AMENDMENT NO. 7 TO THE AAL MUTUAL FUNDS DISTRIBUTION AGREEMENT Effective January 8, 1997, The AAL Mutual Funds Distribution Agreement ("the Agreement") dated June 15, 1987, as amended between The AAL Mutual Funds and AAL Capital Management Corporation...Distribution Agreement • October 25th, 1996 • Aal Mutual Funds
ADMINISTRATIVE SERVICES AGREEMENT This Administrative Services Agreement is made as of this 1st day of January, 1999 by and between The AAL Mutual Funds, a Massachusetts business trust (the "Fund") and Aid Association for Lutherans, a Wisconsin...Administrative Services Agreement • December 29th, 1999 • Aal Mutual Funds • Wisconsin
THE AAL MUTUAL FUNDS SUB-ADVISORY AGREEMENT FOR THE AAL INTERNATIONAL FUND WITH OECHSLE INTERNATIONAL ADVISORS, LLCAal Mutual Funds • April 6th, 1999 • Wisconsin
THE AAL MUTUAL FUNDS SUB-ADVISORY AGREEMENT FOR THE AAL HIGH YIELD BOND FUND WITH PACIFIC INVESTMENT MANAGEMENT COMPANYSub-Advisory Agreement • June 29th, 2000 • Aal Mutual Funds • Wisconsin
Effective April 1, 1991, AAL Distributors Inc. changed its name to AAL Capital Management Corporation. All references to AAL Distributors Inc. ("Distributor") are now to AAL Capital Management Corporation. THE AAL MUTUAL FUNDS DISTRIBUTION AGREEMENT...Distribution Agreement • December 29th, 1999 • Aal Mutual Funds • Wisconsin
EXHIBIT 25(b)(9)(c) SHAREHOLDER SERVICES AGREEMENT This Agreement effective April 1,1995, by and between The AAL Mutual Funds, a Massachusetts Business Trust, ("The Funds"), and AAL Capital Management Corporation, a Delaware Corporation ("CMC")....Shareholder Services Agreement • June 25th, 1998 • Aal Mutual Funds • Wisconsin
THE AAL MUTUAL FUNDS SUB-ADVISORY AGREEMENT FOR THE AAL AGGRESSIVE GROWTH FUND WITH JANUS CAPITAL CORPORATIONAal Mutual Funds • June 29th, 2000 • Wisconsin
EXHIBIT 24(b)(8)(b) GLOBAL CUSTODY AGREEMENT This AGREEMENT is effective August 1, 1995, and is between THE CHASE MANHATTAN BANK, N.A. (The "Bank") and The AAL Mutual Funds (The "Customer). 1. Customer Accounts. The Bank agrees to establish and...Global Custody Agreement • June 25th, 1998 • Aal Mutual Funds • New York
EXHIBIT 24(b)(6) Effective April 1, 1991, AAL Distributors Inc. changed its name to AAL Capital Management Corporation. All references to AAL Distributors Inc. ("Distributor") are now to AAL Capital Management Corporation. THE AAL MUTUAL FUNDS...Distribution Agreement • June 25th, 1998 • Aal Mutual Funds • Wisconsin
THE AAL MUTUAL FUNDS AMENDED AND RESTATED DISTRIBUTION PLAN AND AGREEMENT CLASS A SHARES CLASS B SHARES AMENDED AND RESTATED DISTRIBUTION PLAN AND AGREEMENT made as of November 11, 2003, by and between THE AAL MUTUAL FUNDS, a Massachusetts Business...Distribution Plan and Agreement • January 30th, 2004 • Aal Mutual Funds
AMENDMENT NO. 7 TO ADMINISTRATIVE SERVICES AGREEMENT The Administrative Services Agreement between The AAL Mutual Funds and AAL Advisors Inc. (n/k/a AAL Capital Management Corporation), effective July 1, 1990, as amended, is hereby further amended,...Administrative Services Agreement • October 25th, 1996 • Aal Mutual Funds
THE AAL MUTUAL FUNDS INVESTMENT ADVISORY AGREEMENT AGREEMENT made this 28th day of November, 1990, by and between THE AAL MUTUAL FUNDS (the "Trust"), a Massachusetts Business Trust, and AAL ADVISORS INC. (the "Adviser"). WITNESSETH: In consideration...Funds Investment Advisory Agreement • December 29th, 1999 • Aal Mutual Funds
EXHBIT 24(b)(9)(b) AMENDMENT NO. 8 TO ADMINISTRATIVE SERVICES AGREEMENT The Administrative Services Agreement between The AAL Mutual Funds and AAL Advisors Inc. (n/k/a AAL Capital Management Corporation), effective July 1 1990, as amended, is hereby...Administrative Services Agreement • October 15th, 1997 • Aal Mutual Funds
CITIBANKGlobal Custodial Services Agreement • April 6th, 1999 • Aal Mutual Funds • New York
TRANSFER AND DIVIDEND DISBURSING AGENT AGREEMENTTransfer and Dividend Disbursing Agent Agreement • December 29th, 1999 • Aal Mutual Funds • Wisconsin
AMENDMENT NO. 20 TO INVESTMENT ADVISORY AGREEMENT (Thrivent Mutual Funds)Investment Advisory Agreement • February 28th, 2024 • Thrivent Mutual Funds
Thrivent Mutual Funds (“TMF”) and Thrivent Asset Management, LLC (“TAM”) hereby agree that the Investment Advisory Agreement dated January 1, 2006, as amended, between TMF and TAM (the “Agreement”) is hereby amended to reflect an amended fee schedule for Thrivent Money Market Fund, effective January 1, 2024. A revised Exhibit A is attached hereto.
INVESTMENT SUB-ADVISORY AGREEMENT By and Among Thrivent Asset Management, LLC and Thrivent Mutual Funds and Mercator Asset Management, L.P.Sub-Advisory Agreement • February 22nd, 2006 • Thrivent Mutual Funds • Minnesota
INVESTMENT SUBADVISORY AGREEMENT, made as of the 1st day of January, 2006, (the “Effective Date”) by and among Thrivent Asset Management, LLC, a limited liability company organized and existing under the laws of the State of Delaware (“Adviser”), Thrivent Mutual Funds, a business trust organized and existing under the laws of the State of Massachusetts (“Trust”), Mercator Asset Management, L.P., a limited partnership organized and existing under the laws of the State of Delaware (“Sub-adviser”), and, solely with respect to Section XIX.D hereof, Thrivent Investment Management Inc., a corporation organized and existing under the laws of the State of Delaware (“Former Adviser”).
AGREEMENT AND PLAN OF REORGANIZATIONAgreement and Plan of Reorganization • August 16th, 2019 • Thrivent Mutual Funds • Minnesota
This Agreement and Plan of Reorganization (the “Agreement”) is made as of July 30, 2019 by Thrivent Mutual Funds (the “Trust”), a Massachusetts business trust, on behalf of its series, Thrivent International Allocation Fund (the “Acquiring Fund”) and Thrivent Partner Emerging Markets Equity Fund (the “Target Fund”). Thrivent Financial for Lutherans is also party to the Agreement solely for purposes of Section 3.F.
INVESTMENT SUB-ADVISORY AGREEMENT By and Among Thrivent Asset Management, LLC and Thrivent Mutual Funds and DuPont Capital ManagementInvestment Subadvisory Agreement • February 28th, 2013 • Thrivent Mutual Funds • Minnesota
INVESTMENT SUBADVISORY AGREEMENT, made as of the 27th day of July, 2012 (the “Effective Date”),1 by and among Thrivent Asset Management, LLC, a limited liability company organized and existing under the laws of the State of Delaware (“Adviser”), Thrivent Mutual Funds, a business trust organized and existing under the laws of the Commonwealth of Massachusetts (“Trust”), DuPont Capital Management, a corporation organized and existing under the laws of the State of Delaware (“Sub-adviser”).
ITEM 77.Q.1.G AGREEMENT AND PLAN OF REORGANIZATION THIS AGREEMENT AND PLAN OF REORGANIZATION (the "Agreement") is made as of this 12th day of November, 2003, by and between The Lutheran Brotherhood Family of Funds ("LB Trust"), a series of separate...Agreement and Plan of Reorganization • December 29th, 2004 • Thrivent Mutual Funds • Minnesota
DISTRIBUTION AGREEMENT THRIVENT MUTUAL FUNDSDistribution Agreement • December 22nd, 2015 • Thrivent Mutual Funds • Minnesota
THIS AGREEMENT is made as of January 1, 2016 by and between Thrivent Mutual Funds, a Massachusetts business trust (the “Trust”), on behalf of each series of the Trust listed on Schedule I (each, a “Fund” and collectively, the “Funds”),1 and Thrivent Distributors, LLC, a Delaware limited liability company (the “Distributor”).
AMENDMENT NO. 5 TO INVESTMENT ADVISORY AGREEMENT (Thrivent Mutual Funds)Investment Advisory Agreement • February 28th, 2012 • Thrivent Mutual Funds
Thrivent Mutual Funds (“TMF”) and Thrivent Asset Management, LLC (“TAM”) hereby agree that, effective May 31, 2011, the advisory fee charged to Thrivent Partner Worldwide Allocation Fund, under the terms of the Investment Advisory Agreement dated January 1, 2006 between TMF and TAM, will be revised, as reflected in Exhibit A.
TRANSFER AGENCYAnd Service Agreement • July 14th, 2004 • Thrivent Mutual Funds • Minnesota
AMENDMENT TO MASTER CUSTODIAN AGREEMENTMaster Custodian Agreement • February 28th, 2024 • Thrivent Mutual Funds
This Amendment, dated April 18, 2023 (the “Amendment”), is entered into between each management investment company identified on Appendix A and each management investment company which becomes a party to this Agreement in accordance with the terms hereof (in each case, a “Fund”), including, if applicable, each series of the Fund identified on Appendix A and each series which becomes a party to this Agreement in accordance with the terms hereof, and STATE STREET BANK AND TRUST COMPANY, a Massachusetts trust company (the “Custodian”).
AMENDMENT NO. 8 TO SHAREHOLDER MAINTENANCE AGREEMENTShareholder Maintenance Agreement • July 17th, 2001 • Aal Mutual Funds
The Shareholder Maintenance Agreement between The AAL Mutual Funds and AAL Capital Management Corporation, as amended, effective April 1, 1995, is hereby amended, July 1, 2000, as follows: 1. Schedule A, attached to the Shareholder Maintenance Agreement, is amended to add the AAL Large Company Index Fund II, The AAL Mid Cap Index Fund II, The AAL Small Cap Index Fund II, The AAL Aggressive Growth Fund and The AAL Technology Stock Fund. IN WITNESS WHEREOF the parties have caused this Amendment to be signed by their respective officers effective July 1, 2000.
AMENDMENT NO. 11 TO INVESTMENT ADVISORY AGREEMENT (Thrivent Mutual Funds)Investment Advisory Agreement • December 1st, 2016 • Thrivent Mutual Funds
Thrivent Mutual Funds (“TMF”) and Thrivent Asset Management, LLC (“TAM”) hereby agree that, with respect to the Investment Advisory Agreement dated January 1, 2006 between TMF and TAM (the “Agreement”), effective February 28, 2017, the “Thrivent Low Volatility Equity Fund” and the “Thrivent Multidimensional Income Fund” shall each be deemed a “Fund” under the terms of the Agreement. A revised Exhibit A is attached hereto.
AMENDMENT TO MASTER CUSTODIAN AGREEMENTMaster Custodian Agreement • December 11th, 2017 • Thrivent Mutual Funds
This document dated December 17, 2015 (“Amendment Effective Date”) is an Amendment to the Master Custodian Agreement dated November 26, 2002 (hereinafter referred to as the “Agreement”), between STATE STREET BANK and TRUST COMPANY (the “Custodian”) and each such management investment company identified on Appendix A of the Agreement or made subject to the Agreement in accordance with Section 18.5 thereof (each, a “Fund’).
ContractSecurities Loan Agreement • February 28th, 2018 • Thrivent Mutual Funds • New York
SECURITIES LENDING AGENCY AGREEMENT dated as of December 18, 2017 between each registered investment company or series thereof set forth on Exhibit A, as amended, severally and not jointly (each a “Lender”), and Goldman Sachs Bank USA, doing business as Goldman Sachs Agency Lending (“GSAL”).
AMENDMENT NO. 4 TO ADMINISTRATIVE SERVICES AGREEMENTAdministrative Services Agreement • July 17th, 2001 • Aal Mutual Funds
Schedule C, Contract Fee Schedule, is modified to increase the applicable fees for each fund listed in Schedule B, attached and incorporated herein and restated. A revised Schedule C, effective as of the date of this Amendment No. 4, is attached and incorporated herein.
FORM OF RULE 12d1-4 FUND OF FUNDS INVESTMENT AGREEMENTFund of Funds Investment Agreement • February 28th, 2022 • Thrivent Mutual Funds • Minnesota
THIS AGREEMENT, dated as of , among each Acquiring Fund(s), severally and not jointly (each, an “Acquiring Fund”), and each Acquired Fund(s), severally and not jointly (each, an “Acquired Fund” and together with the Acquiring Funds, the “Funds”), listed on Schedule A.
ACCOUNTING SERVICES AGREEMENTAccounting Services Agreement • February 22nd, 2006 • Thrivent Mutual Funds • Minnesota
This Accounting Services Agreement is made as of this 1st day of January, 2006 by and between Thrivent Mutual Funds, a Massachusetts business trust (the “Fund”) and Thrivent Asset Management, LLC, a Delaware limited liability company (“TAM” “Administrator”).
May 18, 2022 State Street Bank and Trust Company Boston, MA 02210 Attention: Scott ShirrellMaster Custodian Agreement • December 12th, 2022 • Thrivent Mutual Funds
In accordance with Section 20.6.1, the Additional Fund provision of the Master Custodian Agreement dated as of December 1, 2017 (as amended, the “Agreement”) between each management investment company identified on Appendix A thereto and State Street Bank and Trust Company (“State Street”), each undersigned Thrivent ETF Fund hereby requests that your bank act as its Custodian under the terms of the Agreement. In connection with such request, each Thrivent ETF Fund hereby confirms to you, as of the date hereof, its representations and warranties set forth in Section 20.7.1 of the Agreement. An updated Appendix A to the Agreement reflecting the addition of the Thrivent ETF Funds is attached.
ADMINISTRATION CONTRACT THE AAL MUTUAL FUNDS This Agreement is made as of this 1st day of January, 2004, between Thrivent Investment Management Inc., a Delaware corporation ("Thrivent Investment Management"), as provider of administrative management...Agreement • March 11th, 2004 • Aal Mutual Funds • Minnesota
AMENDMENT TO MASTER CUSTODIAN AGREEMENTMaster Custodian Agreement • December 11th, 2017 • Thrivent Mutual Funds
This Amendment to Master Custodian Agreement dated February 8, 2017 (“Amendment Effective Date”) is an Amendment to the Master Custodian Agreement dated November 26, 2002, as amended, restated, supplemented or otherwise modified from time to time (hereinafter referred to as the “Agreement”), between STATE STREET BANK and TRUST COMPANY (the “Custodian”) and each such management investment company identified on Appendix A of the Agreement or made subject to the Agreement in accordance with Section 18.5 thereof (each, a “Fund’ ).
AMENDMENT NO. 7 TO INVESTMENT ADVISORY AGREEMENT (Thrivent Mutual Funds)Investment Advisory Agreement • February 27th, 2014 • Thrivent Mutual Funds
Thrivent Mutual Funds (“TMF”) and Thrivent Asset Management, LLC (“TAM”) hereby agree that, effective August 16, 2013, the Investment Advisory Agreement, dated January 1, 2006, between TMF and TAM will be amended to reflect that Thrivent Balanced Fund will be called Thrivent Balanced Income Plus Fund, Thrivent Core Bond Fund will be called Thrivent Opportunity Income Plus Fund, and Thrivent Equity Income Plus Fund will be called Thrivent Growth and Income Plus Fund. A revised Exhibit A is attached hereto.
