FUND PARTICIPATION AGREEMENTFund Participation Agreement • April 14th, 2016 • Nationwide Variable Account 4 • Delaware
This Agreement dated as of the 1st day of May, 2016 is made by and among Nationwide Financial Services, Inc. on behalf of its subsidiary life insurance companies listed on Exhibit A (collectively, "Nationwide") and the current and any future Nationwide separate accounts as applicable ("Variable Accounts"), MainStay VP Funds Trust, a registered investment management company and a Delaware statutory trust (the "Trust"), on behalf of its series (each such fund, a "Fund" and collectively, the "Funds"), and New York Life Investment Management LLC (the "Company"), which serves as manager to the Funds listed on Exhibit B.
ADMINISTRATIVE SERVICE AGREEMENTAdministrative Service Agreement • April 26th, 2022 • Nationwide Variable Account 4 • Ohio
This Administrative Service Agreement (the “Agreement”), effective January 1, 2019 is made by and between Nationwide Financial Services, Inc. (“NFS”) and Charles Schwab & Co., Inc. (the “Company”);
CERTAIN INFORMATION IN THIS EXHIBIT HAS BEEN REDACTED BECAUSE IT IS BOTH NOT MATERIAL AND WOULD BE COMPETITIVELY HARMFUL IF PUBLICLY DISCLOSED. MUTUAL FUND ADMINISTRATIVE SERVICES AGREEMENTAdministrative Services Agreement • April 26th, 2022 • Nationwide Variable Account 4 • Delaware
This Mutual Fund Administrative Services Agreement dated as of the 5th day of November, 2020 (“Agreement”) is made by and among Nationwide Financial Services, Inc. (“NFS”), on behalf of its subsidiaries listed on Exhibit A (collectively, “Nationwide” unless otherwise indicated) and the current and any future Nationwide separate accounts as applicable (“Variable Accounts”), and Principal Shareholder Services, Inc. (the “Company”), which serves as the transfer agent to Principal Variable Contracts Funds, Inc. (“Corporation”) and the mutual funds listed on Exhibit B (each a “Fund” and collectively, the “Funds”).
Fund Participation AgreementFund Participation Agreement • October 15th, 2013 • Nationwide Variable Account 4 • Ohio
This Agreement dated as of the 11th day of October, 2013 is made by and among Nationwide Financial Services, Inc. on behalf of its subsidiary life insurance companies listed on Exhibit A (collectively, "Nationwide") and the current and any future Nationwide separate accounts as applicable ("Variable Accounts"); The Merger Fund VL, an open-end investment company (the "Funds"); and Westchester Capital Management, LLC (the "Company") which serves as adviser to the Funds, including any funds listed on Exhibit B.
FUND PARTICIPATION AGREEMENTFund Participation Agreement • October 1st, 2020 • Nationwide Variable Account 4 • Delaware
This Fund Participation Agreement dated as of the 1st day of September, 2020 (“Agreement”) is made by and among Nationwide Financial Services, Inc. (“NFS”), on behalf of its subsidiaries listed on Exhibit A (collectively, “Nationwide” unless otherwise indicated) and the current and any future Nationwide separate accounts as applicable (“Variable Accounts”), Hartford Series Fund, Inc., an open-end management investment company organized under the laws of the State of Maryland (the “Trust”); Hartford Funds Management Company, LLC (the “Adviser”), a Delaware limited liability company that serves as advisor to the mutual funds listed on Exhibit B (each a “Fund” and collectively, the “Funds”); Hartford Funds Distributors, LLC (the “Distributor”), a Delaware limited liability company; and Hartford Administrative Services Company (the “Transfer Agent”), a Minnesota corporation (the Adviser, the Distributor and the Transfer Agent together, the “Company”).
CERTAIN INFORMATION IN THIS EXHIBIT HAS BEEN REDACTED BECAUSE IT IS BOTH NOT MATERIAL AND WOULD BE COMPETITIVELY HARMFUL IF PUBLICLY DISCLOSED. MUTUAL FUND ADMINISTRATIVE SERVICES AGREEMENTAdministrative Services Agreement • October 14th, 2022 • Nationwide Variable Account 4 • Delaware
This Mutual Fund Administrative Services Agreement dated as of the 1st day of February, 2022 (“Agreement”) is made by and among Nationwide Financial Services, Inc. (“NFS”), on behalf of its subsidiaries listed on Exhibit A (collectively, “Nationwide” unless otherwise indicated) and the current and any future Nationwide separate accounts as applicable (“Variable Accounts”), PGIM Investments LLC (the “Adviser”), a New Jersey company, and Prudential Mutual Fund Services LLC (the “Company”), which serves as the administrator and transfer agent to The Prudential Series Fund, an open-end management investment company organized under the laws of Maryland (“Trust”) and the mutual funds listed on Exhibit B (each a “Fund” and collectively, the “Funds”).
AMENDMENT NO. 1 TO FUND AGREEMENTFund Agreement • July 25th, 2007 • Nationwide Variable Account 4
Amendment dated as of January 1, 2002 to the Fund Agreement dated as of September 10, 2001 (the "Agreement"), between NATIONWIDE FINANCIAL SERVICES, INC., a Delaware Corporation, for itself and on behalf of its subsidiaries and affiliates listed on Exhibit A (individually or collectively, "NFS"), RYDEX VARIABLE TRUST, a Delaware business trust (the "Trust"), and RYDEX DISTRIBUTORS, INC., a Maryland corporation (the "Distributor").
FUND PARTICIPATION AGREEMENTFund Participation Agreement • December 15th, 2020 • Nationwide Variable Account 4 • Delaware
This Fund Participation Agreement dated as of the 5th day of November, 2020 (“Agreement”) is made by and among Nationwide Financial Services, Inc. (“NFS”), on behalf of itself and its subsidiaries listed on Exhibit A (collectively, “Nationwide” unless otherwise indicated) and the current and any future Nationwide separate accounts as applicable (“Variable Accounts”), Principal Variable Contracts Funds, Inc. (“Corporation”), and Principal Funds Distributor, Inc. (“Company”) which serves as the principal underwriter to the mutual funds listed on Exhibit B (each a “Fund” and collectively, the “Funds”).
CERTAIN INFORMATION IN THIS EXHIBIT HAS BEEN REDACTED BECAUSE IT IS BOTH NOT MATERIAL AND WOULD BE COMPETITIVELY HARMFUL IF PUBLICLY DISCLOSED. ADMINISTRATIVE SERVICE AGREEMENTAdministrative Service Agreement • April 26th, 2022 • Nationwide Variable Account 4 • Delaware
This Administrative Service Agreement (the “Agreement”), effective January 11, 2010, is made by and between Nationwide Financial Services, Inc. (“NFS”) and ProFunds (the “Trust”), for itself and on behalf of its series set forth on Exhibit A, which may be amended from time to time (each, a “Fund” and together, the “Funds”);
FUND AGREEMENTDistribution Plan • April 18th, 2008 • Nationwide Variable Account 4 • Ohio
This Agreement dated as of the 10th day of September, 2001 is made by and among NATIONWIDE FINANCIAL SERVICES, INC., a Delaware corporation, for itself and on behalf of its subsidiaries and affiliates listed on Exhibit A (individually or collectively, “NFS”), RYDEX VARIABLE TRUST, a Delaware business trust (the “Trust”), and RYDEX DISTRIBUTORS, INC., a Maryland corporation (the “Distributor”).
ContractAgreement • July 25th, 2007 • Nationwide Variable Account 4 • Ohio
This Agreement dated as of the 10th day of September, 2001 is made by and among NATIONWIDE FINANCIAL SERVICES, INC., a Delaware corporation, for itself and on behalf of its subsidiaries and affiliates listed on Exhibit A (individually or collectively, "NFS"), RYDEX VARIABLE TRUST, a Delaware business trust (the "Trust"), and RYDEX DISTRIBUTORS, INC., a Maryland corporation (the "Distributor").
CERTAIN INFORMATION IN THIS EXHIBIT HAS BEEN REDACTED BECAUSE IT IS BOTH NOT MATERIAL AND WOULD BE COMPETITIVELY HARMFUL IF PUBLICLY DISCLOSED. FUND PARTICIPATION AGREEMENTFund Participation Agreement • October 14th, 2022 • Nationwide Variable Account 4 • Delaware
This Fund Participation Agreement dated as of the 1st day of February, 2022 (“Agreement”) is made by and among Nationwide Financial Services, Inc. (“NFS”), on behalf of its subsidiaries listed on Exhibit A (collectively, “Nationwide” unless otherwise indicated) and the current and any future Nationwide separate accounts as applicable (“Variable Accounts”), The Prudential Series Fund, an open-end management investment company organized under the laws of Maryland (“Trust”), PGIM Investments LLC (the “Adviser”), a New Jersey company, and Prudential Investment Management Services LLC (the “Company”) which serves as distributor to the mutual funds listed on Exhibit B (each a “Fund” and collectively, the “Funds”).
Fund Participation AgreementFund Participation Agreement • October 15th, 2013 • Nationwide Variable Account 4 • Ohio
This Agreement dated as of the 10th day of October, 2013 is made by and among Nationwide Financial Services, Inc. on behalf of its subsidiary life insurance companies listed on Exhibit A (collectively, "Nationwide") and the current and any future Nationwide separate accounts as applicable ("Variable Accounts"), ALPS Variable Investment Trust (the "Trust"), and ALPS Portfolio Solutions Distributor, Inc. (the "Distributor"), which serves as distributor to each portfolio of the Trust (each such fund, a "Fund" and collectively, the "Funds") listed on Exhibit B.
AMENDMENT NO. 2 TO FUND AGREEMENTFund Agreement • July 25th, 2007 • Nationwide Variable Account 4
WHEREAS, under the terms of the Agreement, the Distributor makes available shares of portfolios of the Trust and other investment companies to NFS as investment options under variable annuity contracts and variable life insurance policies ("Contracts") and retirement plans; and
AMENDMENT NO. 3 TO FUND AGREEMENTFund Agreement • July 25th, 2007 • Nationwide Variable Account 4
This Amendment ("Amendment") is made and entered into as of the 27th day of October, 2006 between Nationwide Financial Services, Inc., a Delaware corporation, on behalf of its subsidiaries and affiliates listed on Exhibit A (individually or collectively, "NFS"), Rydex Variable Trust, a Delaware business trust (the "Trust"), and Rydex Distributors, Inc., a Maryland corporation (the "Distributor"), and amends the Fund Agreement dated as of September 10, 2001, as amended ( the "Agreement").
