INVESTORS --------------------------------------------------------------------- ----------- BANK & TRUST Cecilia Gondor Herzfeld Advisors 10491 SW 97th Avenue Miami, FL 33176 Re: The Custodian Contract (as amended, the "Custodian Contract") between...Custodian Agreement • July 25th, 2007 • Herzfeld Caribbean Basin Fund Inc • Massachusetts
THE HERZFELD CARIBBEAN BASIN FUND, INC. Common Stock, $0.001 par value per share EQUITY DISTRIBUTION AGREEMENTEquity Distribution Agreement • September 10th, 2015 • Herzfeld Caribbean Basin Fund Inc • New York
CUSTODY AGREEMENTCustody Agreement • April 15th, 2021 • Herzfeld Caribbean Basin Fund Inc • Ohio
THIS CUSTODY AGREEMENT (this “Agreement”), is made as of November 14, 2019, by and between THE HERZFELD CARIBBEAN BASIN FUND, INC. a corporation organized under the laws of the State of Maryland (the "Company"), and FIFTH THIRD BANK, an Ohio banking corporation (the "Custodian").
REORGANIZATION SUPPORT SERVICE AGREEMENTReorganization Support Service Agreement • September 29th, 2014 • Herzfeld Caribbean Basin Fund Inc • Massachusetts
Agreement made as of the 30th day of May, 2014 between The Herzfeld Caribbean Basin Fund, Inc. with principal offices at 119 Washington Avenue, Suite 504 Miami Beach, FL 33139 (the “Fund”) and Boston Financial Data Services, Inc. with principal offices at 2000 Crown Colony, Quincy, Massachusetts 02169 (“Boston Financial”).
INVESTMENT ADVISORY AGREEMENT September 10, 1993 HERZFELD/CUBA The Herzfeld Building P.O. Box 161465 Miami, FL 33116 Dear Sirs: The Herzfeld Caribbean Basin Fund, Inc. (the "Fund"), a corporation organized under the laws of the State of Maryland,...Investment Advisory Agreement • July 25th, 2007 • Herzfeld Caribbean Basin Fund Inc • Florida
FIRST AMENDMENT to MASTER SERVICES Agreement Between THE HERZFELD CARIBBEAN BASIN FUND, INC. and Ultimus FUND SOLUTIONS, LLCMaster Services Agreement • April 15th, 2021 • Herzfeld Caribbean Basin Fund Inc • Ohio
This first amendment (the “Amendment”) is effective as of January 1, 2020, and amends the Master Services Agreement, dated September 30, 2019, between The Herzfeld Caribbean Basin Fund, Inc. (the “Fund”), and Ultimus Fund Solutions, LLC (“Ultimus”) (the “Agreement”).
