PARTICIPATION AGREEMENT Among VAN ECK WORLDWIDE INSURANCE TRUST. VAN ECK SECURITIES CORPORATION and AMERICAN INTERNATIONAL LIFE ASSURANCE COMPANY OF NEW YORKVariable Account a American Intl Life Assur Co of New York • January 3rd, 2011 • Delaware
Company FiledJanuary 3rd, 2011 Jurisdiction
PHOENIX EQUITY TRUST Phoenix Capital Growth Fund Phoenix Mid-Cap Growth Fund SUBADVISORY AGREEMENTPhoenix Equity Trust • May 28th, 2008 • Delaware
Company FiledMay 28th, 2008 Jurisdiction
ATA INC. (an exempted company limited by shares under the laws of the Cayman Islands)ATA Inc. • January 28th, 2008 • Services-educational services • New York
Company FiledJanuary 28th, 2008 Industry Jurisdiction
April 17, 2007Tailwind Financial Inc. • September 25th, 2007 • Blank checks
Company FiledSeptember 25th, 2007 Industry
FORM OF INSURANCE FUND PARTICIPATION AGREEMENT (SERVICE SHARES)Merrill Lynch Life Variable Annuity Separate Account A • April 24th, 2007 • New York
Company FiledApril 24th, 2007 Jurisdiction
EXHIBIT 10.9 Tailwind Financial Inc. BCE Place, 181 Bay Street, Suite 2040 Toronto, Ontario, Canada M5J 2T3 Re: INITIAL PUBLIC OFFERING Ladies and Gentlemen: This letter is being delivered to you in accordance with the Underwriting Agreement (the...Tailwind Financial Inc. • April 5th, 2007 • Blank checks
Company FiledApril 5th, 2007 Industry
Tailwind Financial Inc. BCE Place, 181 Bay Street, Suite 2040 Toronto, Ontario, Canada M5J 2T3 Re: INITIAL PUBLIC OFFERING Ladies and Gentlemen: This letter is being delivered to you in accordance with the Underwriting Agreement (the "UNDERWRITING...Tailwind Financial Inc. • April 5th, 2007 • Blank checks
Company FiledApril 5th, 2007 Industry
EXHIBIT 10.13 Tailwind Financial Inc. BCE Place, 181 Bay Street, Suite 2040 Toronto, Ontario, Canada M5J 2T3 Re: INITIAL PUBLIC OFFERING Ladies and Gentlemen: This letter is being delivered to you in accordance with the Underwriting Agreement (the...Tailwind Financial Inc. • April 5th, 2007 • Blank checks
Company FiledApril 5th, 2007 Industry
EXHIBIT 10.7 Tailwind Financial Inc. BCE Place, 181 Bay Street, Suite 2040 Toronto, Ontario, Canada M5J 2T3 Re: INITIAL PUBLIC OFFERING Ladies and Gentlemen: This letter is being delivered to you in accordance with the Underwriting Agreement (the...Tailwind Financial Inc. • March 15th, 2007 • Blank checks
Company FiledMarch 15th, 2007 Industry
EXHIBIT 10.15 Tailwind Financial Inc. BCE Place, 181 Bay Street, Suite 2040 Toronto, Ontario, Canada M5J 2T3 Re: INITIAL PUBLIC OFFERING Ladies and Gentlemen: This letter is being delivered to you in accordance with the Underwriting Agreement (the...Tailwind Financial Inc. • March 15th, 2007 • Blank checks
Company FiledMarch 15th, 2007 Industry
Tailwind Financial Inc. BCE Place, 181 Bay Street, Suite 2040 Toronto, Ontario, Canada M5J 2T3 Re: INITIAL PUBLIC OFFERING Ladies and Gentlemen: This letter is being delivered to you in accordance with the Underwriting Agreement (the "UNDERWRITING...Tailwind Financial Inc. • March 15th, 2007 • Blank checks
Company FiledMarch 15th, 2007 Industry
CENTERPOINT ENERGY, INC. $250,000,000 5.95% Senior Notes due 2017 Underwriting Agreement February 1, 2007Centerpoint Energy Inc • February 6th, 2007 • Electric services • New York
Company FiledFebruary 6th, 2007 Industry Jurisdiction
CENTERPOINT ENERGY RESOURCES CORP. $150,000,000 6.25% Senior Notes due 2037 Underwriting Agreement February 1, 2007Centerpoint Energy Resources Corp • February 6th, 2007 • Electric services • New York
Company FiledFebruary 6th, 2007 Industry Jurisdiction
Exhibit 1.1 WORLD ENERGY SOLUTIONS, INC. SHARES OF COMMON STOCK UNDERWRITING AGREEMENTWorld Energy Solutions, Inc. • October 25th, 2006 • Services-business services, nec • Ontario
Company FiledOctober 25th, 2006 Industry Jurisdiction
FORM OF CERTIFICATE UNDERWRITING AGREEMENTDaimlerChrysler Financial Services Americas LLC • October 23rd, 2006 • Asset-backed securities • New York
Company FiledOctober 23rd, 2006 Industry Jurisdiction
Exhibit 1.1 15,625,000 Units Granahan McCourt Acquisition Corporation UNDERWRITING AGREEMENTGranahan McCourt Acquisition CORP • September 28th, 2006 • Blank checks • New York
Company FiledSeptember 28th, 2006 Industry Jurisdiction
EXHIBIT 10.8 Tailwind Financial Inc. BCE Place, 181 Bay Street, Suite 4400 Toronto, Ontario, Canada M5J 2T3 Re: INITIAL PUBLIC OFFERING Ladies and Gentlemen: This letter is being delivered to you in accordance with the Underwriting Agreement (the...Tailwind Financial Inc. • September 20th, 2006 • Blank checks
Company FiledSeptember 20th, 2006 Industry
SUPPLEMENTING THE COLLATERAL TRUST INDENTURE DATED AS OF JUNE 30, 1993 PROVIDING FOR 2006 SERIES A 6.625% SENIOR NOTES DUE 2036Detroit Edison Co • August 9th, 2006 • Electric services • New York
Company FiledAugust 9th, 2006 Industry Jurisdiction
Exhibit 1.1 Steelcase Inc. 6.5% Senior Unsecured Notes due 2011 Underwriting AgreementSteelcase Inc • August 7th, 2006 • Office furniture (no wood) • New York
Company FiledAugust 7th, 2006 Industry Jurisdiction
COMM 2006-C7 Commercial Mortgage Pass-Through CertificatesCOMM 2006-C7 Mortgage Trust • June 21st, 2006 • Asset-backed securities • New York
Company FiledJune 21st, 2006 Industry Jurisdiction
EXHIBIT 1.1 NAVITAS INTERNATIONAL CORPORATION (a Delaware corporation) 15,000,000 Units UNDERWRITING AGREEMENT Dated: __________, 2006 NAVITAS INTERNATIONAL CORPORATION (a Delaware corporation) 15,000,000 Units UNDERWRITING AGREEMENTNavitas International CORP • June 7th, 2006 • Blank checks • New York
Company FiledJune 7th, 2006 Industry Jurisdiction
EXHIBIT 1.1 NAVITAS INTERNATIONAL CORPORATION (a Delaware corporation) 20,000,000 Units UNDERWRITING AGREEMENT Dated: __________, 2006 NAVITAS INTERNATIONAL CORPORATION (a Delaware corporation) 20,000,000 Units UNDERWRITING AGREEMENTNavitas International CORP • June 1st, 2006 • Blank checks • New York
Company FiledJune 1st, 2006 Industry Jurisdiction
AMERIPRISE FINANCIAL, INC. 7.518% JUNIOR SUBORDINATED NOTES DUE 2066 UNDERWRITING AGREEMENTAmeriprise Financial Inc • May 26th, 2006 • New York
Company FiledMay 26th, 2006 Jurisdiction
EXHIBIT 1.1 NAVITAS INTERNATIONAL CORPORATION (a Delaware corporation) 20,000,000 Units UNDERWRITING AGREEMENT Dated: __________, 2006 NAVITAS INTERNATIONAL CORPORATION (a Delaware corporation) 20,000,000 Units UNDERWRITING AGREEMENTNavitas International CORP • May 25th, 2006 • Blank checks • New York
Company FiledMay 25th, 2006 Industry Jurisdiction
FORM OF UNDERWRITING AGREEMENTRMR Asia Pacific Real Estate Fund • May 25th, 2006 • New York
Company FiledMay 25th, 2006 Jurisdiction
EXHIBIT 1.1 NAVITAS INTERNATIONAL CORPORATION (a Delaware corporation) 20,000,000 Units UNDERWRITING AGREEMENT Dated: May __, 2006 NAVITAS INTERNATIONAL CORPORATION (a Delaware corporation) 20,000,000 Units UNDERWRITING AGREEMENTNavitas International CORP • May 18th, 2006 • Blank checks • New York
Company FiledMay 18th, 2006 Industry Jurisdiction
Exhibit 1 MORGAN STANLEY CAPITAL I INC. MORTGAGE PASS-THROUGH CERTIFICATES Series 2006-HE2 UNDERWRITING AGREEMENTMorgan Stanley Capital I Inc. Trust 2006-He2 • May 15th, 2006 • Asset-backed securities
Company FiledMay 15th, 2006 Industry
PURCHASER ANDBanc of America Funding 2006-3 Trust • April 13th, 2006 • Asset-backed securities • New York
Company FiledApril 13th, 2006 Industry Jurisdiction
EXHIBIT 1.1 NAVITAS INTERNATIONAL CORPORATION (a Delaware corporation) 20,000,000 Units UNDERWRITING AGREEMENT Dated: o, 2006 NAVITAS INTERNATIONAL CORPORATION (a Delaware corporation) 20,000,000 Units UNDERWRITING AGREEMENTNavitas International CORP • April 11th, 2006 • Blank checks • New York
Company FiledApril 11th, 2006 Industry Jurisdiction
Exhibit 4.2 C&D Technologies, Inc. 5.25% Convertible Senior Notes due 2025 PURCHASE AGREEMENTC&d Technologies Inc • April 10th, 2006 • Miscellaneous electrical machinery, equipment & supplies • New York
Company FiledApril 10th, 2006 Industry Jurisdiction
Exhibit 1.1 GE COMMERCIAL MORTGAGE CORPORATION $1,484,121,000 (Approximate) Commercial Mortgage Pass-Through Certificates Series 2006-C1 UNDERWRITING AGREEMENTGe Commercial Mortgage Corp • April 7th, 2006 • Asset-backed securities • New York
Company FiledApril 7th, 2006 Industry Jurisdiction
ORVerizon Communications Inc • February 9th, 2006 • Telephone communications (no radiotelephone)
Company FiledFebruary 9th, 2006 Industry
Exhibit 1.2 DAIMLERCHRYSLER AUTO TRUST 200_-_ _____% ASSET BACKED CERTIFICATES DAIMLERCHRYSLER FINANCIAL SERVICES AMERICAS LLC CERTIFICATE UNDERWRITING AGREEMENT ----------------------------------DaimlerChrysler Financial Services Americas LLC • January 20th, 2006 • Asset-backed securities • New York
Company FiledJanuary 20th, 2006 Industry Jurisdiction
Exhibit 1.1 2,500,000 Shares FORTUNET, INC. Common Stock, $0.001 par value UNDERWRITING AGREEMENTFortunet, Inc. • January 5th, 2006 • Miscellaneous manufacturing industries • New York
Company FiledJanuary 5th, 2006 Industry Jurisdiction
EXHIBIT 1.01 $400,000,000 AGGREGATE PRINCIPAL AMOUNT REINSURANCE GROUP OF AMERICA, INCORPORATED 6.75% JUNIOR SUBORDINATED DEBENTURES DUE 2065 UNDERWRITING AGREEMENTReinsurance Group of America Inc • December 9th, 2005 • Accident & health insurance • New York
Company FiledDecember 9th, 2005 Industry Jurisdiction