Exhibit (m)(vi) under Form N-1A Exhibit 1 under Item 601/Reg. S-K RULE 12B-1 AGREEMENT This Agreement is made between the Institution executing this Agreement ("Administrator") and Federated Securities Corp. ("FSC") for the mutual funds (referred to...Marshall Funds Inc • October 29th, 1999 • Pennsylvania
WITNESSETH:Agreement • July 23rd, 1999 • Marshall Funds Inc • Wisconsin
Exhibit (m)(x) under Form N-1A Exhibit (1) under Item 601/Reg. S-K ADMINISTRATIVE SERVICES AGREEMENT This Administrative Services Agreement is made as of this 1st day of January, 2000, between Marshall Funds, Inc., a Wisconsin corporation (herein...Administrative Services Agreement • October 30th, 2003 • Marshall Funds Inc • Wisconsin
1 Exhibit (h)(x) Amendment to Fund Accounting and Shareholder Recordkeeping Agreement between Marshall Funds, Inc. and Federated Services CompanyMarshall Funds Inc • October 29th, 2001
Amendment to Shareholder Services Agreement between Marshall Funds, Inc. and Marshall & Ilsley Trust CompanyShareholder Services Agreement • October 29th, 2001 • Marshall Funds Inc
SUB-CUSTODIAN CONTRACT Among MARSHALL & ILSLEY TRUST COMPANY and STATE STREET BANK AND TRUST COMPANY and MARSHALL FUNDS INC.Marshall Funds Inc • October 30th, 2003 • London
FUND ACCOUNTING AND SHAREHOLDER RECORDKEEPING AGREEMENTMarshall Funds Inc • December 26th, 1995 • Wisconsin
DISTRIBUTION AGREEMENTDistribution Agreement • February 26th, 2020 • Bmo Funds, Inc. • Delaware
THIS AGREEMENT is made and entered into as of November 7, 2019 to become effective on December 31, 2019 by and between BMO Funds, Inc. (the “Client”) having its principal place of business at 111 East Kilbourn Avenue, Milwaukee, Wisconsin 53202, and Foreside Financial Services, LLC, a Delaware limited liability company (the “Distributor”) having its principal place of business at Three Canal Plaza, Suite 100, Portland, ME 04101.
Exhibt (h)(xvii) under Form N-1A Exhibit 10 under Item 601/Reg. S-K MUTUAL FUNDS SERVICE AGREEMENT This Agreement is entered into among the financial institution or service provider executing this Agreement (the "Institution"), Federated Securities...Mutual Funds Service Agreement • August 19th, 1999 • Marshall Funds Inc • Pennsylvania
TRANSFER AGENCY AND SERVICE AGREEMENT BETWEEN EACH OF THE ENTITIES, INDIVIDUALLY AND NOT JOINTLY, AS LISTED ON SCHEDULE A AND BOSTON FINANCIAL DATA SERVICES, INC.Transfer Agency and Service Agreement • December 29th, 2011 • MARSHALL FUNDS INC D/B/a BMO FUNDS • New York
THIS AGREEMENT made as of the 30th day of June 2011, by and between EACH OF THE ENTITIES, INDIVIDUALLY AND NOT JOINTLY, as listed on Schedule A, having their principal office and place of business at 111 East Kilbourn Avenue, Suite 200, Milwaukee, Wisconsin 53202 (collectively, the “Funds” and individually, the “Fund”) and BOSTON FINANCIAL DATA SERVICES, INC., a Massachusetts corporation having its principal office and place of business at 2000 Crown Colony Drive, Quincy, Massachusetts 02169-0953 (the “Transfer Agent”).
Agreement and Plan of ReorganizationAgreement and Plan of Reorganization • October 7th, 2021 • Columbia Funds Series Trust II • Massachusetts
THIS AGREEMENT AND PLAN OF REORGANIZATION dated as of [●], 2021 (the “Agreement”), is by and among the Target Company, as defined below, on behalf of each of its series that is a Target Fund, as defined below, the Acquiring Company, as defined below, on behalf of each of its series that is an Acquiring Fund, as defined below, and, for purposes of paragraphs 6.7, 10.2, 12.2 and 15 of this Agreement only, BMO Asset Management Corp. (“BMO AM”), the investment adviser of each Target Fund and Bank of Montreal (“BMO Parent” and, together with BMO AM, “BMO”), and for purposes of paragraphs 10.2, 12.2 and 15 of this Agreement only, Columbia Management Investment Advisers, LLC (“Columbia Threadneedle”), the investment adviser to each Acquiring Fund.
Amendment to Sub-Transfer Agency and Service Agreement between Federated Services Company and Marshall &Ilsley Trust Company N.A.Marshall Funds Inc • July 9th, 2004
Exhibit (h)(xx) under Form N-1A Exhibit 10 under Item 601/Reg. S-K AMENDMENT #1 TO EXHIBIT 1 SHAREHOLDER SERVICES AGREEMENT Pursuant to Section 2 of the Agreement, MFIS agrees to accept as full compensation for its services rendered hereunder a fee at...Marshall Funds Inc • February 9th, 2000
Pursuant to Section 2 of the Agreement, MFIS agrees to accept as full compensation for its services rendered hereunder a fee at an annual rate, calculated daily and payable monthly, equal to an amount up to the percentage of average net assets of each Fund, as set forth below.
CUSTODIAN AGREEMENTCustodian Agreement • December 30th, 2004 • Marshall Funds Inc • Massachusetts
AGREEMENT made as of this 1st day of September, 2004, between Marshall Funds, Inc., a Wisconsin corporation (the “Fund”), and INVESTORS BANK & TRUST COMPANY, a Massachusetts trust company (the “Bank”).
SUBADVISORY AGREEMENTSubadvisory Agreement • December 29th, 2011 • MARSHALL FUNDS INC D/B/a BMO FUNDS • Wisconsin
AGREEMENT made as of the 29th day of December, 2011 by and between M&I Investment Management Corp., an investment adviser registered under the Investment Advisers Act of 1940, as amended (the “Advisers Act”), organized under the laws of Wisconsin and having its principal place of business in Milwaukee, Wisconsin (the “Adviser”), and Pyrford International Ltd, a corporation organized under the laws of the United Kingdom and an investment adviser registered under the Advisers Act (the “Subadviser”).
SCHEDULE C FEES AND EXPENSES SHAREHOLDER RECORDKEEPINGMarshall Funds Inc • December 18th, 1996
Marshall Equity Income Fund - Class Y Shares* Marshall Government Income Fund - Class Y Shares* Marshall Intermediate Bond Fund - Class Y Shares* Marshall Intermediate Tax-Free Fund Marshall International Stock Fund - Class Y Shares* Marshall Large...Marshall Funds Inc • October 21st, 1998
Exhibit (h)(vi) under Form N-1A Exhibit (10) under Item 601/Reg. S-K AMENDMENT NO. 1 TO SCHEDULE D FUND ACCOUNTING AND SHAREHOLDER RECORDKEEPING AGREEMENT This Amendment No. 1 to Schedule D of the Fund Accounting and Shareholder Recordkeeping...Marshall Funds Inc • October 30th, 2003
Exhibit (m)(vi) under Form N-1A Exhibit 1 under Item 601/Reg. S-K RULE 12B-1 AGREEMENT This Agreement is made between the Institution executing this Agreement ("Administrator") and Federated Securities Corp. ("FSC") for the mutual funds (referred to...Marshall Funds Inc • August 19th, 1999 • Pennsylvania
Exhibit 9(xii) under Form N-1A Exhibit 10 under Item 601/Reg. S-K SHAREHOLDER SERVICES AGREEMENT AGREEMENT made as of the 1st day of August, 1996, by and between the Marshall Funds, Inc., and those portfolios of the Fund (collectively the `Funds'')...Shareholder Services Agreement • December 18th, 1996 • Marshall Funds Inc • Pennsylvania
Exhibit (e)(i) under Form N-1A Exhibit (1) under Item 601/Reg. S-K DISTRIBUTOR'S CONTRACT This contract is made this 31st day of October, 2002, by and between Edgewood Services, Inc. ("Edgewood"), a New York corporation, and Marshall Funds, Inc....Marshall Funds Inc • October 30th, 2003 • Pennsylvania
Shareholder Services AgreementShareholder Services Agreement • May 8th, 2017 • Bmo Funds, Inc.
Pursuant to Section 2 of this Agreement, BMO Funds U.S. Investor Services (formerly known as Marshall Investor Services) agrees to accept as full compensation for its services rendered hereunder a fee at an annual rate, calculated daily and payable monthly, equal to an amount up to the percentage of average net assets of each Fund, as set forth below:
AGREEMENT, dated as of February 28, 2001, by and among MARSHALL FUNDS, INC., a Wisconsin corporation with its place of business located at 1000 North Water Street, Milwaukee, Wisconsin, on behalf of its investment portfolios listed on Exhibit 1,...Sub-Custody Agreement • October 29th, 2001 • Marshall Funds Inc • New York
AMENDMENT TO CUSTODIAN AGREEMENTCustodian Agreement • December 29th, 2015 • Bmo Funds, Inc.
This Amendment (the “Amendment”) to the Custodian Agreement is made as of , 20 by and between BMO Funds (the “Fund”) on behalf of the portfolios listed on Appendix A, as amended from time to time, (each, a “Portfolio” and collectively, the “Portfolios”) and State Street Bank and Trust Company (the “Custodian”), a trust company established under the laws of Massachusetts with a principal place of business in Boston, Massachusetts. Capitalized terms used in this Amendment without definition shall have the respective meanings given to such terms in the Custodian Agreement referred to below.
Agreement and Plan of ReorganizationAgreement and Plan of Reorganization • October 7th, 2021 • Columbia Funds Series Trust II • Massachusetts
THIS AGREEMENT AND PLAN OF REORGANIZATION dated as of [●], 2021 (the “Agreement”), is by and among the Target Company, as defined below, on behalf of each of its series that is a Target Fund, as defined below, the Acquiring Company, as defined below, on behalf of the Acquiring Fund, as defined below, and, for purposes of paragraphs 6.8, 10.2, 12.2 and 15 of this Agreement only, BMO Asset Management Corp. (“BMO AM”), the investment adviser of each Target Fund and Bank of Montreal (“BMO Parent” and, together with BMO AM, “BMO”), and for purposes of paragraphs 10.2, 12.2 and 15 of this Agreement only, Columbia Management Investment Advisers, LLC (“Columbia Threadneedle”), the investment adviser to the Acquiring Fund.
DISTRIBUTION AGREEMENTDistribution Agreement • October 14th, 2011 • Marshall Funds Inc • Wisconsin
THIS AGREEMENT is made as of this 5th day of July, 2011, by and between the Marshall Funds, Inc. a Wisconsin corporation (the “Corporation”), and M&I Distributors, LLC, a Wisconsin limited liability company (the “Distributor”).
FORM OF AMENDMENT To Transfer Agency and Service Agreement Between Marshall Funds, Inc.; Marshall & Ilsley Trust Company, N.A. And Boston Financial Data Services, Inc.Agency and Service Agreement • January 25th, 2008 • Marshall Funds Inc
This Amendment is made as of this day of May, 2007 between Marshall Funds, Inc.; Marshall & Ilsley Trust Company, N.A. and Boston Financial Data Services, Inc. In accordance with Section 15.1 (Amendment) and Section 16 (Additional Portfolios) of the Transfer Agency and Service Agreement dated September 1, 2006, as amended, (the “Agreement”) the parties desire to amend the Agreement as set forth herein.
Shareholder Services AgreementShareholder Services Agreement • December 29th, 2014 • Bmo Funds, Inc.
Pursuant to Section 2 of this Agreement, BMO Funds U.S. Investor Services (formerly known as Marshall Investor Services) agrees to accept as full compensation for its services rendered hereunder a fee at an annual rate, calculated daily and payable monthly, equal to an amount up to the percentage of average net assets of each Fund, as set forth below:
Marshall Funds Sales Agreement Exhibit (m)(vii) under Form N-1A Exhibit (1) under Item 601/Reg. S-K MARSHALL FUNDS ADVISOR CLASS OF SHARES (CLASS A) - LOAD-WAIVED SALES AGREEMENT This Agreement is entered into between the financial institution...Marshall Funds Sales Agreement • October 30th, 2003 • Marshall Funds Inc • Pennsylvania
Marshall Funds Sales Agreement Exhibit (m)(xi) under Form N-1A Exhibit (10) under Item 601/Reg. S-K MARSHALL FUNDS INVESTOR CLASS OF SHARES (CLASS Y) SALES AGREEMENT This Agreement is entered into between the financial institution executing this...Marshall Funds Sales Agreement • October 30th, 2003 • Marshall Funds Inc • Pennsylvania
FORESIDE FINANCIAL SERVICES, LLC DEALER AGREEMENTDealer Agreement • December 23rd, 2020 • Bmo Funds, Inc. • Delaware
As the distributor of the shares (“Shares”) of each investment company portfolio (“Fund”), of the investment company or companies referenced above and set forth on Appendix A (collectively, “Company”) which may be amended by us from time to time, Foreside Financial Services, LLC (“Distributor”) hereby invites you to participate in the selling group on the following terms and conditions. In this agreement, the terms “we,” “us,” and similar words refer to the Distributor, and the terms “you,” “your,” and similar words and “Dealer” refer to the dealer executing this agreement, including its associated persons.
BMO INVESTMENT DISTRIBUTORS, LLC Milwaukee, Wisconsin 53202 SALES AND SERVICES AGREEMENT FOR THE SALE OF SHARES OF BMO FUNDS, INC.Sales and Services Agreement • December 21st, 2018 • Bmo Funds, Inc. • Wisconsin
This Sales and Services Agreement (the “Agreement”) has been adopted pursuant to Rule 12b-1 under the 1940 Act by the Corporation on behalf of the Funds under a Distribution Plan (the “Plan”) adopted pursuant to said Rule and, in applicable part, relates to “Distribution (12b-1) Fees” payable in accordance with the Agreement and set forth in Schedule A attached hereto. This Agreement also provides for the payment of “Shareholder Servicing Fees” as set forth in Schedule A attached hereto, which shareholder servicing fees are set forth and payable pursuant to the Shareholder Services Agreement and are not payable pursuant to the Plan. Schedule A sets forth the series and classes of the Corporation as of August 8, 2018, may include future series and classes of the Corporation, and may be amended from time to time. This Agreement, being made between the Distributor and the undersigned authorized dealer or financial intermediary (“you”), relates to the services to be provided by you and for
AMENDMENT TO ADMINISTRATIVE SERVICES AGREEMENTAdministrative Services Agreement • November 30th, 2007 • Marshall Funds Inc
This Amendment to the Administrative Services Agreement is effective as of this 1st day of September, 2007, between Marshall Funds, Inc., a Wisconsin corporation (the “Funds”), and Marshall & Ilsley Trust Company, a Wisconsin trust company bank (“M&I”).
FORM OF SUBADVISORY AGREEMENTForm of Subadvisory Agreement • December 15th, 2014 • Bmo Funds, Inc. • Wisconsin
AGREEMENT (the “Agreement”) made as of the day of , 2014 by and between BMO Asset Management Corp., an investment adviser registered under the Investment Advisers Act of 1940, as amended (the “Advisers Act”), and a corporation organized under the laws of Delaware (the “Adviser”), and [Subadviser], a [ ] organized under the laws of [ ] and an investment adviser registered under the Advisers Act (the “Subadviser”).
AMENDMENT TO ADMINISTRATIVE SERVICES AGREEMENTAdministrative Services Agreement • November 30th, 2007 • Marshall Funds Inc
This Amendment to the Administrative Services Agreement is effective as of the 1st day of November, 2007, between Marshall Funds, Inc., a Wisconsin corporation (the “Funds”), and Marshall & Ilsley Trust Company, a Wisconsin trust company bank (“M&I”).
