 JOINT FILING AGREEMENT In accordance with Rule 13d-1(k)(1)(iii) under the Securities Exchange Act of 1934, as amended, the persons named below agree to the joint filing on behalf of each of them of a Statement on Schedule 13D dated April...Joint Filing Agreement • April 1st, 2005 • Wynnefield Partners Small Cap Value Lp • Services-computer integrated systems design
In accordance with Rule 13d-1(k)(1)(iii) under the Securities Exchange Act of 1934, as amended, the persons named below agree to the joint filing on behalf of each of them of a Statement on Schedule 13D dated April 1, 2005 (including amendments thereto) with respect to the 12% Cumulative Exchangeable Redeemable Preferred Stock of Telos Corporation. This Joint Filing Agreement shall be filed as an Exhibit to such Statement.
Exhibit 1 AGREEMENT OF JOINT FILING ------------------------- Pursuant to Rule 13d-1(k)(1) under the Securities Exchange Act of 1934, as amended, the undersigned hereby consent to the joint filing on their behalf of a single Schedule 13D and any...Agreement of Joint • November 23rd, 2005 • Wynnefield Partners Small Cap Value Lp • Ordnance & accessories, (no vehicles/guided missiles)
Pursuant to Rule 13d-1(k)(1) under the Securities Exchange Act of 1934, as amended, the undersigned hereby consent to the joint filing on their behalf of a single Schedule 13D and any amendments thereto, with respect to the beneficial ownership by each of the undersigned of shares of common stock, no par value, of The Allied Defense Group, Inc., a Delaware corporation.
JOINT FILING AGREEMENTJoint Filing Agreement • September 4th, 1997 • Wynnefield Partners Small Cap Value Lp • Industrial inorganic chemicals
The Schedule 13D, relating to the common stock, par value $.10 per share, of LSB Industries, Inc., dated September 4, 1997, is filed on behalf of Wynnefield Partners Small Cap Value L.P., Wynnefield Partners Small Cap Value L.P. I, Channel Partnership II L.P., Wynnefield Small Cap Value Offshore Fund Ltd and Nelson Obus.
REGISTRATION RIGHTS AGREEMENTRegistration Rights Agreement • October 3rd, 2016 • Wynnefield Partners Small Cap Value Lp • Services-help supply services • New York
This Registration Rights Agreement (this “Agreement”) is made and entered into as of September 29, 2016, among DLH Holdings Corp., a New Jersey corporation (the “Company”), and each of the parties listed on Schedule I attached hereto (each an “Investor”, and collectively, the “Investors”).
REGISTRATION RIGHTS AGREEMENTRegistration Rights Agreement • July 24th, 2017 • Wynnefield Partners Small Cap Value Lp • Agricultural production-crops • New York
This Agreement is made pursuant to the Securities Purchase Agreement, dated as of the date hereof, between the Company and the Investors (the "Purchase Agreement") in connection with the following.
ELECTION AND NOMINATION AGREEMENTElection and Nomination Agreement • June 3rd, 2016 • Wynnefield Partners Small Cap Value Lp • Fabricated plate work (boiler shops) • Delaware
This Election and Nomination Agreement (this “Agreement”), dated June 1, 2016, and effective May 25, 2016 (the “Effective Date”), is by and among (i) Wynnefield Partners Small Cap Value, L.P., Wynnefield Partners Small Cap Value, L.P. I, Wynnefield Small Cap Value Offshore Fund, Ltd., Wynnefield Capital, Inc. Profit Sharing & Money Purchase Plan, Wynnefield Capital Management, LLC, Wynnefield Capital, Inc. (collectively, the “Shareholder Parties” and each individually, a “member” of the Shareholder Parties) and (ii) Global Power Equipment Group Inc. (the “Company”). Capitalized terms used but not otherwise defined herein shall have the meanings set forth in Section 20.
JOINT FILING AGREEMENTJoint Filing Agreement • January 11th, 2005 • Wynnefield Partners Small Cap Value Lp • Services-facilities support management services
In accordance with Rule 13d-1(k)(1)(iii) under the Securities Exchange Act of 1934, as amended, the persons named below agree to the joint filing on behalf of each of them of a Statement on Schedule 13D dated January 11, 2005 (including amendments thereto) with respect to the Common Stock of Cornell Companies, Inc. This Joint Filing Agreement shall be filed as an Exhibit to such Statement.
VOTING AND SUPPORT AGREEMENTVoting and Support Agreement • October 6th, 2020 • Wynnefield Partners Small Cap Value Lp • Services-computer integrated systems design • Maryland
This VOTING AND SUPPORT AGREEMENT (this “Agreement”) is entered into as of October 6, 2020, by and among Telos Corporation, a Maryland corporation (the “Company”), and the undersigned holders (individually, a “Preferred Stockholder” and, collectively, the “Preferred Stockholders”) of shares of the 12% Cumulative Exchangeable Redeemable Preferred Stock of the Company.
JOINT FILING AGREEMENTJoint Filing Agreement • September 16th, 1998 • Wynnefield Partners Small Cap Value Lp • Bituminous coal & lignite mining
The Amendment No. 2 to Schedule 13D, relating to the common stock, par value $2.50 per share, of Westmoreland Coal Company, dated September 16, 1998, is filed on behalf of Wynnefield Partners Small Cap Value L.P., Wynnefield Partners Small Cap Value L.P. I, Channel Partnership II L.P., Wynnefield Small Cap Value Offshore Fund Ltd and Nelson Obus.
STANDBY PURCHASE AGREEMENTStandby Purchase Agreement • August 19th, 2016 • Wynnefield Partners Small Cap Value Lp • Services-help supply services • New York
This STANDBY PURCHASE AGREEMENT (this “Agreement”), dated as of August 18, 2016, is by and among DLH Holdings Corp. (the “Company”), and Wynnefield Capital, Inc. (the “Standby Purchaser”).
SETTLEMENT AGREEMENTSettlement Agreement • July 18th, 2011 • Wynnefield Partners Small Cap Value Lp • Broadwoven fabric mills, cotton • Delaware
THIS SETTLEMENT AGREEMENT (the “Agreement”) is made and entered into as of the 14th day of July, 2011, by and among the parties listed on Schedule I attached hereto (collectively, the “Wynnefield Group”, and individually, a “member” of the Wynnefield Group) and CROWN CRAFTS, INC., a Delaware corporation (the “Company”).
AGREEMENTAgreement • April 23rd, 2014 • Wynnefield Partners Small Cap Value Lp • Services-amusement & recreation services • New York
This Agreement (this “Agreement”) is made effective as of the date set forth below, by and among Trans World Corporation, a Nevada corporation (“TWC” or the “Company”), Value Partners, Ltd., a Texas limited partnership (“Value Partners”), Wynnefield Partners Small Cap Value, L.P., a Delaware limited partnership (“Wynnefield Partners”), Wynnefield Small Cap Value Offshore Fund, Ltd., a private investment company organized under the laws of the Cayman Islands (“Wynnefield Offshore”), and Wynnefield Partners Small Cap Value, L.P. I, a Delaware limited partnership (“Wynnefield Partners I”) (Wynnefield Partners, Wynnefield Offshore and Wynnefield Partners I together, the “Wynnefield Funds”) and Lloyd I. Miller Trust A-4, a testamentary trust under Delaware law (“Trust A-4”), Milfam II, L.P., a Georgia limited partnership (“Milfam II”), LIMFAM LLC, a Delaware limited liability company, and Lloyd I. Miller, IRA, an individual retirement account for the benefit of Lloyd I. Miller III (Trust A-
SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • July 24th, 2017 • Wynnefield Partners Small Cap Value Lp • Agricultural production-crops • New York
THIS SECURITIES PURCHASE AGREEMENT (this "Agreement"), is made and entered into as of July 19, 2017, between S&W Seed Company, a Nevada corporation, with offices at 7108 North Fresno Street, Fresno, California 93720 (the "Company") and each of those persons and entities, severally and not jointly, whose names are set forth on the Schedule of Purchasers attached hereto as Exhibit A (which persons and entities are hereinafter collectively referred to as "Purchasers" and each individually as a "Purchaser").
AMENDMENT NO. 1 TOAgreement • May 16th, 2007 • Wynnefield Partners Small Cap Value Lp • Aircraft parts & auxiliary equipment, nec
Amendment No. 1 (the “Amendment”) entered into as of the 16th day of May, 2007 (the “Effective Date”) to the Voting Agreement dated as of April 2, 2007 (the “Agreement”), by and among Wynnefield Partners Small Cap Value, L.P. (“Wynnefield”) with an address at 450 Seventh Avenue, Suite 509, New York, New York 10123, Goldsmith & Harris Incorporated (“Goldsmith & Harris”) with an address at 80 Pine Street, New York, New York 10005 and Terrier Partners LP (“Terrier Partners”) with an address at 145 East 57th Street, 10th floor, New York, New York 10022.
Exhibit 1 AMENDMENT NO. 1 TO VOTING AGREEMENT This Amendment No. 1 to Voting Agreement (this "AMENDMENT") is dated as of April 1, 2004, among each of the persons listed under the heading "Stockholders" on the signature page hereto (collectively, the...Voting Agreement • April 5th, 2004 • Wynnefield Partners Small Cap Value Lp • Agricultural production-crops • Nevada
FIRST AMENDMENT TO PARTICIPATION AGREEMENTParticipation Agreement • August 23rd, 2017 • Wynnefield Partners Small Cap Value Lp • Fabricated plate work (boiler shops) • New York
This FIRST AMENDMENT TO PARTICIPATION AGREEMENT, dated as of August 17, 2017 (this “Amendment”), is entered into by and among CENTRE LANE PARTNERS MASTER CREDIT FUND II, L.P., a Delaware limited partnership, as administrative agent and collateral agent (in such capacity, the “Administrative Agent”), the Lenders (as hereinafter defined), WYNNEFIELD PARTNERS SMALL CAP VALUE, L.P. I, a Delaware limited partnership (“SCV I”), WYNNEFIELD PARTNERS SMALL CAP VALUE, L.P., a Delaware limited partnership (“SCV”) and WYNNEFIELD SMALL CAP VALUE OFFSHORE FUND, LTD., a Cayman Islands company (“SCVOF”; each of SCV I, SCV and SCVOF, a “Participant” and collectively, the “Participants”).
SCHEDULE 13D JOINT FILING AGREEMENTJoint Filing Agreement • August 3rd, 2017 • Wynnefield Partners Small Cap Value Lp • Wholesale-hardware
The undersigned hereby agree that this Schedule 13D (the “Schedule 13D”) with respect to the common stock of Amerinac Holding Corp., and any additional amendment thereto signed by each of the undersigned shall be, filed on behalf of each undersigned pursuant to and in accordance with the provisions of 13d-1(k) under the Securities Exchange Act of 1934, as amended, and that all subsequent amendments to the Schedule 13D shall be filed on behalf of each of the undersigned without the necessity of filing additional joint filing agreements. The undersigned acknowledge that each shall be responsible for the timely filing of such amendments, and for the completeness and accuracy of the information concerning it contained therein, but shall not be responsible for the completeness and accuracy of the information concerning the other, except to the extent that it knows or has reason to believe that such information is inaccurate.
AgreementAgreement Agreement • April 2nd, 2007 • Wynnefield Partners Small Cap Value Lp • Aircraft parts & auxiliary equipment, nec • New York
Agreement (“Agreement”) entered into, as of April 2, 2007, by and among the parties executing this Agreement as set forth on the signature pages hereto.
BACKGROUNDAgreement Regarding Annual • April 5th, 2004 • Wynnefield Partners Small Cap Value Lp • Agricultural production-crops • New York
AGREEMENT OF JOINT FILINGAgreement of Joint Filing • January 25th, 2008 • Wynnefield Partners Small Cap Value Lp • Medicinal chemicals & botanical products
Pursuant to Rule 13d-1(k)(1) under the Securities Exchange Act of 1934, as amended, the undersigned hereby consent to the joint filing on their behalf of a single Schedule 13D and any amendments thereto, with respect to the beneficial ownership by each of the undersigned of shares of common stock, $0.01 par value per share, of Unigene Laboratories, Inc., a Delaware corporation. The undersigned hereby further agree that this statement may be executed in any number of counterparts, each of which when so executed shall be deemed to be an original, but all of which counterparts shall together constitute one and the same instrument.
AGREEMENT OF JOINT FILINGAgreement of Joint Filing • January 14th, 2008 • Wynnefield Partners Small Cap Value Lp • Agricultural services
Pursuant to Rule 13d-1(k)(1) under the Securities Exchange Act of 1934, as amended, the undersigned hereby consent to the joint filing on their behalf of a single Schedule 13G and any amendments thereto, with respect to the beneficial ownership by each of the undersigned of shares of common stock, $0.0001 par value per share, of Pet DRx Corporation, a Delaware corporation. The undersigned hereby further agree that this statement may be executed in any number of counterparts, each of which when so executed shall be deemed to be an original, but all of which counterparts shall together constitute one and the same instrument.
VOTING AGREEMENTVoting Agreement • April 28th, 2010 • Wynnefield Partners Small Cap Value Lp • Services-facilities support management services • Delaware
This Voting Agreement (this "Agreement") is entered into as of April 18, 2010, among The GEO Group, Inc., a Florida corporation ("GEO") and the other parties identified on the signature pages hereto (each, a "Stockholder"). Capitalized terms used but not defined herein shall have the meanings ascribed to them in the Agreement and Plan of Merger dated as of the date hereof (the "Merger Agreement"), among Cornell Companies, Inc., a Delaware corporation ("Target"), GEO and GEO Acquisition III, Inc., a Delaware corporation ("Merger Sub").
SCHEDULE 13D JOINT FILING AGREEMENTJoint Filing Agreement • July 2nd, 2018 • Wynnefield Partners Small Cap Value Lp • Miscellaneous manufacturing industries
The undersigned hereby agree that this Schedule 13D (the “Schedule 13D”) with respect to the common stock of Jason Industries, Inc., and any additional amendment thereto signed by each of the undersigned shall be, filed on behalf of each undersigned pursuant to and in accordance with the provisions of 13d-1(k) under the Securities Exchange Act of 1934, as amended, and that all subsequent amendments to the Schedule 13D shall be filed on behalf of each of the undersigned without the necessity of filing additional joint filing agreements. The undersigned acknowledge that each shall be responsible for the timely filing of such amendments, and for the completeness and accuracy of the information concerning it contained therein, but shall not be responsible for the completeness and accuracy of the information concerning the other, except to the extent that it knows or has reason to believe that such information is inaccurate.
AMENDED JOINT FILING AGREEMENTJoint Filing Agreement • October 26th, 2020 • Wynnefield Partners Small Cap Value Lp • Services-computer integrated systems design • Maryland
THIS AMENDED JOINT FILING AGREEMENT (this “Agreement”), dated as of October 19, 2020, is made under seal by and among the undersigned parties (each a “Reporting Person” or collectively the “Reporting Persons” or the “Reporting Group”).
TERMINATION AGREEMENTTermination Agreement • December 16th, 2008 • Wynnefield Partners Small Cap Value Lp • Services-facilities support management services
THIS TERMINATION AGREEMENT (this "Termination Agreement") is made and entered into as of this 15th day of December, 2008, by and among Wynnefield Partners Small Cap Value, L.P., Wynnefield Partners Small Cap Value, L.P. I, Wynnefield Small Cap Value Offshore Fund, Ltd., Channel Partnership II L.P., Wynnefield Capital Management LLC, Wynnefield Capital Inc., Nelson Obus, Joshua Landes, North Star Partners, L.P., North Star Partners II, L.P., Circle T. Explorer Master Limited, NS Advisors, LLC, and Andrew R. Jones (each a “Reporting Person”, and collectively, the “Reporting Persons”). Capitalized terms used, but not defined herein, shall have the meanings ascribed to them in the Reporting Persons’ Statement of Beneficial Ownership on Schedule 13D filed with the Securities and Exchange Commission on December 6, 2006 (the “Schedule 13D”).
JOINT FILING AGREEMENTJoint Filing Agreement • August 30th, 2007 • Wynnefield Partners Small Cap Value Lp • Services-personal services
THIS JOINT FILING AGREEMENT (this "Agreement") is made and entered into as of this 30th day of August, 2007, by and among Wynnefield Partners Small Cap Value, L.P., Wynnefield Partners Small Cap Value, L.P. I, Wynnefield Small Cap Value Offshore Fund, Ltd., Wynnefield Capital Management LLC, Wynnefield Capital Inc., Nelson Obus and Joshua Landes.
GOVERNANCE AND STANDSTILL AGREEMENTGovernance and Standstill Agreement • July 7th, 2008 • Wynnefield Partners Small Cap Value Lp • Broadwoven fabric mills, cotton • Delaware
THIS GOVERNANCE AND STANDSTILL AGREEMENT (the “Agreement”) is made and entered into as of the 1st day of July, 2008, by and among the Persons listed on Schedule I attached hereto (collectively, the “Wynnefield Group”, and individually, a “member” of the Wynnefield Group) and CROWN CRAFTS, INC., a Delaware corporation (the “Company”).
