Ameriprise Financial Inc Sample Contracts

Ameriprise Financial Inc – Ameriprise Financial, Inc. (February 27th, 2019)

This Supplement to the LTIA Program Guide (the “Guide”) provides information about the terms and conditions of Performance Cash Unit Plan awards (“PCU Awards”). A PCU Award is a long- term incentive opportunity that is tied to certain performance goals and awarded under the Ameriprise Financial 2005 Incentive Compensation Plan (the “Plan”). PCU Awards are made to eligible employees of Ameriprise Financial, Inc., and any of its affiliates participating in the Plan (collectively, the “Company” or “Ameriprise”), as determined by the Compensation and Benefits Committee of the Board of Directors of the Company (the “Committee”).

Ameriprise Financial Inc – AMENDED AND RESTATED AMERIPRISE FINANCIAL (February 27th, 2019)
Ameriprise Financial Inc – Statistical Supplement Package (unaudited) Fourth Quarter 2018 (January 30th, 2019)

Ameriprise Financial, Inc. ("Ameriprise Financial" or "the Company") prepares its financial statements in accordance with generally accepted accounting principles ("GAAP"). Management believes that adjusted operating measures, which exclude net realized investment gains or losses, net of deferred sales inducement costs ("DSIC") and deferred acquisition costs ("DAC") amortization, unearned revenue amortization and the reinsurance accrual; the market impact on variable annuity guaranteed benefits, net of hedges and the related DSIC and DAC amortization; the market impact on indexed universal life benefits, net of hedges and the related DAC amortization, unearned revenue amortization, and the reinsurance accrual; the market impact on fixed index annuity benefits, net of hedges and the related DAC amortization; the market impact of hedges to offset interest rate changes on unrealized gains or losses for certain investments; integration and restructuring charges; income (loss) from disconti

Ameriprise Financial Inc – Ameriprise Financial, Inc. Ameriprise Financial Center Minneapolis, MN 55474 News Release Ameriprise Financial Reports Fourth Quarter and Full Year 2018 Results Fourth quarter 2018 net income per diluted share was $3.76 Adjusted operating EPS excluding items (1) was $3.80 Full year 2018 net income per diluted share was $14.20 Adjusted operating EPS excluding items (1) was $14.94 Fourth quarter 2018 return on equity excluding AOCI was 36.0 percent Adjusted operating ROE excluding AOCI and items (1) was 37.8 percent MINNEAPOLIS – January 30, 2018 – Ameriprise Financial, Inc. (NYSE: AMP) today re (January 30th, 2019)
Ameriprise Financial Inc – Ameriprise Financial, Inc. Ameriprise Financial Center Minneapolis, MN 55474 News Release Ameriprise Financial Reports Third Quarter 2018 Results Third quarter 2018 net income per diluted share was $3.43 Adjusted operating EPS was $3.74 Excluding annual unlocking(1), adjusted operating EPS was $4.05, up 20 percent Third quarter 2018 return on equity excluding AOCI was 29.6 percent Adjusted operating ROE excluding AOCI was 31.2 percent Excluding annual unlocking(1), adjusted operating ROE excluding AOCI was 32.0 percent, up 150 bps MINNEAPOLIS – October 23, 2018 – Ameriprise Financial, Inc. (NY (October 23rd, 2018)
Ameriprise Financial Inc – The By-Laws Of Ameriprise Financial, Inc., As Amended And Restated As Of October 3, 2018 (October 5th, 2018)
Ameriprise Financial Inc – Ameriprise Financial, Inc. Ameriprise Financial Center Minneapolis, MN 55474 News Release Ameriprise Financial Reports Second Quarter 2018 Results Second quarter 2018 net income per diluted share was $3.10 Adjusted operating EPS was $3.60, up 29 percent Second quarter 2018 return on equity excluding AOCI was 29.6 percent Adjusted operating ROE excluding AOCI was 31.1 percent, up 590 bps MINNEAPOLIS – July 24, 2018 – Ameriprise Financial, Inc. (NYSE: AMP) today reported second quarter 2018 net income of $462 million, up 18 percent compared to a year ago, or $3.10 per diluted share, up 24 percen (July 24th, 2018)
Ameriprise Financial Inc – Purpose (May 2nd, 2018)

The purpose of this Ameriprise Financial Annual Incentive Award Plan (the “Plan”) is to provide added incentive to those officers and key executives of Ameriprise Financial, Inc. (the “Company”) and its subsidiaries who are in a position to make substantial contributions to the earnings and growth of these companies and to reward them collectively and individually for performance which contributes significantly toward such earnings and growth.

Ameriprise Financial Inc – News Release (April 23rd, 2018)

MINNEAPOLIS — April 23, 2018 — Ameriprise Financial, Inc. (NYSE: AMP) today reported first quarter 2018 net income of $594 million, up 47 percent compared to a year ago, or $3.91 per diluted share, up 55 percent. Adjusted operating earnings were $563 million, up 30 percent compared to a year ago, with adjusted operating earnings per diluted share of $3.70, up 37 percent.

Ameriprise Financial Inc – Statistical Supplement Package (unaudited) First Quarter 2018 (April 23rd, 2018)

Ameriprise Financial, Inc. (“Ameriprise Financial” or “the Company”) prepares its financial statements in accordance with generally accepted accounting principles (“GAAP”). Management believes that adjusted operating measures, which exclude net realized investment gains or losses, net of deferred sales inducement costs (“DSIC”) and deferred acquisition costs (“DAC”) amortization, unearned revenue amortization and the reinsurance accrual; the market impact on variable annuity guaranteed benefits, net of hedges and the related DSIC and DAC amortization; the market impact on indexed universal life benefits, net of hedges and the related DAC amortization, unearned revenue amortization, and the reinsurance accrual; the market impact on fixed index annuity benefits, net of hedges and the related DAC amortization; the market impact of hedges to offset interest rate changes on unrealized gains or losses for certain investments; integration and restructuring charges; income (loss) from disconti

Ameriprise Financial Inc – AMERIPRISE FINANCIAL SUPPLEMENTAL RETIREMENT PLAN As Amended and Restated Effective October 3, 2017 (February 23rd, 2018)
Ameriprise Financial Inc – Statistical Supplement Package (unaudited) Fourth Quarter 2017 (January 24th, 2018)

Ameriprise Financial, Inc. (“Ameriprise Financial” or “the Company”) prepares its financial statements in accordance with generally accepted accounting principles (“GAAP”). Management believes that operating measures, which exclude net realized investment gains or losses, net of deferred sales inducement costs (“DSIC”) and deferred acquisition costs (“DAC”) amortization, unearned revenue amortization and the reinsurance accrual; the market impact on variable annuity guaranteed benefits, net of hedges and the related DSIC and DAC amortization; the market impact on indexed universal life benefits, net of hedges and the related DAC amortization, unearned revenue amortization, and the reinsurance accrual; the market impact on fixed indexed annuity benefits, net of hedges and the related DAC amortization; the market impact of hedges to offset interest rate changes on unrealized gains or losses for certain investments; integration and restructuring charges; income (loss) from discontinued op

Ameriprise Financial Inc – News Release (January 24th, 2018)

MINNEAPOLIS — January 24, 2018 — Ameriprise Financial, Inc. (NYSE: AMP) today reported fourth quarter 2017 net income of $181 million, or $1.18 per diluted share, and operating earnings of $182 million, or $1.18 per diluted share. Results included a $320 million, or $2.08 per diluted share, impact from the enactment in the fourth quarter of the Tax Cuts and Jobs Act (“Tax Act”). The Tax Act will be an ongoing benefit to the company, with the estimated effective tax rate in the 17 to 19 percent range over the near term.

Ameriprise Financial Inc – Statistical Supplement Package (unaudited) Third Quarter 2017 (October 24th, 2017)

Ameriprise Financial, Inc. (“Ameriprise Financial” or “the Company”) prepares its financial statements in accordance with generally accepted accounting principles (“GAAP”). Management believes that operating measures, which exclude net realized investment gains or losses, net of deferred sales inducement costs (“DSIC”) and deferred acquisition costs (“DAC”) amortization, unearned revenue amortization and the reinsurance accrual; the market impact on variable annuity guaranteed benefits, net of hedges and the related DSIC and DAC amortization; the market impact on indexed universal life benefits, net of hedges and the related DAC amortization, unearned revenue amortization, and the reinsurance accrual; the market impact of hedges to offset interest rate changes on unrealized gains or losses for certain investments; integration and restructuring charges; income (loss) from discontinued operations; and the impact of consolidating certain investment entities (“CIEs”), best reflect the unde

Ameriprise Financial Inc – News Release (October 24th, 2017)

MINNEAPOLIS — October 24, 2017 — Ameriprise Financial, Inc. (NYSE: AMP) today reported third quarter 2017 net income of $503 million, up $288 million compared to a year ago, or $3.24 per diluted share, up $1.94. Operating earnings were $548 million, up $321 million compared to a year ago, with operating earnings per diluted share of $3.53, up $2.16. Excluding the non-cash impact of annual unlocking(1) in both periods, operating earnings were up 27 percent to $484 million in the quarter and operating earnings per diluted share increased 36 percent to $3.12.

Ameriprise Financial Inc – THIRD AMENDED AND RESTATED CREDIT AGREEMENT dated as of October 12, 2017, by and among (October 16th, 2017)

This THIRD AMENDED AND RESTATED CREDIT AGREEMENT, dated as of October 12, 2017, by and among AMERIPRISE FINANCIAL, INC., a Delaware corporation (the “Borrower”), the lenders who are party to this Agreement and the lenders who may become a party to this Agreement pursuant to the terms hereof (the “Lenders”), and WELLS FARGO BANK, NATIONAL ASSOCIATION, a national banking association, as Administrative Agent for the Lenders, Swingline Lender and Issuing Lender.

Ameriprise Financial Inc – DATE: August 8, 2017 TO: Directors and Executive Officers of Ameriprise Financial, Inc. RE: Important Notice of Special Blackout Period and Regulation BTR Trading Restrictions (August 8th, 2017)

This notice is to inform you of restrictions on your ability to trade debt or equity securities of Ameriprise Financial, Inc. (the “Company”) during a special blackout period that will begin on September 27, 2017. This special blackout period is imposed on executive officers and directors of the Company by the Sarbanes-Oxley Act of 2002 and Securities and Exchange Commission Regulation BTR (Blackout Trading Restriction) and is in addition to the Company’s regular earnings-related blackout periods.

Ameriprise Financial Inc – AMERIPRISE FINANCIAL FRANCHISE ADVISOR DEFERRED COMPENSATION PLAN As Amended and Restated Effective October 5, 2016 (August 8th, 2017)
Ameriprise Financial Inc – Statistical Supplement Package (unaudited) Second Quarter 2017 (July 25th, 2017)

Ameriprise Financial, Inc. (“Ameriprise Financial” or “the Company”) prepares its financial statements in accordance with generally accepted accounting principles (“GAAP”). Management believes that operating measures, which exclude net realized investment gains or losses, net of deferred sales inducement costs (“DSIC”) and deferred acquisition costs (“DAC”) amortization, unearned revenue amortization and the reinsurance accrual; the market impact on variable annuity guaranteed benefits, net of hedges and the related DSIC and DAC amortization; the market impact on indexed universal life benefits, net of hedges and the related DAC amortization, unearned revenue amortization, and the reinsurance accrual; the market impact of hedges to offset interest rate changes on unrealized gains or losses for certain investments; integration and restructuring charges; income (loss) from discontinued operations; and the impact of consolidating certain investment entities (“CIEs”), best reflect the unde

Ameriprise Financial Inc – News Release (July 25th, 2017)

MINNEAPOLIS — July 25, 2017 — Ameriprise Financial, Inc. (NYSE: AMP) today reported second quarter 2017 net income of $393 million, up 17 percent compared to a year ago, or $2.50 per diluted share, up 27 percent. Operating earnings were $441 million, up 16 percent compared to a year ago, with operating earnings per diluted share of $2.80, up 26 percent.

Ameriprise Financial Inc – Statistical Supplement Package (unaudited) First Quarter 2017 (April 24th, 2017)

Ameriprise Financial, Inc. (“Ameriprise Financial” or “the Company”) prepares its financial statements in accordance with generally accepted accounting principles (“GAAP”). Management believes that operating measures, which exclude net realized investment gains or losses, net of deferred sales inducement costs (“DSIC”) and deferred acquisition costs (“DAC”) amortization, unearned revenue amortization and the reinsurance accrual; the market impact on variable annuity guaranteed benefits, net of hedges and the related DSIC and DAC amortization; the market impact on indexed universal life benefits, net of hedges and the related DAC amortization, unearned revenue amortization, and the reinsurance accrual; the market impact of hedges to offset interest rate changes on unrealized gains or losses for certain investments; integration and restructuring charges; income (loss) from discontinued operations; and the impact of consolidating certain investment entities (“CIEs”), best reflect the unde

Ameriprise Financial Inc – News Release (April 24th, 2017)

MINNEAPOLIS — April 24, 2017 — Ameriprise Financial, Inc. (NYSE: AMP) today reported first quarter 2017 net income of $403 million, up 11 percent compared to a year ago, or $2.52 per diluted share, up 21 percent. Operating earnings were $432 million, up 14 percent compared to a year ago, with operating earnings per diluted share of $2.70, up 24 percent.

Ameriprise Financial Inc – AMP Shares Available for Grant under the Plan ................................. .................................................... 19 Plan Administration ... ............................................................................... ................................................ 19 Performance-Based Compensation .................................................................. ...................................... 19 Adjustments upon Changes in Capitalization ................................................................ .......................... 20 Tax Withholding ................... (February 23rd, 2017)
Ameriprise Financial Inc – News Release (February 1st, 2017)

MINNEAPOLIS — February 1, 2017 — Ameriprise Financial, Inc. (NYSE: AMP) today reported fourth quarter 2016 net income(1) of $400 million, or $2.46 per diluted share. Operating earnings were $443 million, with operating earnings per diluted share of $2.73.

Ameriprise Financial Inc – Statistical Supplement Package (unaudited) Fourth Quarter 2016 (February 1st, 2017)

Ameriprise Financial, Inc. (“Ameriprise Financial” or “the Company”) prepares its financial statements in accordance with generally accepted accounting principles (“GAAP”). Management believes that operating measures, which exclude net realized investment gains or losses, net of deferred sales inducement costs (“DSIC”) and deferred acquisition costs (“DAC”) amortization, unearned revenue amortization and the reinsurance accrual; the market impact on variable annuity guaranteed benefits, net of hedges and the related DSIC and DAC amortization; the market impact on indexed universal life benefits, net of hedges and the related DAC amortization, unearned revenue amortization, and the reinsurance accrual; the market impact of hedges to offset interest rate changes on unrealized gains or losses for certain investments; integration and restructuring charges; income (loss) from discontinued operations; and the impact of consolidating certain investment entities (“CIEs”), best reflect the unde

Ameriprise Financial Inc – News Release (October 25th, 2016)

MINNEAPOLIS — October 25, 2016 — Ameriprise Financial, Inc. (NYSE: AMP) today reported third quarter 2016 net income(1) of $215 million, or $1.30 per diluted share. Operating earnings were $227 million, with operating earnings per diluted share of $1.37. Excluding the non-cash impact of annual unlocking(2) in both periods, operating earnings per diluted share increased 4 percent to $2.29 with operating earnings of $380 million in the quarter.

Ameriprise Financial Inc – Statistical Supplement Package (unaudited) Third Quarter 2016 (October 25th, 2016)

Ameriprise Financial, Inc. (“Ameriprise Financial” or “the Company”) prepares its financial statements in accordance with generally accepted accounting principles (“GAAP”). Management believes that operating measures, which exclude net realized investment gains or losses, net of deferred sales inducement costs (“DSIC”) and deferred acquisition costs (“DAC”) amortization, unearned revenue amortization and the reinsurance accrual; the market impact on variable annuity guaranteed benefits, net of hedges and the related DSIC and DAC amortization; the market impact on indexed universal life benefits, net of hedges and the related DAC amortization, unearned revenue amortization, and the reinsurance accrual; the market impact of hedges to offset interest rate changes on unrealized gains or losses for certain investments; integration and restructuring charges; income (loss) from discontinued operations; and the impact of consolidating certain investment entities (“CIEs”), best reflect the unde

Ameriprise Financial Inc – AMERIPRISE FINANCIAL, INC. 2.875% Senior Note due 2026 (August 11th, 2016)

AMERIPRISE FINANCIAL, INC., a Delaware corporation (hereinafter called the “Company”, which term includes any successor corporation under the Indenture hereinafter referred to), for value received, hereby promises to pay to CEDE & Co. or registered assigns, the principal sum of          Dollars ($            ) on September 15, 2026, and to pay interest (computed on the basis of a 360-day year comprised of twelve 30-day months) thereon from August 11, 2016, or from the most recent Interest Payment Date to which interest has been paid or duly provided for, on each March 15 and September 15, commencing March 15, 2017, and at maturity, at the rate per annum specified in the title of this Note, until the principal hereof is paid or made available for payment.  The interest so payable, and punctually paid or duly provided for, on any Interest Payment Date will, as provided in said Indenture, be paid to the Person in whose name this Note (or one or more Predecessor Securities) is registered a

Ameriprise Financial Inc – AMERIPRISE FINANCIAL, INC. 2.875% SENIOR NOTES DUE 2026 (August 11th, 2016)
Ameriprise Financial Inc – Statistical Supplement Package (unaudited) Second Quarter 2016 (July 26th, 2016)

Ameriprise Financial, Inc. (“Ameriprise Financial” or “the Company”) prepares its financial statements in accordance with generally accepted accounting principles (“GAAP”). Management believes that operating measures, which exclude net realized investment gains or losses, net of deferred sales inducement costs (“DSIC”) and deferred acquisition costs (“DAC”) amortization, unearned revenue amortization and the reinsurance accrual; the market impact on variable annuity guaranteed benefits, net of hedges and the related DSIC and DAC amortization; the market impact on indexed universal life benefits, net of hedges and the related DAC amortization, unearned revenue amortization, and the reinsurance accrual; the market impact of hedges to offset interest rate changes on unrealized gains or losses for certain investments; integration and restructuring charges; income (loss) from discontinued operations; and the impact of consolidating certain investment entities (“CIEs”), best reflect the unde

Ameriprise Financial Inc – News Release (July 26th, 2016)

MINNEAPOLIS — July 26, 2016 — Ameriprise Financial, Inc. (NYSE: AMP) today reported second quarter 2016 net income(1) of $335 million, or $1.97 per diluted share. Operating earnings were $379 million, with operating earnings per diluted share of $2.23. Results included $0.17 per share of unfavorable items outlined on page 3 of this release.

Ameriprise Financial Inc – Statistical Supplement Package (unaudited) First Quarter 2016 (April 27th, 2016)

Ameriprise Financial, Inc. (“Ameriprise Financial” or “the Company”) prepares its financial statements in accordance with generally accepted accounting principles (“GAAP”). Management believes that operating measures, which exclude net realized investment gains or losses, net of deferred sales inducement costs (“DSIC”) and deferred acquisition costs (“DAC”) amortization, unearned revenue amortization and the reinsurance accrual; the market impact on variable annuity guaranteed benefits, net of hedges and the related DSIC and DAC amortization; the market impact on indexed universal life benefits, net of hedges and the related DAC amortization, unearned revenue amortization, and the reinsurance accrual; the market impact of hedges to offset interest rate changes on unrealized gains or losses for certain investments; integration and restructuring charges; income (loss) from discontinued operations; and the impact of consolidating certain investment entities (“CIEs”), best reflect the unde

Ameriprise Financial Inc – News Release (April 27th, 2016)

MINNEAPOLIS — April 27, 2016 — Ameriprise Financial, Inc. (NYSE: AMP) today reported first quarter 2016 net income(1) of $364 million, or $2.09 per diluted share. Operating earnings were $378 million, with operating earnings per diluted share of $2.17. Operating results include previously announced unfavorable items of $0.09 per share.

Ameriprise Financial Inc – AMERIPRISE ADVISOR GROUP DEFERRED COMPENSATION PLAN (February 25th, 2016)
Ameriprise Financial Inc – News Release (January 27th, 2016)

MINNEAPOLIS — January 27, 2016 — Ameriprise Financial, Inc. (NYSE: AMP) today reported fourth quarter 2015 net income(1) of $357 million, or $2.00 per diluted share. Operating earnings were $441 million, with operating earnings per diluted share increasing to $2.47, up 7 percent.