Issuer Direct Corp Sample Contracts

EXHIBIT 10.13 ASSET PURCHASE AGREEMENT BY AND AMONG
Asset Purchase Agreement • April 15th, 1998 • Docucon Incorporated • Services-computer programming, data processing, etc. • New York
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EXHIBIT 10.20 ================================================================= =============== ASSET PURCHASE AGREEMENT
Asset Purchase Agreement • March 28th, 2000 • Docucon Incorporated • Services-computer programming, data processing, etc. • California
ISSUER DIRECT CORPORATION INDEMNIFICATION AGREEMENT
Indemnification Agreement • January 19th, 2022 • Issuer Direct Corp • Commercial printing • Delaware

This Indemnification Agreement (“Agreement”) is effective as of January 24, 2022 by and between Issuer Direct Corporation, a Delaware corporation (the “Company”), and Timothy Pitoniak (“Indemnitee”).

806,451 Shares1 Issuer Direct Corporation Common Stock, par value $0.001 per share UNDERWRITING AGREEMENT
Underwriting Agreement • August 17th, 2018 • Issuer Direct Corp • Commercial printing • New York

Issuer Direct Corporation, a Delaware corporation (the “Company”), proposes to sell to Northland Securities, Inc. (“you” or the “Underwriter”), an aggregate of 806,451 shares (the “Firm Shares”) of Common Stock, par value $0.001 per share (the “Common Stock”), of the Company. The Firm Shares consist of authorized but unissued shares of Common Stock to be issued and sold by the Company. The Company also has granted to the Underwriter an option to purchase up to 120,967 additional shares of Common Stock on the terms and for the purposes set forth in Section 3 hereof (the “Option Shares”). The Firm Shares and any Option Shares purchased pursuant to this Underwriting Agreement (this “Agreement”) are herein collectively called the “Securities.”

EXECUTIVE EMPLOYMENT AGREEMENT
Executive Employment Agreement • January 19th, 2022 • Issuer Direct Corp • Commercial printing • North Carolina

This Executive Employment Agreement (the “Agreement”), entered into as of January 12, 2022 (the “Effective Date”), is by and between Issuer Direct Corporation, a Delaware corporation (the “Company”), and Timothy Pitoniak, an individual (the “Executive”). The Company and the Executive shall sometimes be referred to herein as the “Parties”.

ISSUER DIRECT CORPORATION INDEMNIFICATION AGREEMENT
Indemnification Agreement • November 19th, 2015 • Issuer Direct Corp • Commercial printing • Delaware

This Indemnification Agreement (this “Agreement”) is made as of November 19, 2015 by and between Issuer Direct Corporation, a Delaware corporation (the “Company”), and Steven Knerr (“Indemnitee”).

SETTLEMENT AGREEMENT FOR PAYMENT OF ACCOUNT AND RELEASE
Settlement Agreement • November 16th, 2007 • Docucon Inc • Services-computer programming, data processing, etc. • Delaware

This SETTLEMENT AGREEMENT FOR PAYMENT OF ACCOUNT AND RELEASE dated as of September 30th, 2007 (this "Settlement Agreement"), by and between Docucon Incorporated, a Delaware corporation ("Docucon") and allan hobgood an individual residing in the state of South Carolina (“Individual”).

ISSUER DIRECT CORPORATION AMENDED AND RESTATED CONVERTIBLE SUBORDINATED SECURED PROMISSORY NOTE
Issuer Direct Corp • November 18th, 2013 • Commercial printing

THIS AMENDED AND RESTATED 8.0% CONVERTIBLE SUBORDINATED SECURED PROMISSORY NOTE (this “Note”) is issued by Issuer Direct Corporation, a Delaware corporation, having a principal place of business at 500 Perimeter Park Dr., Morrisville, NC 27560 (the “Company”), and is due two years from the original issue date (the “Note”). This Note is made as of November 13, 2013 and amends, restates and supersedes the Convertible Subordinated Secured Promissory Note dated August 22, 2013. The Holder (as defined herein). This Note, as amended and restated, is effective as of the original issue date.

ASSET PURCHASE AGREEMENT
Asset Purchase Agreement • January 3rd, 2019 • Issuer Direct Corp • Commercial printing • Delaware

This Asset Purchase Agreement (this “Agreement”) entered into as of January 3, 2019, by and between Issuer Direct Corporation, a Delaware corporation (the “Buyer”), and Onstream Media Corporation, a Florida corporation (the “Seller”). The Buyer and the Seller are referred to collectively herein as the “Parties.”

STOCK REPURCHASE AGREEMENT
Stock Repurchase Agreement • December 4th, 2018 • Issuer Direct Corp • Commercial printing • Delaware

THIS STOCK REPURCHASE AGREEMENT (this “Agreement”) is entered into as of November 28, 2018 by and between Issuer Direct Corporation, a Delaware corporation, with a principal address of 500 Perimeter Park Drive, Suite D, Morrisville, NC 27560 (the “Company”), and EQS Group AG, a German Stock Corporation, with a principal address of Karlstrasse 47, Munich, Germany 80333 (the “Stockholder”).

ISSUER DIRECT CORPORATION RESTRICTED STOCK UNIT AWARD AGREEMENT
Restricted Stock Unit Award Agreement • January 19th, 2022 • Issuer Direct Corp • Commercial printing • Delaware

THIS RESTRICTED STOCK UNIT AWARD AGREEMENT (this “Agreement”), is effective as of January 24, 2022 (the “Effective Date”), is between Issuer Direct Corporation, a Delaware corporation (the “Company”), and the individual identified on the signature page hereof (the “Participant”).

SETTLEMENT AND RELEASE AGREEMENT
Settlement and Release Agreement • April 6th, 2010 • Issuer Direct Corp • Commercial printing • North Carolina

THIS SETTLEMENT AGREEMENT AND RELEASE (“Agreement”) is entered into, effective the 31st day of March 2010 (the “Effective Date”), by and between Issuer Direct Corporation, a Delaware corporation (“Issuer Direct”) and Chauncey Schmidt, an individual (“Schmidt”). Issuer Direct and Schmidt are referred to in this Agreement individually as the “Party” or collectively as the “Parties.”

MEMBERSHIP INTEREST PURCHASE AGREEMENT
Membership Interest Purchase Agreement • November 3rd, 2022 • Issuer Direct Corp • Commercial printing • Delaware

THIS MEMBERSHIP INTEREST PURCHASE AGREEMENT (this “Agreement”) is made and entered into as of November 1, 2022 by and among ISSUER DIRECT CORPORATION, a Delaware corporation (the “Buyer”), and Lead Capital, LLC, a Delaware limited liability company (the “Seller”). As used in this Agreement, the term “Parties” shall refer to Buyer and the Seller and the term “Party” shall sometimes refer to any of Buyer, the Company, or the Seller.

SETTLEMENT AND RELEASE AGREEMENT
Settlement and Release Agreement • April 6th, 2010 • Issuer Direct Corp • Commercial printing • North Carolina

THIS SETTLEMENT AGREEMENT AND RELEASE (“Agreement”) is entered into, effective the 31st day of March 2010 (the “Effective Date”), by and between Issuer Direct Corporation, a Delaware corporation (“Issuer Direct”) and Edward Gistaro, an individual (“Gistaro”). Issuer Direct and Gistaro are referred to in this Agreement individually as the “Party” or collectively as the “Parties.”

CREDIT AGREEMENT dated as of March 20, 2023 among ISSUER DIRECT CORPORATION as Borrower the other Loan Parties hereto and PINNACLE BANK as Lender
Credit Agreement • March 22nd, 2023 • Issuer Direct Corp • Commercial printing • North Carolina

THIS CREDIT AGREEMENT (this “Agreement”) is made and entered into as of March 20, 2023, by and among, ISSUER DIRECT CORPORATION, a Delaware corporation (“Borrower”), DIRECT TRANSFER LLC, a Delaware limited liability company (“Direct Transfer”), PRECISIONIR INC., a North Carolina corporation (“PrecisionIR”), QX INTERACTIVE, LLC, a North Carolina limited liability company (“QX”), PRECISIONIR GROUP INC., a Delaware corporation (“PrecisionIR Group”), INTERWEST TRANSFER COMPANY, INC., a Utah corporation (“Interwest”), INEWSWIRE.COM LLC, a Delaware limited liability company (“iNews”), ACCESSWIRE CANADA LTD., an Alberta business corporation (“Accesswire”), and PINNACLE BANK (the “Lender”).

STOCK PURCHASE AGREEMENT
Stock Purchase Agreement • October 3rd, 2017 • Issuer Direct Corp • Commercial printing • Delaware

THIS STOCK PURCHASE AGREEMENT (this “Agreement”) is made and entered into as of October 2, 2017 by and among ISSUER DIRECT CORPORATION, a Delaware corporation (the “Buyer”), and Kurtis D. Hughes, an individual, (the “Seller”). The Buyer and the Seller are referred to collectively herein as the “Parties.”

SETTLEMENT AND RELEASE AGREEMENT
Settlement and Release Agreement • April 6th, 2010 • Issuer Direct Corp • Commercial printing • North Carolina

THIS SETTLEMENT AGREEMENT AND RELEASE (“Agreement”) is entered into, effective the 31st day of March 2010 (the “Effective Date”), by and between Issuer Direct Corporation, a Delaware corporation (“Issuer Direct”) and Brian R. Balbirnie, an individual (“Balbirnie”). Issuer Direct and Balbirnie are referred to in this Agreement individually as the “Party” or collectively as the “Parties.”

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AGREEMENT AND PLAN OF MERGER by and among DOCUCON INCORPORATED, DOCUCON ACQUISITIONS CORP. and My EDGAR Inc. dated as of December 13, 2007
Agreement and Plan of Merger • December 19th, 2007 • Docucon Inc • Services-computer programming, data processing, etc. • North Carolina

This AGREEMENT AND PLAN OF MERGER, dated as of December 13, 2007 (this “Agreement”), is entered into by and among DOCUCON INCORPORATED, a Delaware corporation (the “Parent”), DOCUCON ACQUISITIONS CORP., a Delaware corporation and a wholly owned subsidiary of the Parent (“Merger Sub”) and MY EDGAR, INC., a Florida corporation (the “Company”). Each of the parties to this Agreement is referred to herein individually as a “Party” and any two or more of them, as the “Parties”.

ASSET PURCHASE AGREEMENT
Asset Purchase Agreement • January 6th, 2012 • Issuer Direct Corp • Commercial printing • North Carolina

This Asset Purchase Agreement (“Agreement”) is effective as of January 4, 2012, by and between SEC Compliance Services, Inc., a California corporation (“Seller”) and Issuer Direct Corporation, a Delaware corporation (“Buyer”).

SECURITIES PURCHASE AGREEMENT
Securities Purchase Agreement • August 27th, 2013 • Issuer Direct Corp • Commercial printing • New York

This Securities Purchase Agreement (this “Agreement”) is dated and effective as of August 22, 2013 by and between Issuer Direct Corporation, a Delaware corporation (the “Company”), and the purchaser identified on the signature page hereto (the “Purchaser”).

ESCROW AGREEMENT
Escrow Agreement • July 5th, 2018 • Issuer Direct Corp • Commercial printing • Delaware

This Escrow Agreement (this “Agreement”) entered into on as of July 3, 2018 by and among Issuer Direct Corporation, a Delaware corporation (“Issuer Direct”), ACCESSWIRE Canada Ltd., a body corporate incorporated under the Business Corporations Act (Alberta) (“ACCESSWIRE Canada”), Fred Gautreau (the “Seller”) and Quick Law Group P.C., a Colorado professional corporation (the “Escrow Agent”). Issuer Direct and ACCESSWIRE are referred to collectively herein as the “Buyer.” The Buyer and the Seller are referred to collectively herein as the “Parties.”

EMPLOYMENT AGREEMENT
Employment Agreement • July 5th, 2018 • Issuer Direct Corp • Commercial printing • Alberta

This Employment Agreement (the “Agreement”), entered into and effective as of July 3, 2018 (the “Effective Date”), is by and between ACCESSWIRE Canada Ltd, a Canadian limited entity (the “Company”), and Fred Gautreau, an individual (the “Employee”). The Company and the Employee shall sometimes be referred to herein as the “Parties”.

FIRST AMENDMENT TO EXECUTIVE EMPLOYMENT AGREEMENT
Executive Employment Agreement • May 5th, 2017 • Issuer Direct Corp • Commercial printing

This First Amendment to Executive Employment Agreement (the “First Amendment”) is entered into as of May 4, 2017 by and among Issuer Direct Corporation, a Delaware corporation (the “Company”) and Steven Knerr (the “Executive”).

ASSET PURCHASE AGREEMENT
Asset Purchase Agreement • October 7th, 2014 • Issuer Direct Corp • Commercial printing • North Carolina

This Asset Purchase Agreement (“Agreement”) is made as of October 2, 2014, by and between Baystreet.ca Media Corp., a British Columbia company (“Seller”), Aaron Bodnar, an individual (“Stockholder”) and Issuer Direct Corporation, a Delaware corporation (“Buyer”).

SETTLEMENT AGREEMENT FOR PAYMENT OF ACCOUNT AND RELEASE
Settlement Agreement • November 16th, 2007 • Docucon Inc • Services-computer programming, data processing, etc. • Delaware

This SETTLEMENT AGREEMENT FOR PAYMENT OF ACCOUNT AND RELEASE dated as of September 30th, 2007 (this "Settlement Agreement"), by and between Docucon Incorporated, a Delaware corporation ("Docucon") and Schwartz Heslin Group a Company incorporated in the state of New York (“Company”).

ISSUER DIRECT CORPORATION INCENTIVE STOCK OPTION GRANT AND AGREEMENT
Incentive Stock Option Grant and Agreement • January 19th, 2022 • Issuer Direct Corp • Commercial printing • Delaware

THIS Incentive Stock Option Grant and Agreement (the “Agreement”), is effective as of January 24, 2022, made by and between Issuer Direct Corporation, a Delaware corporation (the “Company”), and the individual named below (“Optionee”). This Agreement is made pursuant to the terms and conditions of the Issuer Direct Corporation 2014 Equity Incentive Plan, as amended (the “Plan”), a copy of which is attached to this Agreement as Exhibit A, and the provisions of which are incorporated into this Agreement by reference. All terms not otherwise defined herein shall have the meanings set forth in the Plan. In the event of any conflict between this Agreement and the Plan, the terms of the Plan shall govern. The Option is intended to be an incentive stock option within the meaning of Section 422 of the Internal Revenue Code of 1986, as amended (the “Code”).

AGREEMENT AND PLAN OF MERGER BY AND AMONG PRECISIONIR GROUP, INC., ISDR ACQUISITION CORP. AND ISSUER DIRECT CORPORATION AUGUST 22, 2013
Agreement and Plan of Merger • August 27th, 2013 • Issuer Direct Corp • Commercial printing • Delaware

THIS AGREEMENT AND PLAN OF MERGER (this “Agreement”) is made and entered into as of August 22, 2013 by and among Issuer Direct Corporation, a Delaware corporation (“Parent”), ISDR Acquisition Corp., a Delaware corporation and a wholly-owned subsidiary of Parent (“Merger Sub”) and PrecisionIR Group, Inc., a Delaware corporation (the “Company”, and together with Parent and Merger Sub, each a “Party” and collectively the “Parties”).

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