Uwharrie Capital Corp Sample Contracts

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SUBORDINATED NOTE PURCHASE AGREEMENT
Subordinated Note Purchase Agreement • September 8th, 2021 • Uwharrie Capital Corp • State commercial banks • North Carolina

This SUBORDINATED NOTE PURCHASE AGREEMENT (this “Agreement”) is dated as of September 3, 2021, and is made by and among Uwharrie Capital Corp, a North Carolina corporation (the “Company”), and the purchasers of the Subordinated Notes (as defined herein) identified on the signature pages hereto (each a “Purchaser” and collectively, the “Purchasers”).

AMENDED AND RESTATED DECLARATION OF TRUST by and among
Uwharrie Capital Corp • April 22nd, 2003 • State commercial banks • Connecticut
UWHARRIE CAPITAL CORP NONQUALIFIED DEFERRED COMPENSATION PLAN EXECUTIVE SUPPLEMENTAL RETIREMENT PLAN AGREEMENT
Supplemental Retirement Plan Agreement • December 31st, 2008 • Uwharrie Capital Corp • State commercial banks • North Carolina

This document is drafted with the intent that it comply with Internal Revenue Code Section 409A and regulations promulgated thereunder.

PROMISSORY NOTE
Promissory Note • August 7th, 1998 • Uwharrie Capital Corp • State commercial banks

This Note is executed pursuant to the Installment Purchase Plan (the "Purchase Plan") of the Holder outlined in its Prospectus dated ___________, 1998 (the "Prospectus"), regarding its offering of up to 850,000 shares of its common stock (the "Offering"). The Purchase Plan provides that accountholders in the Bank of Stanly, a subsidiary of the Holder, purchasing 500 shares or less in the Offering, and meeting certain credit standards of the Holder, may purchase their shares pursuant to the Purchase Plan.

DUE 2032
Indenture • April 22nd, 2003 • Uwharrie Capital Corp • State commercial banks • New York
UWHARRIE CAPITAL CORP as Issuer SECURITYHOLDERS AGREEMENT Dated as of March 31, 2014 FIXED RATE JUNIOR SUBORDINATED DEBT SECURITIES DUE 2024
Securityholders Agreement • May 6th, 2014 • Uwharrie Capital Corp • State commercial banks • North Carolina

THIS SECURITYHOLDERS AGREEMENT (the “Securityholders Agreement”), dated as of March 31, 2014 between Uwharrie Capital Corp, a bank holding company incorporated in North Carolina (hereinafter sometimes called the “Company”), and the Securityholders made a party hereto.

CHANGE IN CONTROL SEVERANCE AGREEMENT
Change in Control Severance Agreement • June 30th, 2015 • Uwharrie Capital Corp • State commercial banks • North Carolina

This Change in Control Severance Agreement (the “Agreement) is made and entered into by and between Roy David Beaver III (Executive”) and UWHARRIE CAPITAL CORP., a North Carolina corporation (the “Company”), effective as of January 1, 2015 (the “Effective Date”). Certain capitalized terms used in the Agreement are defined in Section 6 below.

UWHARRIE CAPITAL CORP SALES AGENCY AGREEMENT
Sales Agency Agreement • July 29th, 2002 • Uwharrie Capital Corp • State commercial banks • North Carolina
ESCROW AGREEMENT
Escrow Agreement • August 2nd, 2002 • Uwharrie Capital Corp • State commercial banks • North Carolina

THIS ESCROW AGREEMENT, dated as of , 2002 (“Escrow Agreement”), is by and between THE CARSON MEDLIN COMPANY (“Sales Agent”); UWHARRIE CAPITAL CORP, a North Carolina corporation (“Issuer”); and ALAMANCE NATIONAL BANK, a national banking association (“Escrow Agent”).

RELOCATION ASSISTANCE AGREEMENT
Relocation Assistance Agreement • February 27th, 2009 • Uwharrie Capital Corp • State commercial banks • North Carolina

THIS RELOCATION ASSISTANCE AGREEMENT (the “Agreement”) is made and entered into this 9th day of February, 2009, and effective as of the 9th day of February, 2009 (the “Effective Date”), by and between Uwharrie Capital Corp, a North Carolina corporation (the “Employer”), and Brendan P. Duffey, an individual resident of North Carolina (the “Employee”).

UWHARRIE CAPITAL CORP SALES AGENCY AGREEMENT
Sales Agency Agreement • June 4th, 2002 • Uwharrie Capital Corp • State commercial banks • North Carolina
AMENDMENT NUMBER THREE UWHARRIE CAPITAL CORP EMPLOYEES 401(K) RETIREMENT PLAN
Uwharrie Capital Corp • December 23rd, 2021 • State commercial banks

BY THIS AGREEMENT, the Uwharrie Capital Corp Employees 401(k) Retirement Plan (herein referred to as the “Plan”) is hereby amended as follows, effective as of January 1, 2022:

UWHARRIE CAPITAL CORP COMMON STOCK SELECTED DEALER AGREEMENT
Selected Dealer Agreement • July 1st, 2002 • Uwharrie Capital Corp • State commercial banks • North Carolina
Uwharrie Capital Corp NONQUALIFIED DEFERRED COMPENSATION PLAN Executive Supplemental Retirement Plan Agreement
Uwharrie Capital Corp • March 1st, 2017 • State commercial banks • North Carolina

This document is drafted with the intent that it comply with Internal Revenue Code Section 409A and regulations promulgated thereunder.

GUARANTEE AGREEMENT
Guarantee Agreement • April 22nd, 2003 • Uwharrie Capital Corp • State commercial banks • New York
AND
2 Agreement and Plan • August 9th, 1999 • Uwharrie Capital Corp • State commercial banks • North Carolina
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